Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 26, 2016 | January 26, 2017 |
| HASBRO, INC.HAS · Entity 2268 | Director | March 31, 2017 | April 04, 2017 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | March 18, 2021 | March 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 26, 2016 · Filed January 26, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,596 |
Reported balance
After 2016-01-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-01-26 · Grant · Acquired 1,267 · Balance 22,596 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend reinvestment.
HASBRO, INC.
Report date March 31, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,721 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 130 · Balance 25,721 F1: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2: Units correspond 1 for 1 with common stock. F3: Units are settled only in cash and are payable after the reporting person ceases to be a director. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
F2: Units correspond 1 for 1 with common stock.
F3: Units are settled only in cash and are payable after the reporting person ceases to be a director.
MOODYS CORP /DE/
Report date March 18, 2021 · Filed March 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,529.054 |
Ending reported balance
After 2021-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-18 · Grant · Acquired 86 · Balance 45,517.123 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2021-03-18 · Grant · Acquired 11.931 · Balance 45,529.054 F2: RSU deferred dividend reinvestment accrual. |
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 12,189.65 |
Reported balance
After 2021-03-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-18 · Grant · Acquired 25.75 · Balance 12,189.65 F3: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4: The security converts to common stock on a one-for-one basis. F5: These units are to be settled in cash after the Reporting Person's retirement. |
| Dividend EquivalentSEC Table II · derivative / convertible security | Direct | 1.393 |
Reported balance
After 2021-03-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-18 · Grant · Acquired 1.393 · Balance 1.393 F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
F3: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F4: The security converts to common stock on a one-for-one basis.
F5: These units are to be settled in cash after the Reporting Person's retirement.
F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 20, 2018 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011258 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,866 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 29.08 | $152.57 | $4,436.74 |
DisclosureSEC source: 0001209191-17-065405 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,911.48 Underlying: Common Stock · 29.08 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 99 | $153.05 | $15,151.95 |
DisclosureSEC source: 0001209191-17-065405 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,791 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 32.52 | $136.16 | $4,427.92 |
DisclosureSEC source: 0001209191-17-052574 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,907.668 Underlying: Common Stock · 32.52 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 111 | $135.52 | $15,042.72 |
DisclosureSEC source: 0001209191-17-052574 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,692 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 37.44 | $117.97 | $4,416.80 |
DisclosureSEC source: 0001209191-17-039421 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833.099 Underlying: Common Stock · 37.44 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 129 | $116.95 | $15,086.55 |
DisclosureSEC source: 0001209191-17-039421 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,581 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:34 UTC | HASBRO, INC. HAS · Entity 2268 | GrantPhantom Stock Units · Derivative | 130 | $99.82 Strike: $0.00 | $12,976.60 |
DisclosureSEC source: 0000046080-17-000047 · primary_doc.xml · derivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,721 Underlying: Common Stock · 130 shares Expires not disclosed F1 · security: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2 · derivative.exercise_price: Units correspond 1 for 1 with common stock. F3 · derivative.exercise_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F3 · derivative.expiration_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 39.52 | $111.93 | $4,423.47 |
DisclosureSEC source: 0001209191-17-020131 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884.58 Underlying: Common Stock · 39.52 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 129 | $112.18 | $14,471.22 |
DisclosureSEC source: 0001209191-17-020131 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,452 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015216 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,323 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000004 · edgar.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,148 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2 · balance_after: Includes units acquired through dividend reinvestment. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:32 UTC | HASBRO, INC. HAS · Entity 2268 | GrantPhantom Stock Units · Derivative | 167 | $77.79 Strike: $0.00 | $12,990.93 |
DisclosureSEC source: 0000046080-17-000008 · primary_doc.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,591 Underlying: Common Stock · 167 shares Expires not disclosed F3 · security: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F4 · derivative.exercise_price: Units correspond 1 for 1 with common stock. F5 · derivative.exercise_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F5 · derivative.expiration_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 43.635 | $98.27 | $4,288.01 |
DisclosureSEC source: 0001209191-16-154880 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,874.336 Underlying: Common Stock · 43.635 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 141 | $98.21 | $13,847.61 |
DisclosureSEC source: 0001209191-16-154880 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,806 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 15:50 UTC | HASBRO, INC. HAS · Entity 2268 | GrantPhantom Stock Units · Derivative | 162 | $79.33 Strike: $0.00 | $12,851.46 |
DisclosureSEC source: 0000046080-16-000206 · primary_doc.xml · derivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,424 Underlying: Common Stock · 162 shares Expires not disclosed F1 · security: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2 · derivative.exercise_price: Units correspond 1 for 1 with common stock. F3 · derivative.exercise_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. F3 · derivative.expiration_date: Units are settled only in cash and are payable after the reporting person ceases to be a director. Read SEC document |
| September 26, 2016 Filed Jan 4, 2017 21:32 UTC | HASBRO, INC. HAS · Entity 2268 | GiftCommon Stock (Par Value $.50 per share) | 33,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000046080-17-000008 · primary_doc.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Basil L. Anderson,as Trustee of the Basil L. Anderson Revocable Trust,dated March 15,1990,as amended Disclosed balance after: 33,487 F1 · kind: Represents a transfer of 33,487 shares of Hasbro stock subject to the deferred annual stock grants to Basil L. Anderson, Trustee of the Basil L. Anderson Revocable Trust dated March 15, 1990, as amended. F2 · ownership.direct: Mr. Anderson disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| September 26, 2016 Filed Jan 4, 2017 21:32 UTC | HASBRO, INC. HAS · Entity 2268 | GiftCommon Stock (Par Value $.50 per share) | 33,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000046080-17-000008 · primary_doc.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: Represents a transfer of 33,487 shares of Hasbro stock subject to the deferred annual stock grants to Basil L. Anderson, Trustee of the Basil L. Anderson Revocable Trust dated March 15, 1990, as amended. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 39.3 | $108.61 | $4,268.37 |
DisclosureSEC source: 0001209191-16-141125 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,806.196 Underlying: Common Stock · 39.3 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 131 | $106.48 | $13,948.88 |
DisclosureSEC source: 0001209191-16-141125 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,665 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| January 26, 2016 Filed Jan 26, 2017 20:51 UTC Amendment | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000014 · edgar.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,596 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2 · balance_after: Includes units acquired through dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.