Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALERES INCCAL · Entity 5657 | SVP, Chief HR Officer | March 18, 2021 | March 23, 2021 |
| OLD PSG WIND-DOWN LTD.PSG · Entity 173665 | EVP, Global Human Resources | December 12, 2016 | December 14, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALERES INC
Report date March 18, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,000 |
Reported balance
After 2021-03-18 transaction · row 1
1 source rowRow 1 · 2021-03-18 · Grant · Acquired 8,000 · Balance 28,000 F1: Restricted stock vests 50% after 2 years and 50% after 3 years. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock vests 50% after 2 years and 50% after 3 years.
OLD PSG WIND-DOWN LTD.
Report date December 12, 2016 · Filed December 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,069 |
Ending reported balance
After 2016-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-12-12 · Exercise / conversion · Acquired 2,861 · Balance 2,861 F1: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter. Row 2 · 2016-12-13 · Sale · Disposed 792 · Balance 2,069 F2: 792 Shares were withheld by the issuer for payment of withholding tax liability incurred upon the settlement of 2,861 RSUs previously granted, which vested on October 19, 2016 thereby resulting in the insider receiving 2,069 shares. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,581 |
Reported balance
After 2016-12-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-12 · Exercise / conversion · Acquired 2,861 · Balance 8,581 F1: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter.
F2: 792 Shares were withheld by the issuer for payment of withholding tax liability incurred upon the settlement of 2,861 RSUs previously granted, which vested on October 19, 2016 thereby resulting in the insider receiving 2,069 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2021 Filed Mar 23, 2021 00:01 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011719 · form4.xml · nonDerivative · entry 1 Bass Angela · CIK 0001643093 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 23:05 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011152 · form4.xml · nonDerivative · entry 1 Bass Angela · CIK 0001643093 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 21:42 UTC | CALERES INC CAL · Entity 5657 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-029113 · form4.xml · nonDerivative · entry 1 Bass Angela · CIK 0001643093 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:31 UTC | OLD PSG WIND-DOWN LTD. PSG · Entity 173665 | SaleCommon Stock | 792 | $1.88 | $1,488.96 |
DisclosureSEC source: 0001562180-16-003776 · primarydocument.xml · nonDerivative · entry 2 Bass Angela · CIK 0001643093 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 F2 · kind: 792 Shares were withheld by the issuer for payment of withholding tax liability incurred upon the settlement of 2,861 RSUs previously granted, which vested on October 19, 2016 thereby resulting in the insider receiving 2,069 shares. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:31 UTC | OLD PSG WIND-DOWN LTD. PSG · Entity 173665 | Exercise / conversionRestricted Stock Unit · Derivative | 2,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003776 · primarydocument.xml · derivative · entry 3 Bass Angela · CIK 0001643093 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,581 Underlying: Common Shares · 2,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter. F1 · derivative.exercise_date: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter. F1 · derivative.expiration_date: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:31 UTC | OLD PSG WIND-DOWN LTD. PSG · Entity 173665 | Exercise / conversionCommon Stock | 2,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003776 · primarydocument.xml · nonDerivative · entry 1 Bass Angela · CIK 0001643093 · EVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 19, 2015, a grant of Restricted Stock Units (each, an RSU) was made pursuant to the Companys Omnibus Plan. Each RSU is the economic equivalent of one common share of the Company. The RSUs vest over four years, with the first 25% vesting on the first anniversary of the date of grant and 25% vesting yearly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.