Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOUGLAS DYNAMICS, INCPLOW · Entity 5002 | President-Work Truck Solutions | March 10, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOUGLAS DYNAMICS, INC
Report date March 10, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,090 |
Ending reported balance
After 2021-03-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-10 · Sale · Disposed 1,819 · Balance 12,311 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.83 to $49.805. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Row 2 · 2021-03-10 · Sale · Disposed 5 · Balance 12,306 Row 3 · 2021-03-11 · Grant · Acquired 3,784 · Balance 16,090 F2: Includes 3,784 shares that will vest in three annual installments beginning on March 6, 2022. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,557.0432 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,557.0432 |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.83 to $49.805. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: Includes 3,784 shares that will vest in three annual installments beginning on March 6, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2021 Filed Mar 12, 2021 20:04 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 3,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006182 · doc1.xml · nonDerivative · entry 3 Sievert Jonathon P. · CIK 0001705623 · President-Work Truck Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,090 F2 · shares: Includes 3,784 shares that will vest in three annual installments beginning on March 6, 2022. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:04 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 5 | $49.84 | $249.20 |
DisclosureSEC source: 0001567619-21-006182 · doc1.xml · nonDerivative · entry 2 Sievert Jonathon P. · CIK 0001705623 · President-Work Truck Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,306 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:04 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 1,819 | $49.29 | $89,650.14 |
DisclosureSEC source: 0001567619-21-006182 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President-Work Truck Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,311 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.83 to $49.805. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 15:16 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004369 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President-Work Truck Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 F1 · kind: Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2018 and ending on December 31, 2020. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:09 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 1,174 | $39.85 | $46,785.19 |
DisclosureSEC source: 0001567619-20-005903 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President-Work Truck Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,893 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.25 to $40.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:34 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004456 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President-Work Truck Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,067 F1 · shares: Includes 2,280 shares that will vest in three annual installments beginning on March 6, 2021. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 19:52 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 1,389 | $40.63 | $56,434.38 |
DisclosureSEC source: 0001567619-19-006379 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President - Henderson Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.21 to $41.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:48 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005108 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President - Henderson Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,176 F1 · shares: Includes 2,292 shares that will vest in three annual installments beginning on March 6, 2020. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 18:39 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 1,200 | $43.30 | $51,960.00 |
DisclosureSEC source: 0001567619-18-001369 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President - Henderson Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,883.918 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.20 to $43.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:11 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 1,438 | $43.49 | $62,532.15 |
DisclosureSEC source: 0001140361-18-012463 · doc1.xml · nonDerivative · entry 2 Sievert Jonathon P. · CIK 0001705623 · President - Henderson Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,083.918 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 21:11 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012463 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President - Henderson Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,521.918 F1 · shares: Includes 1,788 shares that will vest in two equal annual installments beginning on March 6, 2019. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:20 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 1,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009692 · doc1.xml · nonDerivative · entry 1 Sievert Jonathon P. · CIK 0001705623 · President - Henderson Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,838.918 F1 · shares: Includes 1,845 shares that will vest in three annual installments beginning on March 6, 2019. F2 · balance_after: End-of-period holdings include shares acquired pursuant to reinvestment of dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.