Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zumiez IncZUMZ · Entity 5948 | Director | March 22, 2021 | March 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zumiez Inc
Report date March 22, 2021 · Filed March 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,147 |
Ending reported balance
After 2021-03-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-22 · Sale · Disposed 18,144 · Balance 14,747 F1: Shares sold at a weighted average price. Row 2 · 2021-03-22 · Sale · Disposed 4,600 · Balance 10,147 F1: Shares sold at a weighted average price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold at a weighted average price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WEST MARINE INC
Report date August 23, 2017 · Filed September 18, 2017
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-09-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-23 · Gift · Disposed 7,500 · Balance 170,557 Row 2 · 2017-09-14 · Disposition to issuer · Disposed 170,557 · Balance 0 F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 81,802 unvested restricted stock units ("RSUs") and does not include 13,825 performance-based restricted stock units ("PVUs") for which the applicable performance period has ended and a payout performance was achieved but remain unvested pending continued employment with the Issuer. Pursuant to the terms of the Merger Agreement, all unvested RSUs and PVUs were assumed by the Issuer and converted into the right to receive an amount in cash, without interest, equal to (i) $12.97 multiplied by (ii) the number of unvested RSUs and PVUs, less any required tax withholdings. The cash payout of the converted RSUs and PVUs will continue to vest and be subject to the same terms and conditions applicable to the RSUs and PVUs, including continued employment with the Issuer. F3: For PVUs with a performance period that by its terms has not ended, such PVUs will be assumed and converted into the right to receive cash assuming performance at 100% of target levels pursuant to the Merger Agreement. F4: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.84 · Expires 2019-07-16 | Direct | 26,667 |
Reported balance
After 2017-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-14 · Disposition to issuer · Disposed 100,000 · Balance 26,667 F5: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.69 · Expires 2020-06-03 | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-09-14 · Disposition to issuer · Disposed 26,667 · Balance 0 F5: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.
F2: Includes 81,802 unvested restricted stock units ("RSUs") and does not include 13,825 performance-based restricted stock units ("PVUs") for which the applicable performance period has ended and a payout performance was achieved but remain unvested pending continued employment with the Issuer. Pursuant to the terms of the Merger Agreement, all unvested RSUs and PVUs were assumed by the Issuer and converted into the right to receive an amount in cash, without interest, equal to (i) $12.97 multiplied by (ii) the number of unvested RSUs and PVUs, less any required tax withholdings. The cash payout of the converted RSUs and PVUs will continue to vest and be subject to the same terms and conditions applicable to the RSUs and PVUs, including continued employment with the Issuer.
F3: For PVUs with a performance period that by its terms has not ended, such PVUs will be assumed and converted into the right to receive cash assuming performance at 100% of target levels pursuant to the Merger Agreement.
F4: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person.
F5: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2021 Filed Mar 22, 2021 22:24 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 4,600 | $43.88 | $201,848.00 |
DisclosureSEC source: 0001562180-21-002391 · primarydocument.xml · nonDerivative · entry 2 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,147 F1 · price: Shares sold at a weighted average price. Read SEC document |
| March 22, 2021 Filed Mar 22, 2021 22:24 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 18,144 | $43.36 | $786,723.84 |
DisclosureSEC source: 0001562180-21-002391 · primarydocument.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,747 F1 · price: Shares sold at a weighted average price. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 18:45 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 3,069 | $27.69 | $84,980.61 |
DisclosureSEC source: 0001562180-20-004279 · primarydocument.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,891 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 18:32 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon stock | 13,820 | $33.92 | $468,774.40 |
DisclosureSEC source: 0001562180-19-006068 · primarydocument.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,822 F1 · price: Shares sold at a weighted average price. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:08 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 4,262 | $19.94 | $84,984.28 |
DisclosureSEC source: 0001179110-19-007267 · edgar.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,642 F1 · shares: The shares acquired represent a grant of restricted stock that will vest on June 5, 2020. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 3,189 | $26.65 | $84,986.85 |
DisclosureSEC source: 0001179110-18-008217 · edgar.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,380 F1 · shares: The shares acquired represent a grant of restricted stock that will vest on June 6, 2019. F2 · balance_after: The holdings for Mr. Hyde have been updated to reflect a gift of 2,333 shares made on April 21, 2016 to a charitable organization that had previously not been reported. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 13:03 UTC | WEST MARINE INC WMAR · Entity 173109 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 26,667 | Not disclosed Strike: $11.69 | Not disclosed |
DisclosureSEC source: 0000912833-17-000062 · wf-form4_150575418653118.xml · derivative · entry 4 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,667 shares Expires 2020-06-03 F5 · price: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 13:03 UTC | WEST MARINE INC WMAR · Entity 173109 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $11.84 | Not disclosed |
DisclosureSEC source: 0000912833-17-000062 · wf-form4_150575418653118.xml · derivative · entry 3 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 100,000 shares Expires 2019-07-16 F5 · price: Stock options were cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled stock option multiplied by (ii) the excess of $12.97 over the per share exercise price of the stock option. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 13:03 UTC | WEST MARINE INC WMAR · Entity 173109 | Disposition to issuerCommon Stock | 170,557 | $12.97 | $2,212,124.29 |
