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VIEX Special Opportunities GP II, LLC

Disclosed activity across 3 companies

Tapewire entity
141446
SEC CIK
0001658891

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
A10 Networks, Inc.ATEN · Entity 457410% ownerSeptember 01, 2020September 03, 2020
SEACHANGE INTERNATIONAL INCSEAC · Entity 109346Passive InvestorDecember 07, 2017December 08, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.00001SEC Table I · non-derivativeIndirectBy Viex Opportunities Fund, LP - Series One1,465,781 Reported balance After 2020-09-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-09-01 · Other · Disposed 68,817 · Balance 1,465,781

F4: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One.

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

Common Stock, par value $0.00001SEC Table I · non-derivativeDirect56,190 Reported balance Holding disclosure · report date 2020-09-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 56,190

F1: Certain shares are represented by Restricted Stock Units granted to Eric Singer in connection with his service on A10 Networks, Inc.'s (the "Issuer" board of directors.

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common Stock, par value $0.00001SEC Table I · non-derivativeIndirectBy Viex Opportunities Fund, LP - Series Two482,877 Reported balance Holding disclosure · report date 2020-09-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 482,877

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

Common Stock, par value $0.00001SEC Table I · non-derivativeIndirectBy Viex Special Opportunities Fund II, LP5,255,022 Reported balance Holding disclosure · report date 2020-09-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 5,255,022

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F7: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

Common Stock, par value $0.00001SEC Table I · non-derivativeIndirectBy Viex Special Opportunities Fund III, LP487,416 Reported balance Holding disclosure · report date 2020-09-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 487,416

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.

Filing footnotes · ownership attribution and instrument terms

F1: Certain shares are represented by Restricted Stock Units granted to Eric Singer in connection with his service on A10 Networks, Inc.'s (the "Issuer" board of directors.

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One.

F5: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F6: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

F7: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F8: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: VIEX Opportunities Fund, LP - Series One1,623,438 Last balance in matching sequence After 2017-12-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-12-07 · Sale · Disposed 118,619 · Balance 1,831,162

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.

Row 2 · 2017-12-07 · Sale · Disposed 207,724 · Balance 1,623,438

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: VIEX Special Opportunities Fund II, LP1,603,783 Last balance in matching sequence After 2017-12-07 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2017-12-07 · Sale · Disposed 117,183 · Balance 1,808,992

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Row 4 · 2017-12-07 · Sale · Disposed 205,209 · Balance 1,603,783

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.

F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IMMERSION CORP

Report date March 12, 2021 · Filed March 13, 2021

Jointly reported with Singer Eric, VIEX Special Opportunities Fund II, LP, VIEX Capital Advisors, LLC

Section 16 reporting ended · disclosed 2021-03-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectBy VIEX Special Opportunities Fund II, LP498,879 Reported balance After 2021-03-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-03-12 · Sale · Disposed 100,000 · Balance 498,879

F4: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5400 to $10.8100 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 4.

F2: This Form 4 is filed jointly by VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F5: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect22,763 Reported balance Holding disclosure · report date 2021-03-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 22,763

F1: Includes 18,543 Shares underlying unvested restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors.

F2: This Form 4 is filed jointly by VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F5: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 18,543 Shares underlying unvested restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors.

F2: This Form 4 is filed jointly by VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5400 to $10.8100 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 4.

F5: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2019 Filed Aug 19, 2019 20:52 UTC IMMERSION CORP IMMR · Entity 6143 OtherCommon Stock, $0.001 par value 154,000 $5.00 $770,000.00
Disclosure

SEC source: 0001567619-19-017292 · doc1.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,746,498

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 17:31 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherPut Option (Obligation to Buy) · Derivative 1,117 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-19-046654 · doc4.xml · derivative · entry 7

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock, par value $0.00001 · 111,700 shares

Expires 2019-08-16

F9 · kind: Put options expired on August 16, 2019.

