Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of the Fund's Adviser | April 29, 2017 | May 08, 2017 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | Director of Fund's Adviser | April 29, 2017 | May 08, 2017 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | April 29, 2017 | May 08, 2017 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | April 29, 2017 | May 08, 2017 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | April 29, 2017 | May 08, 2017 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | April 29, 2017 | May 08, 2017 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Senior EVP & CFO | March 22, 2021 | March 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date April 29, 2017 · Filed May 08, 2017
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date April 29, 2017 · Filed May 08, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date April 29, 2017 · Filed May 08, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date April 29, 2017 · Filed May 08, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN L.P.
Report date April 29, 2017 · Filed May 08, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date April 29, 2017 · Filed May 08, 2017
This filing explicitly reported no securities owned.
Equitable Holdings, Inc.
Report date March 22, 2021 · Filed March 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,789.36 |
Reported balance
After 2021-03-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-22 · Tax withholding · Disposed 21,278.44 · Balance 118,789.36 F1: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2: Includes restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.
F2: Includes restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2018 Filed May 11, 2018 16:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029604 · doc4.xml · derivative · entry 3 Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires not disclosed F3 · derivative.exercise_price: Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. F3 · derivative.exercise_date: Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. F3 · derivative.expiration_date: Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029604 · doc4.xml · nonDerivative · entry 1 Malmstrom Anders · CIK 0001705476 · Senior EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · shares: Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest according to the following schedule: 50% vest on the six-month anniversary of the closing of the initial public offering of the Issuer's common stock (the "Transaction Date"), 25% on the one-year anniversary of the Transaction Date and 25% on the two-year anniversary of the Transaction Date. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.