DisclosureSEC source: 0000912833-17-000062 · wf-form4_150575418653118.xml · nonDerivative · entry 2 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2 · shares: Includes 81,802 unvested restricted stock units ("RSUs") and does not include 13,825 performance-based restricted stock units ("PVUs") for which the applicable performance period has ended and a payout performance was achieved but remain unvested pending continued employment with the Issuer. Pursuant to the terms of the Merger Agreement, all unvested RSUs and PVUs were assumed by the Issuer and converted into the right to receive an amount in cash, without interest, equal to (i) $12.97 multiplied by (ii) the number of unvested RSUs and PVUs, less any required tax withholdings. The cash payout of the converted RSUs and PVUs will continue to vest and be subject to the same terms and conditions applicable to the RSUs and PVUs, including continued employment with the Issuer. F3 · shares: For PVUs with a performance period that by its terms has not ended, such PVUs will be assumed and converted into the right to receive cash assuming performance at 100% of target levels pursuant to the Merger Agreement. F4 · price: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. Read SEC document |
| August 23, 2017 Filed Sep 18, 2017 13:03 UTC | WEST MARINE INC WMAR · Entity 173109 | GiftCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-17-000062 · wf-form4_150575418653118.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,557 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:36 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 5,986 | $14.25 | $85,300.50 |
DisclosureSEC source: 0001179110-17-008322 · edgar.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,524 F1 · shares: The shares acquired represent a grant of restricted stock that will vest on May 31, 2018. Read SEC document |
| March 14, 2017 Filed Jun 5, 2017 16:51 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 4,806 | $9.25 | $44,455.50 |
DisclosureSEC source: 0000912833-17-000028 · wf-form4_149669587343975.xml · nonDerivative · entry 4 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,057 F5 · shares: Shares withheld to cover the income taxes related to the vesting of 14,419 RSUs on March 14, 2017. These RSUs were awarded on March 14, 2016 and the remaining 29,276 RSUs vest 33% and 34% on March 14, 2018 and 2019, respectively. F6 · balance_after: Includes 81,802 unvested RSUs. Does not include 126,667 exercisable stock options or 13,825 unvested PVUs. Read SEC document |
| March 14, 2017 Filed Jun 5, 2017 16:51 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 1,753 | $9.25 | $16,215.25 |
DisclosureSEC source: 0000912833-17-000028 · wf-form4_149669587343975.xml · nonDerivative · entry 3 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,863 F4 · shares: Shares withheld to cover the income taxes related to the vesting of 5,256 PVUs on March 14, 2017. Read SEC document |
| March 14, 2017 Filed Jun 5, 2017 16:51 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 5,256 | $9.25 | $48,618.00 |
DisclosureSEC source: 0000912833-17-000028 · wf-form4_149669587343975.xml · nonDerivative · entry 2 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,616 F3 · shares: Performance-based restricted stock units ("PVUs") awarded on March 14, 2016 were subject to the achievement of a certain pre-established metric over the one-year performance period ending at the end of fiscal 2016. The Compensation and Leadership Development Committee of the Issuer's Board of Directors certified the performance metric and determined the number of PVUs that were earned. The PVUs vest over a three year period, of which 33% vested on the first anniversary (March 14, 2017), another 33% vesting on the second anniversary of the grant date and 34% vesting on the third anniversary of the grant date, in each case subject to the continued employment with the Issuer. Upon vesting, each PVU has the same terms as the RSUs, as described and included in footnote 1. Read SEC document |
| March 14, 2017 Filed Jun 5, 2017 16:51 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 43,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-17-000028 · wf-form4_149669587343975.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,360 F1 · shares: This award of restricted stock units ("RSUs") vests in three annual installments of 33%, 33% and 34% on March 14, 2018, 2019 and 2020, respectively. F2 · price: This award of RSUs was issued pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan, as amended and restated. Each RSU represents a contingent right to receive one share of common stock upon vesting. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 18:28 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 3,035 | $9.12 | $27,679.20 |
DisclosureSEC source: 0000912833-17-000005 · wf-form4_148884287806168.xml · nonDerivative · entry 4 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,901 F5 · shares: Shares withheld to cover income taxes related to the vesting of 9,067 RSUs on March 3, 2017. F6 · balance_after: Does not include 126,667 exercisable stock options or 3,155 unvested PVUs. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 18:28 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 1,160 | $9.10 | $10,556.00 |
DisclosureSEC source: 0000912833-17-000005 · wf-form4_148884287806168.xml · nonDerivative · entry 3 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,936 F4 · shares: Shares withheld to cover the income taxes related to the vesting of 3,062 PVUs on March 2, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 18:28 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 3,402 | $9.10 | $30,958.20 |
DisclosureSEC source: 0000912833-17-000005 · wf-form4_148884287806168.xml · nonDerivative · entry 2 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,096 F3 · shares: Shares withheld to cover income taxes related to the vesting of 8,800 RSUs on March 2, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 18:28 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 3,062 | $9.10 | $27,864.20 |
DisclosureSEC source: 0000912833-17-000005 · wf-form4_148884287806168.xml · nonDerivative · entry 1 Hyde Matthew L · CIK 0001346594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,498 F1 · shares: Performance-based restricted stock units ("PVUs") awarded on March 2, 2015 were subject to the achievement of a certain pre-established metric over the one-year performance period ending at the end of fiscal 2015. The Compensation and Leadership Development Committee of the Issuer's Board of Directors certified the performance metric and determined the number of PVUs that were earned. The PVUs vest over a three-year period, with 33% which vested on the first anniversary of the grant date, another 33% vested on the second anniversary of the grant date, and 34% vesting on the third anniversary of the grant date, in each case subject to the continued employment with the Issuer. Upon vesting, each PVU has the same terms as the time-vested restricted stock unit ("RSU"), as described and included in footnote 2, except that the initial RSU vesting of 33% occurs upon initial vesting of the PVU. F2 · balance_after: Includes 52,762 unvested RSUs. RSUs represent the right to receive one share of common stock for each RSU upon vesting. RSUs vest over a three-year period, with 33% vesting on the first anniversary of the grant date, another 33% vesting on the second anniversary of the grant date, and 34% vesting on the third anniversary of the grant date, subject to continued employment with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.