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person · Reporting owner

BRACE FREDERIC F

Disclosed activity across 3 companies

Tapewire entity
141080
SEC CIK
0001180161

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplify Energy Corp.MPO · Entity 6295DirectorJanuary 02, 2018January 04, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplify Energy Corp.

Report date January 02, 2018 · Filed January 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,741 Reported balance After 2018-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-01-02 · Grant · Acquired 8,741 · Balance 8,741

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANIXTER INTERNATIONAL INC

Report date June 22, 2020 · Filed June 23, 2020

Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-22 · Disposition to issuer · Disposed 30,231 · Balance 0

F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2: Includes 29,031 restricted common stock units.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

Filing footnotes · ownership attribution and instrument terms

F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2: Includes 29,031 restricted common stock units.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

Red Lion Hotels CORP

Report date March 17, 2021 · Filed March 19, 2021

Section 16 reporting ended · disclosed 2021-03-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-17 transaction · row 1
1 source row

Row 1 · 2021-03-17 · Disposition to issuer · Disposed 86,590 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2021 Filed Mar 19, 2021 15:21 UTC Red Lion Hotels CORP RLH · Entity 141073 Disposition to issuerCommon Stock 86,590 $3.50 $303,065.00
Disclosure

SEC source: 0001209191-21-022027 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 05, 2021 Filed Jan 6, 2021 17:24 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 5,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002236 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,590

F1 · shares: Represents the portion of the first quarter of 2021 director fees paid to the recipient in stock; based on the closing price of RLH common stock on January 4, 2021, of $3.41.

F2 · price: Not applicable.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 19:27 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 8,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-054224 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,459

F1 · shares: Represents the portion of fourth quarter 2020 director fees paid to the recipient in stock. Based on the closing price of our common stock on October 1, 2020 of $2.18.

F2 · price: Not applicable.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 14:00 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 5,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-042133 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,432

F1 · shares: Represents the portion of third quarter 2020 director fees paid to the recipient in stock. Based on the closing price of our common stock on July 1, 2020 of $2.38.

F2 · price: Not applicable.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 16:42 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 Disposition to issuerCommon Stock Units 30,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-038488 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2 · shares: Includes 29,031 restricted common stock units.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

Read SEC document
April 08, 2020 Filed Apr 8, 2020 18:10 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 10,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023955 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,918

F1 · shares: Represents the portion of second quarter 2020 director fees paid to the recipient in stock. Based on the closing price of our common stock on April 1, 2020 of $1.27.

F2 · price: Not applicable.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 17:32 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 4,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-003334 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,584

F1 · shares: Represents the portion of first quarter 2020 director fees paid to the recipient in stock. Based on the closing price of our common stock on January 2, 2020 of $3.63.

F2 · price: Not applicable.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:30 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 3,300 $3.61 $11,913.00
Disclosure

SEC source: 0001209191-19-059947 · doc4.xml · nonDerivative · entry 3

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,764

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:30 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 500 $3.61 $1,804.00
Disclosure

SEC source: 0001209191-19-059947 · doc4.xml · nonDerivative · entry 2

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,464

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:30 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 900 $3.61 $3,246.30
Disclosure

SEC source: 0001209191-19-059947 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,964

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 2,000 $3.61 $7,212.00
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 30

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,064

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 4,847 $3.60 $17,449.20
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 29

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,064

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 574 $3.60 $2,064.68
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 28

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,217

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 5,198 $3.59 $18,660.82
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 27

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,643

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 400 $3.59 $1,435.60
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 26

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,445

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 600 $3.59 $2,152.20
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 25

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,045

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 523 $3.59 $1,874.96
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 24

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,445

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 348 $3.58 $1,247.23
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 23

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,922

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 400 $3.58 $1,433.20
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 22

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,574

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 500 $3.58 $1,791.00
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 21

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,174

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 2,367 $3.58 $8,473.86
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 20

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,674

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 800 $3.58 $2,860.00
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 19

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,307

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 600 $3.57 $2,143.80
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 18

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,507

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 500 $3.57 $1,786.00
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 17

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,907

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 7,807 $3.57 $27,870.99
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 16

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,407

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 1,900 $3.57 $6,777.30
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 15

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 3,900 $3.57 $13,903.50
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 14

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 665 $3.56 $2,370.06
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 13

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 900 $3.56 $3,204.90
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 12

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,135

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 1,556 $3.56 $5,539.36
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 11

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,235

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 800 $3.56 $2,845.60
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 10

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,679

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 1,696 $3.56 $6,029.28
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 9

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 910 $3.55 $3,233.23
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 8

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,183

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 531 $3.55 $1,885.58
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 7

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,273

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 661 $3.55 $2,346.55
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 6

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,742

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 1,628 $3.55 $5,777.77
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 5

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,081

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 1,050 $3.55 $3,724.35
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 4

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,453

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon stock 700 $3.55 $2,482.20
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 3

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 639 $3.54 $2,262.06
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 2

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,703

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:28 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 300 $3.52 $1,056.00
Disclosure

SEC source: 0001209191-19-059946 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,064

Read SEC document
October 09, 2019 Filed Oct 11, 2019 16:20 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 2,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-053036 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764

F1 · shares: Represents the portion of fourth quarter 2019 director fees paid to the recipient in stock. Based on the closing price of our common stock on October 1, 2019 of $6.33.

F2 · price: Not applicable.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 18:32 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052414 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,231

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 29,031 common stock units.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 13:15 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040753 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,296

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 28,096 common stock units.

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April 01, 2019 Filed Apr 3, 2019 10:17 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022913 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,268

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 27,068 common stock units.

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January 01, 2019 Filed Jan 3, 2019 18:20 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001299 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,176

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 25,976 common stock units.

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October 01, 2018 Filed Oct 3, 2018 17:12 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 872 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053962 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,048

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 24,848 common stock units.

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July 01, 2018 Filed Jul 3, 2018 15:50 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 968 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040900 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,176

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 23,976 common stock units.

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May 01, 2018 Filed May 1, 2018 16:30 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 PurchaseCommon stock 1,000 $60.35 $60,350.00
Disclosure

SEC source: 0001209191-18-027104 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,208

F1 · balance_after: Includes 23,008 common stock units.

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April 01, 2018 Filed Apr 3, 2018 16:10 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 809 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022883 · doc4.xml · nonDerivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,208

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Includes 23,008 common stock units.

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January 02, 2018 Filed Jan 4, 2018 13:47 UTC Amplify Energy Corp. MPO · Entity 6295 GrantRestricted Stock Unit · Derivative 8,741 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000092 · primary_01.xml · derivative · entry 1

BRACE FREDERIC F · CIK 0001180161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.