F9 · derivative.exercise_date: Put options expired on August 16, 2019.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 17:31 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherPut Option (Obligation to Buy) · Derivative 11,048 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-19-046654 · doc4.xml · derivative · entry 6

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 0

Underlying: Common Stock, par value $0.00001 · 1,104,800 shares

Expires 2019-08-16

F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transaction reported herein represent the exercise of 11,048 put option contracts on August 16, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F8 · derivative.exercise_date: These options are currently exercisable.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 17:31 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherCommon Stock, par value $0.00001 1,104,800 $7.50 $8,286,000.00
Disclosure

SEC source: 0001209191-19-046654 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 4,899,122

F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transaction reported herein represent the exercise of 11,048 put option contracts on August 16, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 18:10 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherPut Option (Obligation to Buy) · Derivative 2,179 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-19-046403 · doc4.xml · derivative · entry 8

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 11,048

Underlying: Common Stock, par value $0.00001 · 217,900 shares

Expires 2019-08-16

F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises of (i) 452 put option contracts on August 14, 2019 and (ii) 2,179 put option contracts on August 15, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F8 · derivative.exercise_date: These options are currently exercisable.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 18:10 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherCommon Stock, par value $0.00001 217,900 $7.50 $1,634,250.00
Disclosure

SEC source: 0001209191-19-046403 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 3,794,322

F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises of (i) 452 put option contracts on August 14, 2019 and (ii) 2,179 put option contracts on August 15, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:10 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherPut Option (Obligation to Buy) · Derivative 452 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-19-046403 · doc4.xml · derivative · entry 7

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 13,227

Underlying: Common Stock, par value $0.00001 · 45,200 shares

Expires 2019-08-16

F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises of (i) 452 put option contracts on August 14, 2019 and (ii) 2,179 put option contracts on August 15, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F8 · derivative.exercise_date: These options are currently exercisable.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 18:10 UTC A10 Networks, Inc. ATEN · Entity 4574 OtherCommon Stock, par value $0.00001 45,200 $7.50 $339,000.00
Disclosure

SEC source: 0001209191-19-046403 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director

VIEX GP, LLC · CIK 0001654852 · Director

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director

VIEX Capital Advisors, LLC · CIK 0001619125 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Viex Special Opportunities Fund II, LP

Disclosed balance after: 3,576,422

F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises of (i) 452 put option contracts on August 14, 2019 and (ii) 2,179 put option contracts on August 15, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 19:55 UTC IMMERSION CORP IMMR · Entity 6143 OtherPut Option (obligation to buy) · Derivative 125 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 7

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 584

Underlying: Common Stock · 12,500 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options are currently exercisable.

F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 19:55 UTC IMMERSION CORP IMMR · Entity 6143 OtherCommon Stock, $0.001 par value 12,500 $10.00 $125,000.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,592,098

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:55 UTC IMMERSION CORP IMMR · Entity 6143 OtherPut Option (obligation to buy) · Derivative 191 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 6

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 709

Underlying: Common Stock · 19,100 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options are currently exercisable.

F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 19:55 UTC IMMERSION CORP IMMR · Entity 6143 OtherCommon Stock, $0.001 par value 19,100 $10.00 $191,000.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,579,598

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 17:01 UTC IMMERSION CORP IMMR · Entity 6143 OtherPut Option (obligation to buy) · Derivative 25 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · derivative · entry 5

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 925

Underlying: Common Stock · 2,500 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F5 · derivative.exercise_date: These options are currently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 17:01 UTC IMMERSION CORP IMMR · Entity 6143 OtherCommon Stock, $0.001 par value 2,500 $10.00 $25,000.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,557,998

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 17:01 UTC IMMERSION CORP IMMR · Entity 6143 OtherPut Option (obligation to buy) · Derivative 50 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · derivative · entry 4

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 950

Underlying: Common Stock · 5,000 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F5 · derivative.exercise_date: These options are currently exercisable.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 17:01 UTC IMMERSION CORP IMMR · Entity 6143 OtherCommon Stock, $0.001 par value 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0000899243-19-021088 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,555,498

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 17:02 UTC A10 Networks, Inc. ATEN · Entity 4574 GrantCommon Stock, par value $0.00001 30,120 $0.00 $0.00
Disclosure

SEC source: 0000921895-19-002071 · form410114025_07302019.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Director

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses

VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses

VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses

VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses

VIEX Special Opportunities GP III, LLC · CIK 0001676049 · See Explanation of Responses

VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

F2 · balance_after: Each share is represented by a restricted stock unit, which vests in three equal annual installments on the anniversary of the grant date of 07/26/2019, provided that the Reporting Person continues to serve through each vesting date.

F1 · ownership.direct: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

Read SEC document
July 18, 2019 Filed Aug 8, 2019 19:55 UTC IMMERSION CORP IMMR · Entity 6143 OtherPut Option (obligation to buy) · Derivative 25 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · derivative · entry 5

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 975

Underlying: Common Stock · 2,500 shares

Expires 2019-08-16

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F7 · derivative.exercise_date: These options are currently exercisable.

