Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CF Industries Holdings, Inc.CF · Entity 3257 | Managing Director, CF Fert. UK | March 15, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CF Industries Holdings, Inc.
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,514 |
Ending reported balance
After 2021-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 6,100 · Balance 29,614 Row 2 · 2021-03-15 · Sale · Disposed 6,100 · Balance 23,514 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.72 to $50.76, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.92 · Expires 2021-08-10 | Direct | 0 |
Reported balance
After 2021-03-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-15 · Exercise / conversion · Disposed 6,100 · Balance 0 F2: The options vested in three equal installments on August 10, 2012, 2013 and 2014 and expire on August 10, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.72 to $50.76, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F2: The options vested in three equal installments on August 10, 2012, 2013 and 2014 and expire on August 10, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,100 | $0.00 Strike: $29.92 | $0.00 |
DisclosureSEC source: 0001104659-21-037685 · tm219642-2_4seq1.xml · derivative · entry 3 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,100 shares Expires 2021-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on August 10, 2012, 2013 and 2014 and expire on August 10, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | SaleCommon stock, par value $0.01 per share | 6,100 | $50.74 | $309,492.04 |
DisclosureSEC source: 0001104659-21-037685 · tm219642-2_4seq1.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,514 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.72 to $50.76, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Exercise / conversionCommon stock, par value $0.01 per share | 6,100 | $29.92 | $182,499.80 |
DisclosureSEC source: 0001104659-21-037685 · tm219642-2_4seq1.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:07 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 2,129 | $46.01 | $97,955.29 |
DisclosureSEC source: 0001104659-21-032105 · tm218650-6_4seq1.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,514 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:07 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | GrantCommon stock, par value $0.01 per share | 7,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-032105 · tm218650-6_4seq1.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,643 Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:01 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 1,221 | $38.53 | $47,045.13 |
DisclosureSEC source: 0001104659-21-001688 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert, UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,188 Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:01 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | GrantCommon stock, par value $0.01 per share | 4,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-001688 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert, UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,409 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,900 | $0.00 Strike: $16.26 | $0.00 |
DisclosureSEC source: 0001104659-20-072007 · a4.xml · derivative · entry 3 Hopkins David P · CIK 0001730963 · Managing Director CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,900 shares Expires 2020-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on August 10, 2011, 2012 and 2013 and expire on August 10, 2020. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | SaleCommon stock, par value $0.01 per share | 1,900 | $32.91 | $62,531.85 |
DisclosureSEC source: 0001104659-20-072007 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.911 to $32.92, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 20:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Exercise / conversionCommon stock, par value $0.01 per share | 1,900 | $16.26 | $30,894.00 |
DisclosureSEC source: 0001104659-20-072007 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:05 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $16.26 | $0.00 |
DisclosureSEC source: 0001104659-20-067026 · a4.xml · derivative · entry 3 Hopkins David P · CIK 0001730963 · Managing Director CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock, par value $0.01 per share · 2,000 shares Expires 2020-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on August 10, 2011, 2012 and 2013 and expire on August 10, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:05 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | SaleCommon stock, par value $0.01 per share | 2,000 | $29.37 | $58,748.20 |
DisclosureSEC source: 0001104659-20-067026 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.37 to $29.38, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:05 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Exercise / conversionCommon stock, par value $0.01 per share | 2,000 | $16.26 | $32,520.00 |
DisclosureSEC source: 0001104659-20-067026 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 924 | $38.14 | $35,241.36 |
DisclosureSEC source: 0001104659-20-029705 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 F1 · shares: The reporting person surrendered shares of common stock to the company in order to fulfill tax withholding obligations upon the vesting of performance restricted stock units (PRSUs) and restricted stock units (RSUs). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:06 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 1,525 | $38.14 | $58,163.50 |
DisclosureSEC source: 0001104659-20-029705 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,124 F1 · shares: The reporting person surrendered shares of common stock to the company in order to fulfill tax withholding obligations upon the vesting of performance restricted stock units (PRSUs) and restricted stock units (RSUs). Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:07 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | GrantCommon stock, par value $0.01 per share | 2,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-009251 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,649 F1 · shares: Reflects shares of common stock earned pursuant to a performance restricted stock unit (PRSU) award granted in 2017, as determined by the Compensation and Management Development Committee based on pre-established performance metrics for the three-year performance period ended December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 4, 2020 00:35 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 1,177 | $46.40 | $54,612.80 |
DisclosureSEC source: 0001104659-20-001128 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Dir. CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,745 Read SEC document |
| January 02, 2020 Filed Jan 4, 2020 00:35 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | GrantCommon stock, par value $0.01 per share | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-001128 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Dir. CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,922 Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 02:53 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 435 | $42.08 | $18,304.80 |
DisclosureSEC source: 0001104659-19-013202 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,434 F1 · shares: The reporting person surrendered shares of common stock to the company in order to fulfill tax withholding obligations upon the vesting of performance restricted stock units (PRSUs) and restricted stock units (RSUs). Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 02:53 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 217 | $42.08 | $9,131.36 |
DisclosureSEC source: 0001104659-19-013202 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,869 F1 · shares: The reporting person surrendered shares of common stock to the company in order to fulfill tax withholding obligations upon the vesting of performance restricted stock units (PRSUs) and restricted stock units (RSUs). Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 23:45 UTC Amendment | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 432 | $42.08 | $18,178.56 |
DisclosureSEC source: 0001104659-19-013439 · a4a.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 F1 · shares: The reporting person surrendered shares of common stock to the company in order to fulfill tax withholding obligations upon the vesting of performance restricted stock units (PRSUs) and restricted stock units (RSUs). F2 · shares: This Form 4/A is being filed to correct the number of shares of common stock surrendered to the company in order to fulfill tax withholding obligations upon the vesting of PRSUs and RSUs, and to correct the resulting share balances in the reporting person's accounts. Read SEC document |
| March 04, 2019 Filed Mar 7, 2019 23:45 UTC Amendment | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 188 | $42.08 | $7,911.04 |
DisclosureSEC source: 0001104659-19-013439 · a4a.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,898 F1 · shares: The reporting person surrendered shares of common stock to the company in order to fulfill tax withholding obligations upon the vesting of performance restricted stock units (PRSUs) and restricted stock units (RSUs). F2 · shares: This Form 4/A is being filed to correct the number of shares of common stock surrendered to the company in order to fulfill tax withholding obligations upon the vesting of PRSUs and RSUs, and to correct the resulting share balances in the reporting person's accounts. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 21:07 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | GrantCommon stock, par value $0.01 per share | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-006078 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,086 F1 · shares: Reflects shares of common stock earned pursuant to a performance restricted stock unit (PRSU) award granted in 2016, as determined by the Compensation and Management Development Committee based on pre-established performance metrics for the three-year performance period ended December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:18 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 458 | $42.03 | $19,249.74 |
DisclosureSEC source: 0001104659-19-000850 · a4.xml · nonDerivative · entry 2 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,527 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:18 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | GrantCommon stock, par value $0.01 per share | 3,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-000850 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,985 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:26 UTC | CF Industries Holdings, Inc. CF · Entity 3257 | Tax withholdingCommon stock, par value $0.01 per share | 819 | $50.79 | $41,597.01 |
DisclosureSEC source: 0001104659-18-062517 · a4.xml · nonDerivative · entry 1 Hopkins David P · CIK 0001730963 · Managing Director, CF Fert. UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,168 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.