Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SLB LIMITED/NVSLB · Entity 2936 | Secretary | March 12, 2021 | March 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SLB LIMITED/NV
Report date March 12, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per ShareSEC Table I · non-derivative | Direct | 119,353 |
Ending reported balance
After 2021-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-12 · Grant · Acquired 3,234 · Balance 120,626 F1: The Company granted performance share units ("PSUs") to the reporting person on January 17, 2018. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2020 audited financial results when the Company's compensation committee met in January 2021 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2021, all such competitors had reported their 2020 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Row 2 · 2021-03-12 · Tax withholding · Disposed 1,273 · Balance 119,353 |
Filing footnotes · ownership attribution and instrument terms
F1: The Company granted performance share units ("PSUs") to the reporting person on January 17, 2018. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2020 audited financial results when the Company's compensation committee met in January 2021 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2021, all such competitors had reported their 2020 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2021 Filed Mar 16, 2021 13:43 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 1,273 | $29.24 | $37,222.52 |
DisclosureSEC source: 0001127602-21-010705 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,353 Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 13:43 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010705 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,626 F1 · shares: The Company granted performance share units ("PSUs") to the reporting person on January 17, 2018. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2020 audited financial results when the Company's compensation committee met in January 2021 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2021, all such competitors had reported their 2020 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:19 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 10,128 | $23.99 | $242,970.72 |
DisclosureSEC source: 0001127602-21-002586 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,392 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:19 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 25,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002586 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,520 F1 · shares: Shares of common stock issued to the reporting person on January 22, 2021 upon achievement of the performance criteria and vesting of performance share units granted on January 17, 2018. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 23:08 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantRSU (Restricted Stock Unit) · Derivative | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002361 · form4.xml · derivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock, $0.01 Par Value Per Share · 10,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. F3 · derivative.exercise_date: The restricted stock unit award was granted January 20, 2021 and vests 100% on January 20, 2024. F3 · derivative.expiration_date: The restricted stock unit award was granted January 20, 2021 and vests 100% on January 20, 2024. Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 22:32 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionRSU (Restricted Stock Unit) · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027295 · form4.xml · derivative · entry 3 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 Par Value Per Share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. F3 · derivative.exercise_date: The restricted stock unit award was granted October 18, 2017 and vested 100% on October 18, 2020. F3 · derivative.expiration_date: The restricted stock unit award was granted October 18, 2017 and vested 100% on October 18, 2020. Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 22:32 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 5,903 | $15.58 | $91,968.74 |
DisclosureSEC source: 0001127602-20-027295 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,509 Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 22:32 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionCommon Stock, $0.01 Par Value Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027295 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 309 shares acquired under the Schlumberger discounted stock purchase plan for the period ended June 30, 2020. Read SEC document |
| May 08, 2020 Filed May 11, 2020 21:39 UTC | SLB LIMITED/NV SLB · Entity 2936 | SaleCommon Stock, $0.01 Par Value Per Share | 35,000 | $17.35 | $607,215.00 |
DisclosureSEC source: 0001127602-20-016108 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,103 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.345 to $17.355. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 19:03 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionRSU (Restricted Stock Unit) · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014285 · form4.xml · derivative · entry 3 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 Par Value Per Share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. F2 · derivative.exercise_date: The restricted stock unit award was granted April 20, 2017 and vested 100% on April 20, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted April 20, 2017 and vested 100% on April 20, 2020. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 19:03 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 5,903 | $14.88 | $87,836.64 |
DisclosureSEC source: 0001127602-20-014285 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,103 Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 19:03 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionCommon Stock, $0.01 Par Value Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014285 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:11 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 1,021 | $14.19 | $14,487.99 |
DisclosureSEC source: 0001127602-20-013383 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,006 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:11 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 2,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013383 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,027 F1 · shares: The Company granted performance share units ("PSUs") to the reporting person on January 19, 2017. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2019 audited financial results when the Company's compensation committee met in January 2020 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of April 3, 2020, all such competitors had reported their 2019 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 01:40 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 29,449 | $39.08 | $1,150,719.68 |
DisclosureSEC source: 0001127602-20-002199 · form4.xml · nonDerivative · entry 3 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,433 Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 01:40 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 51,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002199 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,882 F3 · shares: Shares of restricted common stock issued to the reporting person on January 17, 2020 upon achievement of the performance criteria and vesting of performance share units granted on January 17, 2018. Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 01:40 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 23,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002199 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,632 F1 · shares: Shares of common stock issued to the reporting person on January 17, 2020 upon achievement of the performance criteria and vesting of performance share units granted on January 19, 2017. F2 · balance_after: Includes 181 shares for the period ended June 30, 2016, 187 shares for the period ended December 31, 2017, 342 shares for the period ended June 30, 2019, and 312 shares for the period ended December 31, 2019, that were acquired under the Schlumberger discounted stock purchase plan. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 20:35 UTC | SLB LIMITED/NV SLB · Entity 2936 | SaleCommon Stock, $0.01 Par Value Per Share | 8,643 | $43.29 | $374,187.45 |
DisclosureSEC source: 0001127602-19-016480 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,260 Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 00:37 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 1,622 | $42.52 | $68,967.44 |
DisclosureSEC source: 0001127602-19-011422 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,903 Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 00:37 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 4,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011422 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,525 F1 · shares: The Company granted performance share units ("PSUs") to the reporting person on January 21, 2016. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2018 audited financial results when the Company's compensation committee met in January 2019 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2019, all such competitors had reported their 2018 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 23:10 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 30,756 | $43.97 | $1,352,341.32 |
DisclosureSEC source: 0001127602-19-002569 · form4.xml · nonDerivative · entry 3 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,573 Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 23:10 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002569 · form4.xml · nonDerivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,329 F3 · shares: Shares of restricted common stock issued to the reporting person on January 18, 2019 upon achievement of the performance criteria and vesting of performance share units granted on January 19, 2017. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 23:10 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 37,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002569 · form4.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,329 F1 · shares: Shares of common stock issued to the reporting person on January 18, 2019 upon achievement of the performance criteria and vesting of performance share units granted on January 21, 2016. F2 · balance_after: Includes 181 shares and 189 shares acquired under the Schlumberger discounted stock purchase plan for the periods ending June 30, 2018 and December 31, 2018, respectively. Read SEC document |
| January 18, 2019 Filed Feb 1, 2019 23:44 UTC Amendment | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 31,925 | $43.97 | $1,403,742.25 |
DisclosureSEC source: 0001127602-19-003548 · form4a.xml · nonDerivative · entry 1 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,404 Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 23:06 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantRSU (Restricted Stock Unit) · Derivative | 15,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-030186 · form4.xml · derivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, $0.01 Par Value Per Share · 15,000 shares Expires not disclosed F3 · price: Each restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. F2 · derivative.exercise_date: The restricted stock unit award was granted October 18, 2017 and vests 100% on October 18, 2020. F2 · derivative.expiration_date: The restricted stock unit award was granted October 18, 2017 and vests 100% on October 18, 2020. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 20:03 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantRSU (Restricted Stock Unit) · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015355 · form4.xml · derivative · entry 2 Juden Alexander C. · CIK 0001460434 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, $0.01 Par Value Per Share · 15,000 shares Expires not disclosed F2 · derivative.exercise_date: Subject to 3-year cliff vesting on April 20, 2020. F2 · derivative.expiration_date: Subject to 3-year cliff vesting on April 20, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.