Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RTX Corp
Report date November 06, 2003 · Filed November 12, 2003 · Amendment
Section 16 reporting ended · disclosed 2003-11-12. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 851.773 |
Reported balance
After 2003-11-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2003-11-06 · Conversion · Acquired 467.084 · Balance 851.773 F1: The box to indicate that the reporiting person is no longer subject to Section 16 was inadvertently not checked on the original Form 4. The reporting person's savings plan holdings have been revised to reflect the correct balance. |
| ESOP Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Savings Plan Trustee | 0 |
Reported balance
After 2003-11-06 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2003-11-06 · Conversion · Disposed 116.771 · Balance 0 F3: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2003-11-06 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 2,500 F2: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The box to indicate that the reporiting person is no longer subject to Section 16 was inadvertently not checked on the original Form 4. The reporting person's savings plan holdings have been revised to reflect the correct balance.
F2: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.
F3: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2003 Filed Nov 7, 2003 21:32 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 116.771 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000327 · bor157.xml · derivative · entry 3 BORGMAN DEAN C · CIK 0001013068 · Chairman, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 467.084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F1 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:32 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 753.741 | $87.33 | $65,824.20 |
DisclosureSEC source: 0000101829-03-000327 · bor157.xml · nonDerivative · entry 1 BORGMAN DEAN C · CIK 0001013068 · Chairman, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 1,043.301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2003 Filed Nov 12, 2003 17:24 UTC Amendment | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 116.771 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000363 · bor178.xml · derivative · entry 3 BORGMAN DEAN C · CIK 0001013068 · Chairman, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 467.084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F3 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 12, 2003 17:24 UTC Amendment | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 467.084 | $87.33 | $40,790.45 |
DisclosureSEC source: 0000101829-03-000363 · bor178.xml · nonDerivative · entry 1 BORGMAN DEAN C · CIK 0001013068 · Chairman, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 851.773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The box to indicate that the reporiting person is no longer subject to Section 16 was inadvertently not checked on the original Form 4. The reporting person's savings plan holdings have been revised to reflect the correct balance. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.