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Cadent Energy Partners, LLC

Disclosed activity across 1 company

Tapewire entity
141282
SEC CIK
0001701704

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cactus, Inc.WHD · Entity 964Director · 10% ownerMarch 12, 2021March 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cactus, Inc.

Report date March 12, 2021 · Filed March 16, 2021

Jointly reported with CADENT ENERGY PARTNERS II LP, Cadent Energy Partners II-GP, LP, CEP II-GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect4,236,216 Reported balance After 2021-03-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-03-12 · Disposition to issuer · Disposed 4,111,250 · Balance 4,236,216

F1: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

Class A Common StockSEC Table I · non-derivativeDirect4,126,510 Reported balance After 2021-03-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-03-12 · Other · Acquired 4,111,250 · Balance 4,126,510

F2: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

Class A Common StockSEC Table I · non-derivativeDirect15,260 Reported balance After 2021-03-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-03-12 · Sale · Disposed 4,111,250 · Balance 15,260

UnitsSEC Table II · derivative / convertible securityDirect4,236,216 Reported balance After 2021-03-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-12 · Other · Disposed 4,111,250 · Balance 4,236,216

F3: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F1: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

F6: The Units were redeemed for Class A Common Stock on March 12, 2021 in connection with the Offering.

Filing footnotes · ownership attribution and instrument terms

F1: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

F2: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

F3: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F6: The Units were redeemed for Class A Common Stock on March 12, 2021 in connection with the Offering.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Mar 16, 2021 16:08 UTC Cactus, Inc. WHD · Entity 964 OtherUnits · Derivative 4,111,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000081 · wf-form4_161592527606903.xml · derivative · entry 4

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236,216

Underlying: Class A Common Stock · 4,111,250 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F1 · kind: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

F6 · price: The Units were redeemed for Class A Common Stock on March 12, 2021 in connection with the Offering.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 16:08 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 4,111,250 $30.56 $125,619,243.75
Disclosure

SEC source: 0001699136-21-000081 · wf-form4_161592527606903.xml · nonDerivative · entry 3

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,260

Read SEC document
March 12, 2021 Filed Mar 16, 2021 16:08 UTC Cactus, Inc. WHD · Entity 964 OtherClass A Common Stock 4,111,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000081 · wf-form4_161592527606903.xml · nonDerivative · entry 2

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126,510

F2 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

F2 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 16:08 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 4,111,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000081 · wf-form4_161592527606903.xml · nonDerivative · entry 1

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236,216

F1 · price: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:33 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 3,115 $0.00 $0.00
Disclosure

SEC source: 0001699136-21-000063 · wf-form4_161559200957377.xml · derivative · entry 3

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Class A Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 11, 2021, the reporting person was granted 3,115 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2021, the reporting person was granted 3,115 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:33 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 7,321 $0.00 $0.00
Disclosure

SEC source: 0001699136-21-000063 · wf-form4_161559200957377.xml · derivative · entry 2

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:33 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 7,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000063 · wf-form4_161559200957377.xml · nonDerivative · entry 1

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:04 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 7,321 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-033214 · a4.xml · derivative · entry 3

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

Underlying: Class A Common Stock · 7,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Class A common stock will be delivered within 60 days of the vesting date.

F3 · derivative.exercise_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:04 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 2,675 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-033214 · a4.xml · derivative · entry 2

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Class A common stock will be delivered within 60 days of the vesting date.

F2 · derivative.exercise_date: On March 11, 2019, the reporting person was granted 2,675 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 11, 2019, the reporting person was granted 2,675 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:04 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 2,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033214 · a4.xml · nonDerivative · entry 1

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Class A common stock will be delivered within 60 days of the vesting date.

F2 · price: On March 11, 2019, the reporting person was granted 2,675 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC Cactus, Inc. WHD · Entity 964 OtherUnits · Derivative 5,950,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-017224 · a4.xml · derivative · entry 4

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347,466

Underlying: Class A Common Stock · 5,950,000 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Call Right"). In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F1 · kind: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

F6 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Call Right"). In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Call Right"). In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 5,950,000 $35.93 $213,783,500.00
Disclosure

SEC source: 0001104659-19-017224 · a4.xml · nonDerivative · entry 3

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC Cactus, Inc. WHD · Entity 964 OtherClass A Common Stock 5,950,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-017224 · a4.xml · nonDerivative · entry 2

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955,264

F2 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

F2 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 5,950,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-017224 · a4.xml · nonDerivative · entry 1

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347,466

F1 · price: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:56 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 2,675 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-014664 · a4.xml · derivative · entry 1

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Class A Common Stock · 2,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

Read SEC document
February 07, 2019 Filed Feb 12, 2019 00:05 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 5,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-007202 · a4.xml · derivative · entry 2

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 7, 2018, Bruce Rothstein was granted 5,264 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On February 7, 2018, Bruce Rothstein was granted 5,264 restricted stock units, vesting on the first anniversary of the grant date.

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February 07, 2019 Filed Feb 12, 2019 00:05 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 5,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-007202 · a4.xml · nonDerivative · entry 1

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A common stock on a one-for-one basis.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 19:25 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerUnits · Derivative 9,517,078 $32.09 $305,366,868.12
Disclosure

SEC source: 0001104659-18-045830 · a4.xml · derivative · entry 2

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,297,466

Underlying: Class A Common Stock · 9,517,078 shares

Expires not disclosed

F2 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F3 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F3 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F3 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

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July 16, 2018 Filed Jul 18, 2018 19:25 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 9,517,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-045830 · a4.xml · nonDerivative · entry 1

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,297,466

F1 · price: These securities were disposed as part of a redemption of the Reporting Persons' Units.

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February 14, 2018 Filed Feb 14, 2018 21:49 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerUnit · Derivative 1,701,117 $17.86 $30,381,949.62
Disclosure

SEC source: 0001104659-18-009881 · a4.xml · derivative · entry 5

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,814,544

Underlying: Class A Common Stock · 1,701,117 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

Read SEC document
February 14, 2018 Filed Feb 14, 2018 21:49 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 1,701,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-009881 · a4.xml · nonDerivative · entry 2

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,814,544

F2 · price: These securities were disposed as part of a Redemption of the Reporting Persons' CW Units.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:49 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerUnit · Derivative 4,273,917 $17.86 $76,332,157.62
Disclosure

SEC source: 0001104659-18-009881 · a4.xml · derivative · entry 4

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,515,661

Underlying: Class A Common Stock · 15,583,664 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:49 UTC Cactus, Inc. WHD · Entity 964 GrantUnit · Derivative 41,099,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-009881 · a4.xml · derivative · entry 3

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,099,325

Underlying: Class A Common Stock · 41,099,325 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 21:49 UTC Cactus, Inc. WHD · Entity 964 GrantClass B Common Stock 25,515,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-009881 · a4.xml · nonDerivative · entry 1

CADENT ENERGY PARTNERS II LP · CIK 0001422354 · Director · 10% owner

Cadent Energy Partners II-GP, LP · CIK 0001701703 · Director · 10% owner

CEP II-GP, LLC · CIK 0001701711 · Director · 10% owner

Cadent Energy Partners, LLC · CIK 0001701704 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,515,661

F1 · price: These securities were acquired as part of the closing of the Issuer's IPO.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 17:41 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 5,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-007952 · a4.xml · derivative · entry 1

Cadent Energy Partners, LLC · CIK 0001701704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Underlying: Class A Common Stock · 5,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · price: The restricted stock units vest on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.