Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kartoon Studios, Inc.GNUS · Entity 7329 | Director | January 27, 2021 | March 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kartoon Studios, Inc.
Report date January 27, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $3.06 · Expires 2026-01-27 | IndirectSee Footnote | 20,000 |
Reported balance
After 2021-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-27 · Grant · Acquired 20,000 · Balance 20,000 F1: The option was granted on January 27, 2021. The shares underlying the option will fully vest and be exercisable on January 27, 2022, subject to Michael G. Klein's continued board service with the Issuer. F2: Represents the securities held of record by the Michael G. Klein Living Trust, dated 3/25/2002. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted on January 27, 2021. The shares underlying the option will fully vest and be exercisable on January 27, 2022, subject to Michael G. Klein's continued board service with the Issuer.
F2: Represents the securities held of record by the Michael G. Klein Living Trust, dated 3/25/2002.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2021 Filed Feb 1, 2021 21:22 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | SaleCommon Stock, par value $0.001 per share | 400 | $0.66 | $264.00 |
DisclosureSEC source: 0001683168-21-000338 · ownership.xml · nonDerivative · entry 1 KLEIN MICHAEL G · CIK 0001104036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,600 Read SEC document |
| January 27, 2021 Filed Mar 10, 2021 21:52 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | GrantStock Option Right to Buy · Derivative | 20,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001683168-21-000874 · ownership.xml · derivative · entry 1 KLEIN MICHAEL G · CIK 0001104036 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2026-01-27 F1 · shares: The option was granted on January 27, 2021. The shares underlying the option will fully vest and be exercisable on January 27, 2022, subject to Michael G. Klein's continued board service with the Issuer. F1 · derivative.exercise_date: The option was granted on January 27, 2021. The shares underlying the option will fully vest and be exercisable on January 27, 2022, subject to Michael G. Klein's continued board service with the Issuer. F1 · derivative.underlying_shares: The option was granted on January 27, 2021. The shares underlying the option will fully vest and be exercisable on January 27, 2022, subject to Michael G. Klein's continued board service with the Issuer. F1 · balance_after: The option was granted on January 27, 2021. The shares underlying the option will fully vest and be exercisable on January 27, 2022, subject to Michael G. Klein's continued board service with the Issuer. F2 · ownership.nature: Represents the securities held of record by the Michael G. Klein Living Trust, dated 3/25/2002. Read SEC document |
| July 06, 2020 Filed Jul 14, 2020 17:20 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | PurchaseCommon Stock, par value $0.001 per share | 25,000 | $2.83 | $70,750.00 |
DisclosureSEC source: 0001683168-20-002267 · ownership.xml · nonDerivative · entry 4 KLEIN MICHAEL G · CIK 0001104036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.73 to $2.97, inclusive. Upon request of the SEC staff, Genius Brands International, Inc. (the "Issuer") or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 26, 2020 Filed Jul 14, 2020 17:20 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | PurchaseCommon Stock, par value $0.001 per share | 5,000 | $2.73 | $13,650.00 |
DisclosureSEC source: 0001683168-20-002267 · ownership.xml · nonDerivative · entry 3 KLEIN MICHAEL G · CIK 0001104036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| June 18, 2020 Filed Jul 14, 2020 17:20 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | PurchaseCommon Stock, par value $0.001 per share | 10,000 | $2.79 | $27,900.00 |
DisclosureSEC source: 0001683168-20-002267 · ownership.xml · nonDerivative · entry 2 KLEIN MICHAEL G · CIK 0001104036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| May 19, 2020 Filed Jul 14, 2020 17:20 UTC | Kartoon Studios, Inc. GNUS · Entity 7329 | PurchaseCommon Stock, par value $0.001 per share | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001683168-20-002267 · ownership.xml · nonDerivative · entry 1 KLEIN MICHAEL G · CIK 0001104036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.