Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Seritage Growth PropertiesSRG · Entity 9015 | EVP of Investments | March 05, 2021 | March 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Seritage Growth Properties
Report date March 05, 2021 · Filed March 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 11,331 |
Last balance in matching sequence
After 2021-03-16 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-03-05 · Grant · Acquired 1,602 · Balance 4,572 F1: Represents Restricted Share Units ("RSUs") earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of RSUs is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These RSUs vested on March 5, 2021, when the performance determination was approved, and were settled on March 16, 2021. F4: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Row 2 · 2021-03-05 · Grant · Acquired 7,998 · Balance 12,570 F2: Represents grants of RSUs awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F4: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Row 3 · 2021-03-16 · Tax withholding · Disposed 1,094 · Balance 11,476 F3: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based RSUs. F4: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Row 4 · 2021-03-16 · Tax withholding · Disposed 145 · Balance 11,331 F3: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based RSUs. F4: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Share Units ("RSUs") earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of RSUs is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These RSUs vested on March 5, 2021, when the performance determination was approved, and were settled on March 16, 2021.
F2: Represents grants of RSUs awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024.
F3: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based RSUs.
F4: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2021 Filed Mar 18, 2021 20:02 UTC | Seritage Growth Properties SRG · Entity 9015 | Tax withholdingClass A Common Shares | 145 | $23.16 | $3,358.20 |
DisclosureSEC source: 0000895345-21-000366 · form4.xml · nonDerivative · entry 4 Galvin Andrew · CIK 0001851284 · EVP of Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,331 F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based RSUs. F4 · balance_after: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 20:02 UTC | Seritage Growth Properties SRG · Entity 9015 | Tax withholdingClass A Common Shares | 1,094 | $20.73 | $22,678.62 |
DisclosureSEC source: 0000895345-21-000366 · form4.xml · nonDerivative · entry 3 Galvin Andrew · CIK 0001851284 · EVP of Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,476 F3 · shares: Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based RSUs. F4 · balance_after: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
| March 05, 2021 Filed Mar 18, 2021 20:02 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 7,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000366 · form4.xml · nonDerivative · entry 2 Galvin Andrew · CIK 0001851284 · EVP of Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,570 F2 · shares: Represents grants of RSUs awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. F4 · balance_after: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
| March 05, 2021 Filed Mar 18, 2021 20:02 UTC | Seritage Growth Properties SRG · Entity 9015 | GrantClass A Common Shares | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000366 · form4.xml · nonDerivative · entry 1 Galvin Andrew · CIK 0001851284 · EVP of Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,572 F1 · shares: Represents Restricted Share Units ("RSUs") earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of RSUs is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These RSUs vested on March 5, 2021, when the performance determination was approved, and were settled on March 16, 2021. F4 · balance_after: Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.