Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | CALO | February 20, 2018 | February 21, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Enterprise Ops Officer | March 17, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date February 20, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Grogin Living Trust dtd 12-19-01 | 0 |
Reported balance
After 2018-02-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-20 · Sale · Disposed 5,000 · Balance 0 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. |
| Class A Common StockSEC Table I · non-derivative | Direct | 9,002 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,002 F3: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectAdult Daughter | 11,064.27 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 11,064.27 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F5: These securities are held by the reporting person's adult daughter who is no longer living at home and the reporting person disclaims beneficial ownership of such securities. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectJBG Children's Trust utd 12/31/2000 | 33,193 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 33,193 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectMJG Children's Trust utd 12/31/2000 | 22,128.73 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 22,128.73 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Grogin Living Trust dtd 12-19-01 | 482,580 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 482,580 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,882 F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 28,216 F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 23,829 F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 27,771 F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 22,506 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 22,506 F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F5: These securities are held by the reporting person's adult daughter who is no longer living at home and the reporting person disclaims beneficial ownership of such securities.
F6: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F9: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date March 17, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,579 |
Reported balance
After 2021-03-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-17 · Sale · Disposed 1,246 · Balance 24,579 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2: The reported amount consists of 7,744 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectJBG Children's Trust utd 12/31/2000 | 21,000 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,000 |
| Common StockSEC Table I · non-derivative | IndirectMJG Children's Trust utd 12/31/2000 | 22,129 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,129 |
| Common StockSEC Table I · non-derivative | IndirectThe Grogin Living Trust dtd 12-19-01 | 453,655 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 453,655 |
| Common StockSEC Table I · non-derivative | IndirectGrogin Giving Fund | 4,395 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,395 |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 5,735 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,735 F3: This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.03 · Expires 2030-02-25 | Direct | 17,824 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 17,824 F4: This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.85 · Expires 2031-02-24 | Direct | 9,239 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 9,239 F5: This nonstatutory stock option to purchase 9,239 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2029-03-14 | Direct | 12,038 |
Reported balance
Holding disclosure · report date 2021-03-17 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 12,038 F6: This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2: The reported amount consists of 7,744 restricted stock units and 16,835 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3: This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
F4: This nonstatutory stock option to purchase 17,824 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
F5: This nonstatutory stock option to purchase 9,239 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
F6: This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PennyMac Mortgage Investment Trust
Report date March 12, 2021 · Filed March 16, 2021
Section 16 reporting ended · disclosed 2018-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 37,284 |
Reported balance
After 2021-03-12 transaction · row 1
1 source rowRow 1 · 2021-03-12 · Tax withholding · Disposed 865 · Balance 37,284 F1: Represents shares withheld for taxes upon vesting of restricted share units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2019 Filed Nov 19, 2019 18:18 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 7,640 | $32.85 | $250,956.43 |
DisclosureSEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,166 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $32.28 to $33.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 14,811 restricted stock units and 2,355 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:18 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,400 | $32.11 | $269,760.96 |
DisclosureSEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 474,180 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $32.00 to $32.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 18:18 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,628 | $32.12 | $277,112.38 |
DisclosureSEC source: 0001127602-19-033282 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,806 F1 · price: The price reported is the weighted average price of multiple transactions ranging from $32.01 to $32.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected. F2 · balance_after: The reported amount consists of 14,811 restricted stock units and 9,995 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Jul 10, 2019 16:41 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 18,057 | $22.92 Strike: $22.92 | $413,866.44 |
DisclosureSEC source: 0001127602-19-024352 · form4.xml · derivative · entry 6 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,057 Underlying: Common Stock · 18,057 shares Expires 2029-03-14 F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 18,057 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. Read SEC document |
| June 04, 2018 Filed Jul 10, 2019 20:45 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,862 | $18.69 | $34,805.44 |
DisclosureSEC source: 0001127602-19-024354 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,969 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $18.6050 to $18.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 5,164 restricted share units and 30,805 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 02, 2018 Filed Jul 10, 2019 20:45 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 880 | $18.05 | $15,884.00 |
DisclosureSEC source: 0001127602-19-024354 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,642 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011599 · form4.xml · derivative · entry 4 Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 1,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011599 · form4.xml · derivative · entry 3 Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Shares of Beneficial Interest · 1,462 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011599 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F4 · balance_after: The reported amount consists of 19,081 restricted share units and 18,441 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:54 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011599 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · SMD and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,060 F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 19,081 restricted share units and 16,979 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 09, 2018 Filed Jul 10, 2019 16:41 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 17,204 | $24.40 Strike: $24.40 | $419,777.60 |
DisclosureSEC source: 0001127602-19-024352 · form4.xml · derivative · entry 5 Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,204 Underlying: Common Stock · 17,204 shares Expires 2028-03-08 F2 · derivative.underlying_shares: This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:25 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,826 | $17.30 | $31,581.22 |
DisclosureSEC source: 0001127602-18-009202 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,956 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 13,977 restricted share units and 16,979 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:25 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,538 | $17.30 | $26,603.40 |
DisclosureSEC source: 0001127602-18-009202 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,782 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 13,977 restricted share units and 18,805 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:20 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $24.40 | $122,006.00 |
DisclosureSEC source: 0001127602-18-007608 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $24.25 | $121,267.00 |
DisclosureSEC source: 0001127602-18-006797 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 5,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $23.85 to $24.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $23.23 | $116,130.50 |
