Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | CALO | February 20, 2018 | February 21, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Enterprise Ops Officer | March 17, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date February 20, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Grogin Living Trust dtd 12-19-01 | 0 |
Reported balance
After 2018-02-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-20 · Sale · Disposed 5,000 · Balance 0 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. |
| Class A Common StockSEC Table I · non-derivative | Direct | 9,002 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,002 F3: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectAdult Daughter | 11,064.27 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 11,064.27 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F5: These securities are held by the reporting person's adult daughter who is no longer living at home and the reporting person disclaims beneficial ownership of such securities. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectJBG Children's Trust utd 12/31/2000 | 33,193 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 33,193 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectMJG Children's Trust utd 12/31/2000 | 22,128.73 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 22,128.73 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Grogin Living Trust dtd 12-19-01 | 482,580 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 482,580 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,882 F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 28,216 F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 23,829 F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 27,771 F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 22,506 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 22,506 F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F5: These securities are held by the reporting person's adult daughter who is no longer living at home and the reporting person disclaims beneficial ownership of such securities.
F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date March 17, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,579 |
Reported balance
After 2021-03-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-17 · Sale · Disposed 1,246 · Balance 24,579 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2: The reported amount consists of 7,744 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectJBG Children's Trust utd 12/31/2000 | 21,000 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,000 |
| Common StockSEC Table I · non-derivative | IndirectMJG Children's Trust utd 12/31/2000 | 22,129 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,129 |
| Common StockSEC Table I · non-derivative | IndirectThe Grogin Living Trust dtd 12-19-01 | 453,655 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 453,655 |
| Common StockSEC Table I · non-derivative | IndirectGrogin Giving Fund | 4,395 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,395 |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 5,735 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,735 F3: This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.03 · Expires 2030-02-25 | Direct | 17,824 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 17,824 F4: This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.85 · Expires 2031-02-24 | Direct | 9,239 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 9,239 F5: This nonstatutory stock option to purchase 9,239 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2029-03-14 | Direct | 12,038 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 12,038 F6: This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2: The reported amount consists of 7,744 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3: This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
F4: This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
F5: This nonstatutory stock option to purchase 9,239 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
F6: This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PennyMac Mortgage Investment Trust
Report date March 12, 2021 · Filed March 16, 2021
Section 16 reporting ended · disclosed 2018-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 37,284 |
Reported balance
After 2021-03-12 transaction · row 1
1 source rowRow 1 · 2021-03-12 · Tax withholding · Disposed 865 · Balance 37,284 F1: Represents shares withheld for taxes upon vesting of restricted share units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2017 Filed Sep 8, 2017 18:50 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $16.75 | $50,250.00 |
DisclosureSEC source: 0001127602-17-027208 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 42,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $16.88 | $101,299.80 |
DisclosureSEC source: 0001127602-17-026993 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 45,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.75 to $17.025. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $17.02 | $102,144.00 |
DisclosureSEC source: 0001127602-17-026993 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 51,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $16.925 to $17.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $17.20 | $103,203.00 |
DisclosureSEC source: 0001127602-17-026993 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 57,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.05 to $17.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 30, 2017 Filed Aug 30, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $17.15 | $102,925.20 |
DisclosureSEC source: 0001127602-17-026735 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 63,000 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $17.05 to $17.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $16.86 | $101,179.80 |
DisclosureSEC source: 0001127602-17-026735 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 69,000 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.80 to $16.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026735 · form4.xml · derivative · entry 5 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 557,580 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 18:17 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026735 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:44 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,862 | $17.65 | $32,856.29 |
DisclosureSEC source: 0001127602-17-020804 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,320 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 22,466 restricted share units and 11,854 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:49 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,625 | $17.64 | $28,665.00 |
DisclosureSEC source: 0001127602-17-018512 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,182 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 26,191 restricted share units and 9,991 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| May 03, 2017 Filed May 4, 2017 17:41 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,081 | $16.79 | $85,297.29 |
DisclosureSEC source: 0001127602-17-016894 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,083 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.70 to $16.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 9,002 restricted stock units and 5,081 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:34 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 10,162 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-014356 · form4.xml · derivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F1 · derivative.underlying_shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:34 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 10,162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014356 · form4.xml · derivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 Underlying: Class A Common Stock · 10,162 shares Expires not disclosed F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:34 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 10,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014356 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. F2 · balance_after: The reported amount consists of 9,002 restricted stock units and 10,162 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:05 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 22,506 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0001127602-17-010916 · form4.xml · derivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,506 Underlying: Class A Common Stock · 22,506 shares Expires 2027-03-06 F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:05 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 9,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010916 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,002 F1 · shares: The Reporting Person was granted 9,002 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 9,002 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 18:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.89 | $53,684.10 |
DisclosureSEC source: 0001127602-17-008980 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.75 to $18.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 18:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.11 | $54,315.00 |
DisclosureSEC source: 0001127602-17-008980 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 3,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $18.05 to $18.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:41 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,826 | $16.88 | $30,816.12 |