F8 · balance_after: The amount reported in Column 9 of Table II following the July 18, 2019 exercise of put options reflects the number of put option contracts outstanding following such exercise. The amounts reported in Column 9 of Table II following the August 6, 2019 and August 7, 2019 exercises of put options reflect the number of put option contracts outstanding following such exercises, taking into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
July 18, 2019 Filed Aug 8, 2019 19:55 UTC IMMERSION CORP IMMR · Entity 6143 OtherCommon Stock, $0.001 par value 2,500 $10.00 $25,000.00
Disclosure

SEC source: 0000899243-19-021348 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,552,998

F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · balance_after: The amount reported in Column 5 of Table I following the July 18, 2019 exercise of put options reflects the amount beneficially owned following that transaction. The amounts reported in Column 5 of Table I following the August 6, 2019 and August 7, 2019 exercises of put options reflect the amounts beneficially owned following those transactions and take into account the transactions reported on the Form 4 filed on August 6, 2019.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on July 18, 2019 of 25 put option contracts sold by VSO II, the exercise on August 6, 2019 of 191 put option contracts sold by VSO II and the exercise on August 7, 2019 of 125 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 13:00 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock, $0.001 par value 54,487 $7.55 $411,376.85
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,550,498

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 13:00 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock, $0.001 par value 40,865 $7.60 $310,574.00
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,496,011

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 13:00 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock, $0.001 par value 45,513 $7.55 $343,623.15
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,295,134

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 13:00 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock, $0.001 par value 34,135 $7.60 $259,426.00
Disclosure

SEC source: 0000899243-19-017553 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,249,621

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 13:00 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock, $0.001 par value 51,377 $7.60 $390,680.98
Disclosure

SEC source: 0000899243-19-017361 · doc4.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,455,146

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 13:00 UTC IMMERSION CORP IMMR · Entity 6143 PurchaseCommon Stock, $0.001 par value 42,915 $7.60 $326,334.24
Disclosure

SEC source: 0000899243-19-017361 · doc4.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · 10% owner

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner

VIEX GP, LLC · CIK 0001654852 · 10% owner

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner

VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,215,486

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.

F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:30 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 SaleCommon Stock, $0.01 par value 205,209 $3.50 $719,216.50
Disclosure

SEC source: 0000921895-17-002829 · form410114019_12082017.xml · nonDerivative · entry 4

Singer Eric · CIK 0001443284 · Passive Investor

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Passive Investor

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Passive Investor

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Passive Investor

VIEX GP, LLC · CIK 0001654852 · Passive Investor

VIEX Capital Advisors, LLC · CIK 0001619125 · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,603,783

F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:30 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 SaleCommon Stock, $0.01 par value 117,183 $3.50 $409,765.51
Disclosure

SEC source: 0000921895-17-002829 · form410114019_12082017.xml · nonDerivative · entry 3

Singer Eric · CIK 0001443284 · Passive Investor

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Passive Investor

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Passive Investor

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Passive Investor

VIEX GP, LLC · CIK 0001654852 · Passive Investor

VIEX Capital Advisors, LLC · CIK 0001619125 · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: VIEX Special Opportunities Fund II, LP

Disclosed balance after: 1,808,992

F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:30 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 SaleCommon Stock, $0.01 par value 207,724 $3.50 $728,031.08
Disclosure

SEC source: 0000921895-17-002829 · form410114019_12082017.xml · nonDerivative · entry 2

Singer Eric · CIK 0001443284 · Passive Investor

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Passive Investor

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Passive Investor

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Passive Investor

VIEX GP, LLC · CIK 0001654852 · Passive Investor

VIEX Capital Advisors, LLC · CIK 0001619125 · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,623,438

F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:30 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 SaleCommon Stock, $0.01 par value 118,619 $3.50 $414,786.92
Disclosure

SEC source: 0000921895-17-002829 · form410114019_12082017.xml · nonDerivative · entry 1

Singer Eric · CIK 0001443284 · Passive Investor

VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Passive Investor

VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Passive Investor

VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Passive Investor

VIEX GP, LLC · CIK 0001654852 · Passive Investor

VIEX Capital Advisors, LLC · CIK 0001619125 · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: VIEX Opportunities Fund, LP - Series One

Disclosed balance after: 1,831,162

F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.