Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director | January 26, 2016 | January 26, 2017 |
| HASBRO, INC.HAS · Entity 2268 | Director | March 31, 2017 | April 04, 2017 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | March 18, 2021 | March 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date January 26, 2016 · Filed January 26, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,596 |
Reported balance
After 2016-01-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-01-26 · Grant · Acquired 1,267 · Balance 22,596 F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2: Includes units acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: Includes units acquired through dividend reinvestment.
HASBRO, INC.
Report date March 31, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,721 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 130 · Balance 25,721 F1: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3. F2: Units correspond 1 for 1 with common stock. F3: Units are settled only in cash and are payable after the reporting person ceases to be a director. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
F2: Units correspond 1 for 1 with common stock.
F3: Units are settled only in cash and are payable after the reporting person ceases to be a director.
MOODYS CORP /DE/
Report date March 18, 2021 · Filed March 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,529.054 |
Ending reported balance
After 2021-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-18 · Grant · Acquired 86 · Balance 45,517.123 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2021-03-18 · Grant · Acquired 11.931 · Balance 45,529.054 F2: RSU deferred dividend reinvestment accrual. |
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 12,189.65 |
Reported balance
After 2021-03-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-18 · Grant · Acquired 25.75 · Balance 12,189.65 F3: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4: The security converts to common stock on a one-for-one basis. F5: These units are to be settled in cash after the Reporting Person's retirement. |
| Dividend EquivalentSEC Table II · derivative / convertible security | Direct | 1.393 |
Reported balance
After 2021-03-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-18 · Grant · Acquired 1.393 · Balance 1.393 F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
F3: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F4: The security converts to common stock on a one-for-one basis.
F5: These units are to be settled in cash after the Reporting Person's retirement.
F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022043 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.393 Underlying: Common Stock · 1.393 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 25.75 | $287.61 | $7,405.96 |
DisclosureSEC source: 0001209191-21-022043 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,189.65 Underlying: Common Stock · 25.75 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 11.931 | $289.39 | $3,452.71 |
DisclosureSEC source: 0001209191-21-022043 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,529.054 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 86 | $287.23 | $24,701.78 |
DisclosureSEC source: 0001209191-21-022043 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,517.123 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 650 | $276.84 | $179,946.00 |
DisclosureSEC source: 0001209191-21-013156 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,431.123 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063762 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.907 Underlying: Common Stock · 1.305 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 24.21 | $274.62 | $6,648.55 |
DisclosureSEC source: 0001209191-20-063762 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,173.9 Underlying: Common Stock · 24.21 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.357 | $277.55 | $1,209.29 |
DisclosureSEC source: 0001209191-20-063762 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,781.123 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 83 | $279.06 | $23,161.98 |
DisclosureSEC source: 0001209191-20-063762 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,776.766 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050120 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.602 Underlying: Common Stock · 1.262 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 23.35 | $283.78 | $6,626.26 |
DisclosureSEC source: 0001209191-20-050120 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,133.39 Underlying: Common Stock · 23.35 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.214 | $286.39 | $1,206.85 |
DisclosureSEC source: 0001209191-20-050120 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,693.766 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 79 | $286.88 | $22,663.52 |
DisclosureSEC source: 0001209191-20-050120 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,689.552 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035895 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.34 Underlying: Common Stock · 1.301 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 24.1 | $276.80 | $6,670.88 |
DisclosureSEC source: 0001209191-20-035895 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,116.07 Underlying: Common Stock · 24.1 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.345 | $277.27 | $1,204.74 |
DisclosureSEC source: 0001209191-20-035895 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,610.552 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 82 | $274.99 | $22,549.18 |
DisclosureSEC source: 0001209191-20-035895 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,606.207 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020408 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.039 Underlying: Common Stock · 2.039 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 37.92 | $174.35 | $6,611.35 |
DisclosureSEC source: 0001209191-20-020408 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,197.35 Underlying: Common Stock · 37.92 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14.165 | $176.29 | $2,497.15 |
DisclosureSEC source: 0001209191-20-020408 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,521.283 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 113 | $167.41 | $18,917.33 |
DisclosureSEC source: 0001209191-20-020408 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,507.118 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 642 | $280.42 | $180,029.64 |
DisclosureSEC source: 0001209191-20-011498 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,394.118 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060496 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7.363 Underlying: Common Stock · 2.222 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 25.315 | $234.33 | $5,932.06 |
DisclosureSEC source: 0001209191-19-060496 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,082.128 Underlying: Common Stock · 25.315 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.334 | $234.52 | $547.37 |
DisclosureSEC source: 0001209191-19-060496 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,752.118 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 87 | $233.98 | $20,356.26 |
DisclosureSEC source: 0001209191-19-060496 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,749.784 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049290 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.141 Underlying: Common Stock · 2.439 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 27.921 | $211.46 | $5,904.17 |
DisclosureSEC source: 0001209191-19-049290 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,075.937 Underlying: Common Stock · 27.921 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.562 | $213.16 | $546.12 |
DisclosureSEC source: 0001209191-19-049290 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,662.784 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 93 | $211.69 | $19,687.17 |
DisclosureSEC source: 0001209191-19-049290 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,660.222 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036463 · doc4.xml · derivative · entry 4 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.702 Underlying: Common Stock · 2.702 shares Expires not disclosed F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 30.865 | $191.95 | $5,924.54 |
DisclosureSEC source: 0001209191-19-036463 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,068.236 Underlying: Common Stock · 30.865 shares Expires not disclosed F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.839 | $191.88 | $544.75 |
DisclosureSEC source: 0001209191-19-036463 · doc4.xml · nonDerivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,567.222 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 106 | $192.54 | $20,409.24 |
DisclosureSEC source: 0001209191-19-036463 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,564.383 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020257 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.063 Underlying: Common Stock · 3.063 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 114 | $177.11 | $20,190.54 |
DisclosureSEC source: 0001209191-19-020257 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,455.32 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013438 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,330 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:46 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062521 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11.32 Underlying: Common Stock · 3.208 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:46 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 35.048 | $148.43 | $5,202.17 |
DisclosureSEC source: 0001209191-18-062521 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,057.389 Underlying: Common Stock · 35.048 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:46 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 122 | $149.45 | $18,232.90 |
DisclosureSEC source: 0001209191-18-062521 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,293 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050449 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8.112 Underlying: Common Stock · 2.672 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 29.2 | $177.16 | $5,173.07 |
DisclosureSEC source: 0001209191-18-050449 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970.976 Underlying: Common Stock · 29.2 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 102 | $177.46 | $18,100.92 |
DisclosureSEC source: 0001209191-18-050449 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,171 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037433 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.44 Underlying: Common Stock · 2.655 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 28.951 | $177.82 | $5,148.07 |
DisclosureSEC source: 0001209191-18-037433 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,939.296 Underlying: Common Stock · 28.951 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 100 | $178.50 | $17,850.00 |
DisclosureSEC source: 0001209191-18-037433 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,069 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2018 Filed Mar 19, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 33.139 | $177.97 | $5,897.75 |
DisclosureSEC source: 0001209191-19-020257 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,053.817 Underlying: Common Stock · 33.139 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019150 · doc4.xml · derivative · entry 3 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.785 Underlying: Common Stock · 2.785 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 30.24 | $169.86 | $5,136.57 |
DisclosureSEC source: 0001209191-18-019150 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,919.401 Underlying: Common Stock · 30.24 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 103 | $170.25 | $17,535.75 |
DisclosureSEC source: 0001209191-18-019150 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,969 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.