Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marcus & Millichap, Inc.MMI · Entity 4846 | SVP/Corporate Initiatives | March 10, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marcus & Millichap, Inc.
Report date March 10, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,547 |
Ending reported balance
After 2021-03-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-10 · Exercise / conversion · Acquired 502 · Balance 71,721 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2021-03-10 · Tax withholding · Disposed 174 · Balance 71,547 F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,008 |
Reported balance
After 2021-03-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-10 · Exercise / conversion · Disposed 502 · Balance 2,008 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: The Reporting Person was granted 2,510 restricted stock units, which vest in five equal annual installments beginning March 10, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2021.
F3: The Reporting Person was granted 2,510 restricted stock units, which vest in five equal annual installments beginning March 10, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 22:46 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionRestricted Stock Units · Derivative | 502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020256 · doc4.xml · derivative · entry 3 Louie Martin E. · CIK 0001588207 · SVP/Corporate Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008 Underlying: Common Stock · 502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Reporting Person was granted 2,510 restricted stock units, which vest in five equal annual installments beginning March 10, 2021. F3 · derivative.expiration_date: The Reporting Person was granted 2,510 restricted stock units, which vest in five equal annual installments beginning March 10, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 22:46 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 174 | $33.38 | $5,808.12 |
DisclosureSEC source: 0001209191-21-020256 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · SVP/Corporate Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,547 F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 22:46 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-020256 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · SVP/Corporate Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 23:00 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 10,000 | $37.99 | $379,900.00 |
DisclosureSEC source: 0001209191-21-017969 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · SVP/Corporate Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,219 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 23:44 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 2,521 | $39.97 | $100,764.87 |
DisclosureSEC source: 0001209191-21-013969 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · SVP/Corporate Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,219 F1 · price: The range of prices for the shares of Common Stock is from $39.9216 to $40.04. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 22:06 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | GrantRestricted Stock Units · Derivative | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009314 · doc4.xml · derivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510 Underlying: Common Stock · 2,510 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021. F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021. Read SEC document |
| January 05, 2020 Filed Jan 8, 2020 00:36 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002406 · doc4.xml · derivative · entry 6 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016. F3 · derivative.expiration_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016. Read SEC document |
| January 05, 2020 Filed Jan 8, 2020 00:36 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 1,605 | $38.02 | $61,022.10 |
DisclosureSEC source: 0001209191-20-002406 · doc4.xml · nonDerivative · entry 4 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,740 F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement. Read SEC document |
| January 05, 2020 Filed Jan 8, 2020 00:36 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-002406 · doc4.xml · nonDerivative · entry 3 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 01:09 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 7,000 | $39.98 | $279,860.00 |
DisclosureSEC source: 0001209191-19-013278 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,964 F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. Read SEC document |
| January 05, 2019 Filed Jan 8, 2020 00:36 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002406 · doc4.xml · derivative · entry 5 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016. F3 · derivative.expiration_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016. Read SEC document |
| January 05, 2019 Filed Jan 8, 2020 00:36 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 1,619 | $34.74 | $56,244.06 |
DisclosureSEC source: 0001209191-20-002406 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,345 F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement. Read SEC document |
| January 05, 2019 Filed Jan 8, 2020 00:36 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-002406 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 01:20 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionDeferred Stock Units · Derivative | 51,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057487 · doc4.xml · derivative · entry 3 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock. F3 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant. F3 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 01:20 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 22,919 | $34.83 | $798,268.77 |
DisclosureSEC source: 0001209191-18-057487 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,964 F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 01:20 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 51,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-057487 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock. Read SEC document |
| February 06, 2018 Filed Feb 13, 2018 22:47 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 7,800 | $28.90 | $225,450.42 |
DisclosureSEC source: 0001209191-18-009695 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,966 F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. F2 · price: The range of prices for the shares of Common Stock is from $28.89 to $29.35. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 22:07 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002976 · doc4.xml · derivative · entry 3 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016. F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 22:07 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 1,752 | $32.02 | $56,099.04 |
DisclosureSEC source: 0001209191-18-002976 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,766 F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 22:07 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-002976 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:41 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 13,000 | $32.00 | $416,000.00 |
DisclosureSEC source: 0001209191-18-002128 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,518 F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. Read SEC document |
| November 06, 2017 Filed Nov 9, 2017 00:30 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionDeferred Stock Units · Derivative | 51,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059849 · doc4.xml · derivative · entry 3 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,917 Underlying: Common Stock · 51,919 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock. F3 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant. F3 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant. Read SEC document |
| November 06, 2017 Filed Nov 9, 2017 00:30 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 23,751 | $29.00 | $688,779.00 |
DisclosureSEC source: 0001209191-17-059849 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,518 F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement. Read SEC document |
| November 06, 2017 Filed Nov 9, 2017 00:30 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 51,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059849 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 02:17 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002448 · doc4.xml · derivative · entry 4 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016. F6 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 02:17 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 1,752 | $26.30 | $46,077.60 |
DisclosureSEC source: 0001209191-17-002448 · doc4.xml · nonDerivative · entry 3 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,350 F5 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 02:17 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002448 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:17 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 28,107 | $26.56 | $746,651.21 |
DisclosureSEC source: 0001209191-17-002448 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,102 F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. F2 · price: The range of prices for the shares of Common Stock is from $26.24 to $27.075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F3 · balance_after: Includes 1,739 shares acquired under the Issuer's employee stock purchase plan. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 23:17 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | SaleCommon Stock | 8,821 | $30.00 | $264,630.00 |
DisclosureSEC source: 0001209191-16-154783 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,209 Read SEC document |
| November 05, 2016 Filed Nov 9, 2016 01:15 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionDeferred Stock Units · Derivative | 51,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148956 · doc4.xml · derivative · entry 3 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,836 Underlying: Common Stock · 51,919 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock. F3 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant. F3 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant. Read SEC document |
| November 05, 2016 Filed Nov 9, 2016 01:15 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Tax withholdingCommon Stock | 23,812 | $23.99 | $571,249.88 |
DisclosureSEC source: 0001209191-16-148956 · doc4.xml · nonDerivative · entry 2 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,030 F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement. Read SEC document |
| November 05, 2016 Filed Nov 9, 2016 01:15 UTC | Marcus & Millichap, Inc. MMI · Entity 4846 | Exercise / conversionCommon Stock | 51,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-148956 · doc4.xml · nonDerivative · entry 1 Louie Martin E. · CIK 0001588207 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.