Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplify Energy Corp.MPO · Entity 6295 | Director | January 02, 2018 | January 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplify Energy Corp.
Report date January 02, 2018 · Filed January 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,741 |
Reported balance
After 2018-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-02 · Grant · Acquired 8,741 · Balance 8,741 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANIXTER INTERNATIONAL INC
Report date June 22, 2020 · Filed June 23, 2020
Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-22 · Disposition to issuer · Disposed 30,231 · Balance 0 F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger"). F2: Includes 29,031 restricted common stock units. F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").
F2: Includes 29,031 restricted common stock units.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").
F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.
Red Lion Hotels CORP
Report date March 17, 2021 · Filed March 19, 2021
Section 16 reporting ended · disclosed 2021-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-17 transaction · row 1
1 source rowRow 1 · 2021-03-17 · Disposition to issuer · Disposed 86,590 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2018 Filed Jan 3, 2018 13:38 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000633 · doc4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Includes 22,199 common stock units. Read SEC document |
| October 21, 2017 Filed Oct 23, 2017 17:50 UTC | Amplify Energy Corp. MPO · Entity 6295 | Tax withholdingCommon Stock | 41,146 | $14.75 | $606,903.50 |
DisclosureSEC source: 0001593968-17-001156 · primary_01.xml · nonDerivative · entry 2 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,900 Read SEC document |
| October 21, 2017 Filed Oct 23, 2017 17:50 UTC | Amplify Energy Corp. MPO · Entity 6295 | Exercise / conversionCommon Stock | 109,820 | $14.75 | $1,619,845.00 |
DisclosureSEC source: 0001593968-17-001156 · primary_01.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 15:44 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054968 · doc4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,593 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Includes 21,393 common stock units. Read SEC document |
| July 01, 2017 Filed Jul 3, 2017 11:44 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042709 · doc4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,872 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Includes 20,672 common stock units. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 14:01 UTC | Amplify Energy Corp. MPO · Entity 6295 | Tax withholdingCommon Stock | 6,827 | $18.75 | $128,006.25 |
DisclosureSEC source: 0001593968-17-000620 · primary_01.xml · nonDerivative · entry 2 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,226 Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 14:01 UTC | Amplify Energy Corp. MPO · Entity 6295 | Exercise / conversionCommon Stock | 21,953 | $18.75 | $411,618.75 |
DisclosureSEC source: 0001593968-17-000620 · primary_01.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:19 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025334 · doc4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,088 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Includes 19,888 common stock units. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 19:07 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001480 · doc4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,315 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Includes 19,115 common stock units. Read SEC document |
| November 08, 2016 Filed Nov 18, 2016 17:15 UTC | Amplify Energy Corp. MPO · Entity 6295 | GrantCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-158159 · a4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,873 Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 21:56 UTC | Amplify Energy Corp. MPO · Entity 6295 | GrantOption (Employee Right to Buy) · Derivative | 131,773 | $0.00 Strike: $19.66 | $0.00 |
DisclosureSEC source: 0001104659-16-152031 · a4.xml · derivative · entry 2 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,773 Underlying: Common Stock · 131,773 shares Expires 2026-10-21 F2 · derivative.exercise_date: In accordance with the Plan, the Reporting Person received an award of stock options ("Options") granted on the Effective Date, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. The exercise price per share of the Options is equal to the per share value based on an Issuer equity value of $600.0 million. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 21:56 UTC | Amplify Energy Corp. MPO · Entity 6295 | GrantCommon Stock | 131,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-152031 · a4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,773 F1 · kind: Pursuant to the Issuer's First Amended Joint Chapter 11 Plan of Reorganization (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas and became effective on October 21, 2016 (the "Effective Date"), the Reporting Person received an award of restricted stock, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. F1 · shares: Pursuant to the Issuer's First Amended Joint Chapter 11 Plan of Reorganization (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas and became effective on October 21, 2016 (the "Effective Date"), the Reporting Person received an award of restricted stock, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. F1 · price: Pursuant to the Issuer's First Amended Joint Chapter 11 Plan of Reorganization (the "Plan"), which was confirmed by the United States Bankruptcy Court for the Southern District of Texas and became effective on October 21, 2016 (the "Effective Date"), the Reporting Person received an award of restricted stock, 1/6 of which will vest on the six-month anniversary of the Effective Date, an additional 1/6 of which will vest on the twelve-month anniversary of the Effective Date, an additional 1/3 of which will vest on the twenty four-month anniversary of the Effective Date and the final 1/3 of which will vest on the thirty six-month anniversary of the Effective Date. Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 17:40 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143704 · doc4.xml · nonDerivative · entry 1 BRACE FREDERIC F · CIK 0001180161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,559 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Includes 18,359 common stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.