Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVI STRAUSS & COLEVI · Entity 3651 | EVP & President, LSA | March 11, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVI STRAUSS & CO
Report date March 11, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,776 |
Reported balance
After 2021-03-11 transaction · row 1
1 source rowRow 1 · 2021-03-11 · Sale · Disposed 47,897 · Balance 31,776 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 28,350 |
Reported balance
Holding disclosure · report date 2021-03-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28,350 F3: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2021 Filed Mar 12, 2021 21:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 47,897 | $24.30 | $1,163,897.10 |
DisclosureSEC source: 0001209191-21-020130 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,776 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:42 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 16,455 | $19.58 | $322,188.90 |
DisclosureSEC source: 0001209191-21-007589 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,673 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.26 to $19.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 11,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 10 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 23,822 | $19.68 | $468,816.96 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 9 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,838 Underlying: Class A Common Stock · 23,822 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 14,350 | $9.60 | $137,760.00 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 8 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,660 Underlying: Class A Common Stock · 14,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 14,350 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 7 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Class B Common Stock · 14,350 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 21,310 | $6.90 | $147,039.00 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 6 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,310 Underlying: Class A Common Stock · 21,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 21,310 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 5 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 21,310 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 19,508 | $19.64 | $383,137.12 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 3 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,128 F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.32to $19.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 11,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 2,443 | $19.71 | $48,151.53 |
DisclosureSEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,798 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 29, 2021 Filed Jan 30, 2021 00:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 2,018 | $20.27 | $40,904.86 |
DisclosureSEC source: 0001209191-21-006247 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,241 F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.12 to $20.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 00:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 1,068 | $22.00 | $23,496.00 |
DisclosureSEC source: 0001209191-21-006247 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,259 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 31,629 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0001209191-21-005978 · doc4.xml · derivative · entry 3 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,629 Underlying: Class A Common Stock · 31,629 shares Expires 2031-01-26 F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 14,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005978 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,327 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:56 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 10,679 | $21.24 | $226,821.96 |
DisclosureSEC source: 0001209191-21-005793 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,690 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:56 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 30,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005793 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & President, LSA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,369 F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 30,187 vested PRSUs. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 60,941 | $19.45 | $1,185,302.45 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,182 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.30 to $19.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 58,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 13 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 58,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 121,619 | $19.83 | $2,411,704.77 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 12 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,621 Underlying: Class A Common Stock · 121,619 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 28,690 | $9.60 | $275,424.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 11 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,240 Underlying: Class A Common Stock · 28,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 28,690 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 10 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690 Underlying: Class B Common Stock · 28,690 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 42,620 | $6.90 | $294,078.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 9 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,550 Underlying: Class A Common Stock · 42,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 42,620 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 8 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,310 Underlying: Class B Common Stock · 42,620 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 82,830 | $6.10 | $505,263.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 7 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,930 Underlying: Class A Common Stock · 82,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 82,830 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 6 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 82,830 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 26,100 | $7.43 | $193,923.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 5 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,100 Underlying: Class A Common Stock · 26,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 26,100 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 4 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 26,100 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of these stock appreciation rights (SARs) are fully vested. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 23:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 58,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062357 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:28 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 56,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 7 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 59,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:28 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 56,946 | $17.10 | $973,776.60 |
DisclosureSEC source: 0001209191-20-058158 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,502 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.00 to $17.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:28 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 56,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058158 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 00:28 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 117,404 | $17.32 | $2,033,437.28 |
DisclosureSEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 6 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,946 Underlying: Class A Common Stock · 117,404 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 00:28 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 174,350 | $6.10 | $1,063,535.00 |
DisclosureSEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 5 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,350 Underlying: Class A Common Stock · 174,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 00:28 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 174,350 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 4 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,830 Underlying: Class B Common Stock · 174,350 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:05 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 21,680 | $15.00 | $325,200.00 |
DisclosureSEC source: 0001209191-20-054222 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,350 F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F1 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. Read SEC document |
| February 04, 2020 Filed Oct 7, 2020 23:05 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GiftClass A Common Stock | 12,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054222 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,030 F1 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. Read SEC document |
| February 01, 2020 Filed Feb 5, 2020 01:05 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 9,877 | $19.64 | $193,984.28 |
DisclosureSEC source: 0001209191-20-006696 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,382 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 01:57 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 3,496 | $19.75 | $69,046.00 |
DisclosureSEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 3 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,259 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:05 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 36,549 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0001209191-20-005460 · doc4.xml · derivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,549 Underlying: Class A Common Stock · 36,549 shares Expires 2030-01-27 F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:05 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 12,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005460 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,455 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 01:57 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 19,357 | $20.25 | $391,979.25 |
DisclosureSEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,755 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 01:57 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 53,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,112 F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 53,657 vested PRSUs. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:13 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 48,750 | $20.00 | $975,058.50 |
DisclosureSEC source: 0001209191-20-004635 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 107,110 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 22:31 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 3,400 | $20.00 | $68,004.42 |
DisclosureSEC source: 0001209191-19-061829 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,860 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:17 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049305 · doc4.xml · derivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 115,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:17 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049305 · doc4.xml · nonDerivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 03, 2019 Filed Jan 8, 2020 21:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GiftClass B Common Stock · Derivative | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002520 · doc5.xml · derivative · entry 2 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 115,030 Underlying: Class B Common Stock · 115,030 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. Read SEC document |
| May 03, 2019 Filed Jan 8, 2020 21:29 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GiftClass B Common Stock · Derivative | 115,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002520 · doc5.xml · derivative · entry 1 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 115,030 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:24 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 26,100 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 13 Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,100 Underlying: Class B Common Stock · 26,100 shares Expires 2022-02-04 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: 100% of these SARs are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.