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SMITH RONALD J

Disclosed activity across 1 company

Tapewire entity
14148
SEC CIK
0001188933

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTEL CORPINTC · Entity 2799SENIOR VICE PRESIDENTOctober 17, 2003October 21, 2003

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTEL CORP

Report date October 17, 2003 · Filed October 21, 2003

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMONSEC Table I · non-derivativeDirect61,265 Ending reported balance After 2003-10-17 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2003-10-17 · Exercise / conversion · Acquired 56,000 · Balance 117,265

Row 2 · 2003-10-17 · Exercise / conversion · Acquired 40,000 · Balance 157,265

Row 3 · 2003-10-17 · Sale · Disposed 96,000 · Balance 61,265

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2004-04-12Direct2,203,104 Reported balance After 2003-10-17 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2003-10-17 · Exercise / conversion · Disposed 56,000 · Balance 2,203,104

F1: Column 8 is not a required reportable field. New SEC software requires a dollar amount; use zero per SEC.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.67 · Expires 2004-04-09Direct2,163,104 Reported balance After 2003-10-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2003-10-17 · Exercise / conversion · Disposed 40,000 · Balance 2,163,104

F1: Column 8 is not a required reportable field. New SEC software requires a dollar amount; use zero per SEC.

COMMONSEC Table I · non-derivativeIndirectFAMILY TRUST585,816 Reported balance Holding disclosure · report date 2003-10-17 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 585,816

COMMONSEC Table I · non-derivativeIndirectBY SELF FOR DAUGHTER4,678 Reported balance Holding disclosure · report date 2003-10-17 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,678

COMMONSEC Table I · non-derivativeIndirectBY SON4,678 Reported balance Holding disclosure · report date 2003-10-17 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 4,678

COMMONSEC Table I · non-derivativeIndirectBY EMPLOYEE BENEFIT PLAN TRUST2,561 Reported balance Holding disclosure · report date 2003-10-17 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,561

Filing footnotes · ownership attribution and instrument terms

F1: Column 8 is not a required reportable field. New SEC software requires a dollar amount; use zero per SEC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2003 Filed Oct 21, 2003 00:36 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $7.67 $0.00
Disclosure

SEC source: 0000050863-03-000268 · edgar.xml · derivative · entry 9

SMITH RONALD J · CIK 0001188933 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163,104

Underlying: COM. STK · 40,000 shares

Expires 2004-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Column 8 is not a required reportable field. New SEC software requires a dollar amount; use zero per SEC.

Read SEC document
October 17, 2003 Filed Oct 21, 2003 00:36 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56,000 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0000050863-03-000268 · edgar.xml · derivative · entry 8

SMITH RONALD J · CIK 0001188933 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203,104

Underlying: COM.STK · 56,000 shares

Expires 2004-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Column 8 is not a required reportable field. New SEC software requires a dollar amount; use zero per SEC.

Read SEC document
October 17, 2003 Filed Oct 21, 2003 00:36 UTC INTEL CORP INTC · Entity 2799 SaleCOMMON 96,000 $31.88 $3,060,480.00
Disclosure

SEC source: 0000050863-03-000268 · edgar.xml · nonDerivative · entry 3

SMITH RONALD J · CIK 0001188933 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,265

Read SEC document
October 17, 2003 Filed Oct 21, 2003 00:36 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionCOMMON 40,000 $7.67 $306,800.00
Disclosure

SEC source: 0000050863-03-000268 · edgar.xml · nonDerivative · entry 2

SMITH RONALD J · CIK 0001188933 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2003 Filed Oct 21, 2003 00:36 UTC INTEL CORP INTC · Entity 2799 Exercise / conversionCOMMON 56,000 $4.20 $235,200.00
Disclosure

SEC source: 0000050863-03-000268 · edgar.xml · nonDerivative · entry 1

SMITH RONALD J · CIK 0001188933 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.