DisclosureSEC source: 0001127602-18-006797 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 10,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $23.00 to $23.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 18:16 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.64 | $113,180.50 |
DisclosureSEC source: 0001127602-18-006797 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 15,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.25 to $22.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 13, 2018 Filed Feb 13, 2018 18:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.07 | $110,342.50 |
DisclosureSEC source: 0001127602-18-005610 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 20,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $22.00 to $22.25. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 18:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005610 · form4.xml · derivative · entry 5 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 482,580 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F3 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 18:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005610 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F4 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:46 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.01 | $110,072.50 |
DisclosureSEC source: 0001127602-18-005610 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.70 to $22.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 18:10 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $21.18 | $105,905.00 |
DisclosureSEC source: 0001127602-18-004663 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 5,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $20.70 to $21.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:10 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $21.90 | $109,523.50 |
DisclosureSEC source: 0001127602-18-004663 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 10,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $21.45 to $22.2250. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 18:10 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $21.60 | $108,019.00 |
DisclosureSEC source: 0001127602-18-004663 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 15,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $21.30 to $21.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 17:55 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.21 | $111,045.00 |
DisclosureSEC source: 0001127602-18-004092 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 20,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:55 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004092 · form4.xml · derivative · entry 5 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 507,580 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F4 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F3 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:55 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004092 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F4 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:55 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.45 | $112,239.50 |
DisclosureSEC source: 0001127602-18-004092 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.00 to $22.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 31, 2018 Filed Jan 31, 2018 16:38 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.20 | $110,991.00 |
DisclosureSEC source: 0001127602-18-003198 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 5,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $21.95 to $22.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 16:38 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.14 | $110,702.50 |
DisclosureSEC source: 0001127602-18-003198 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 10,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $22.05 to $22.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 16:38 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.26 | $111,283.00 |
DisclosureSEC source: 0001127602-18-003198 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 15,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $22.15 to $22.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 18:48 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,000 | $22.65 | $113,250.50 |
DisclosureSEC source: 0001127602-18-002894 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 20,000 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $22.45 to $22.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:48 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002894 · form4.xml · derivative · entry 4 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 532,580 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 18:48 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002894 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 18:06 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 2,369 | $18.00 | $42,642.00 |
DisclosureSEC source: 0001127602-17-028692 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,002 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:05 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 2,712 | $18.00 | $48,816.00 |
DisclosureSEC source: 0001127602-17-028516 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,371 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · balance_after: The reported amount consists of 9,002 restricted stock units and 2,369 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 17:56 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.69 | $53,064.90 |
DisclosureSEC source: 0001127602-17-028263 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 0 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.575 to $17.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 17:56 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.60 | $52,809.90 |
DisclosureSEC source: 0001127602-17-028263 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 3,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.50 to $17.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 18:06 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.43 | $52,275.00 |
DisclosureSEC source: 0001127602-17-028030 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 6,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.40 to $17.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 18:06 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.57 | $52,702.50 |
DisclosureSEC source: 0001127602-17-028030 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 9,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.50 to $17.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 20, 2017 Filed Sep 20, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.53 | $52,577.40 |
DisclosureSEC source: 0001127602-17-027874 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 12,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.45 to $17.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.47 | $52,417.50 |
DisclosureSEC source: 0001127602-17-027874 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 15,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.40 to $17.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.10 | $51,292.50 |
DisclosureSEC source: 0001127602-17-027641 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 18,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $17.05 to $17.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.10 | $51,300.00 |
DisclosureSEC source: 0001127602-17-027641 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 21,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $17.13 | $51,399.90 |
DisclosureSEC source: 0001127602-17-027641 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 24,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.05 to $17.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $16.80 | $50,387.40 |
DisclosureSEC source: 0001127602-17-027400 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 27,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.70 to $16.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $16.87 | $50,612.40 |
DisclosureSEC source: 0001127602-17-027400 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 30,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $16.80 to $16.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $16.60 | $49,800.00 |
DisclosureSEC source: 0001127602-17-027400 · form4.xml · nonDerivative · entry 1 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 33,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.40 to $16.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 18:50 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $16.74 | $50,220.00 |
DisclosureSEC source: 0001127602-17-027208 · form4.xml · nonDerivative · entry 3 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 36,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $16.625 to $16.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 18:50 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,000 | $16.68 | $50,045.10 |
DisclosureSEC source: 0001127602-17-027208 · form4.xml · nonDerivative · entry 2 Grogin Jeffrey · CIK 0001440697 · CALO 10b5-1 filing: Not disclosed Ownership: Indirect · The Grogin Living Trust dtd 12-19-01 Disclosed balance after: 39,000 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $16.65 to $16.75. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.