DisclosureSEC source: 0001127602-17-008751 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,807 F6 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F8 · balance_after: The reported amount consists of 29,441 restricted share units and 8,366 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:41 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,538 | $16.89 | $25,977.13 |
DisclosureSEC source: 0001127602-17-008751 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,633 F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.83 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 29,441 restricted share units and 10,192 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.17 | $54,517.50 |
DisclosureSEC source: 0001127602-17-008980 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 6,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.05 to $18.25. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 18:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.29 | $54,857.40 |
DisclosureSEC source: 0001127602-17-008035 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 9,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $18.10 to $18.475. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:41 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008751 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,171 F1 · shares: The Reporting Person was granted 5,281restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 29,441 restricted share units and 11,730 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 18:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.23 | $54,682.50 |
DisclosureSEC source: 0001127602-17-008035 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 12,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $18.15 to $18.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:35 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.50 | $55,509.90 |
DisclosureSEC source: 0001127602-17-008035 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 15,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.30 to $18.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 16:53 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.29 | $54,879.90 |
DisclosureSEC source: 0001127602-17-006973 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 18,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $18.25 to $18.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 16:53 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.16 | $54,467.40 |
DisclosureSEC source: 0001127602-17-006973 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 21,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $18.10 to $18.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:53 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.38 | $55,141.20 |
DisclosureSEC source: 0001127602-17-006973 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 24,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.30 to $18.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.18 | $54,536.40 |
DisclosureSEC source: 0001127602-17-006130 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 27,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $18.10 to $18.225. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.33 | $54,985.50 |
DisclosureSEC source: 0001127602-17-006130 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 30,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $18.20 to $18.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.18 | $54,525.00 |
DisclosureSEC source: 0001127602-17-006130 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 33,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.10 to $18.25. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 18:19 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.22 | $54,672.60 |
DisclosureSEC source: 0001127602-17-004844 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 36,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $18.10 to $18.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 18:19 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $18.27 | $54,795.00 |
DisclosureSEC source: 0001127602-17-004844 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 39,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $18.15 to $18.425. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 18:19 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $19.11 | $57,335.10 |
DisclosureSEC source: 0001127602-17-004844 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 42,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $19.00 to $19.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 18:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $18.74 | $112,428.60 |
DisclosureSEC source: 0001127602-17-004159 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 45,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $18.55 to $18.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 18:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $17.84 | $107,038.80 |
DisclosureSEC source: 0001127602-17-004159 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 51,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.55 to $18.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 18:37 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $16.94 | $101,612.40 |
DisclosureSEC source: 0001127602-17-004159 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 57,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.80 to $17.025. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 01, 2017 Filed Feb 1, 2017 19:26 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $17.05 | $102,318.00 |
DisclosureSEC source: 0001127602-17-003428 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 63,000 F2 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.90 to $17.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 19:26 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 6,000 | $16.90 | $101,415.00 |
DisclosureSEC source: 0001127602-17-003428 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 69,000 F2 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $16.75 to $17.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 19:26 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003428 · form4.xml · derivative · entry 4 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 632,580 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 19:26 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003428 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| December 30, 2016 Filed Feb 1, 2017 19:21 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 11,064.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003423 · form5.xml · derivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · MJG Children's Trust utd 12/31/2000 Disclosed balance after: 22,128.73 Underlying: Class A Common Stock · 11,064.27 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F3 · shares: The Reporting Person gifted 11,064.27 Class A Units of Private National Mortgage Acceptance Company, LLC from the MJG Children's Trust utd 12/31/2000 to his adult daughter. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| December 19, 2016 Filed Feb 13, 2017 22:58 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 2,500 | $16.80 | $42,000.00 |
DisclosureSEC source: 0001127602-17-005566 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,890 F1 · shares: The Reporting Person sold 2,500 shares on 12/19/2016, which was not timely reported due to administrative error. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 20:34 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 4,756 | $16.75 | $79,663.00 |
DisclosureSEC source: 0001127602-16-070553 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,390 F1 · balance_after: The reported amount consists of 30,890 restricted share units and 7,500 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 00:03 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 3,000 | $16.30 | $48,900.00 |
DisclosureSEC source: 0001127602-16-070170 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,146 F1 · balance_after: The reported amount consists of 30,890 restricted share units and 12,256 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 00:03 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,513 | $16.31 | $24,677.03 |
DisclosureSEC source: 0001127602-16-070170 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,146 Read SEC document |
| June 01, 2015 Filed Feb 1, 2017 19:21 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 707,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003423 · form5.xml · derivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 707,580 Underlying: Class A Common Stock · 707,580 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · shares: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| June 01, 2015 Filed Feb 1, 2017 19:21 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 707,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003423 · form5.xml · derivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 707,580 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · shares: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · shares: The Reporting Person transferred 707,580 Class A Units of Private National Mortgage Acceptance Company, LLC to The Grogin Living Trust dtd 12-19-01, which was not timely reported due to administrative error. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.