Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BORGWARNER INCBWA · Entity 3425 | Vice President | March 29, 2021 | March 31, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BORGWARNER INC
Report date March 29, 2021 · Filed March 31, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,153.68 |
Reported balance
After 2021-03-29 transaction · row 1
1 source rowRow 1 · 2021-03-29 · Grant · Acquired 8,334 · Balance 37,153.68 F1: The shares will vest 50% on February 28, 2023 and 100% on February 28, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will vest 50% on February 28, 2023 and 100% on February 28, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Delphi Technologies PLC
Report date October 01, 2020 · Filed October 06, 2020
Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 1
1 source rowRow 1 · 2020-10-01 · Disposition to issuer · Disposed 10,977 · Balance 0 F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-01 · Disposition to issuer · Disposed 20,198 · Balance 0 F2: Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-01 · Disposition to issuer · Disposed 47,718 · Balance 0 F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.
F2: Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement.
F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2021 Filed Mar 31, 2021 20:05 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006126 · doc4.xml · nonDerivative · entry 1 Ashmore Alex · CIK 0001785053 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,153.68 F1 · shares: The shares will vest 50% on February 28, 2023 and 100% on February 28, 2024. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | BORGWARNER INC BWA · Entity 3425 | Tax withholdingCommon Stock | 326 | $45.00 | $14,670.00 |
DisclosureSEC source: 0001225208-21-004200 · doc4.xml · nonDerivative · entry 4 Ashmore Alex · CIK 0001785053 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,819.68 F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | BORGWARNER INC BWA · Entity 3425 | Tax withholdingCommon Stock | 111 | $45.00 | $4,995.00 |
DisclosureSEC source: 0001225208-21-004200 · doc4.xml · nonDerivative · entry 3 Ashmore Alex · CIK 0001785053 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,145.68 F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | BORGWARNER INC BWA · Entity 3425 | Tax withholdingCommon Stock | 94 | $45.00 | $4,230.00 |
DisclosureSEC source: 0001225208-21-004200 · doc4.xml · nonDerivative · entry 2 Ashmore Alex · CIK 0001785053 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,256.68 F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | BORGWARNER INC BWA · Entity 3425 | Tax withholdingCommon Stock | 37 | $45.00 | $1,665.00 |
DisclosureSEC source: 0001225208-21-004200 · doc4.xml · nonDerivative · entry 1 Ashmore Alex · CIK 0001785053 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,350.68 F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards. Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 06:14 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Disposition to issuerRestricted Share Units · Derivative | 47,718 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-027503 · doc4.xml · derivative · entry 3 Ashmore Alex · CIK 0001785053 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 47,718 shares Expires not disclosed F3 · derivative.exercise_price: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). F3 · price: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). F3 · derivative.exercise_date: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). F3 · derivative.expiration_date: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted on the same terms and conditions (other than performance-based vesting conditions) into an award of time-vesting restricted share units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 06:14 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Disposition to issuerRestricted Share Units · Derivative | 20,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-027503 · doc4.xml · derivative · entry 2 Ashmore Alex · CIK 0001785053 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 20,198 shares Expires not disclosed F2 · derivative.exercise_price: Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement. F2 · price: Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement. F2 · derivative.exercise_date: Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement. F2 · derivative.expiration_date: Reflects the disposition of restricted share unit awards of Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective of the Scheme, each restricted share unit award was cancelled and converted on the same terms and conditions (including applicable vesting conditions) into an award of restricted stock units of BorgWarner covering a number of shares of BorgWarner common stock determined in accordance with the formula set forth in the Transaction Agreement. Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 06:14 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Disposition to issuerOrdinary Shares | 10,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-027503 · doc4.xml · nonDerivative · entry 1 Ashmore Alex · CIK 0001785053 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantRestricted Share Units · Derivative | 13,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · derivative · entry 9 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,515 Underlying: Ordinary Shares · 13,515 shares Expires not disclosed F8 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. F8 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. F8 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · derivative · entry 8 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,161 Underlying: Ordinary Shares · 2,580 shares Expires not disclosed F7 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F7 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F7 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · derivative · entry 7 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496 Underlying: Ordinary Shares · 1,493 shares Expires not disclosed F6 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F6 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F6 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherDividend Equivalent Rights · Derivative | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · derivative · entry 6 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37.626 Underlying: Ordinary Shares · 64 shares Expires not disclosed F5 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Tax withholdingOrdinary Shares | 3,970 | $14.12 | $56,056.40 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · nonDerivative · entry 5 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,977 F4 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantOrdinary Shares | 2,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · nonDerivative · entry 4 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,947 F3 · kind: Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the Issuer achieving certain operating and financial performance targets over the 2017 through 2019 fiscal year period. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · nonDerivative · entry 3 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,407 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · nonDerivative · entry 2 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,827 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:48 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015868 · doc4.xml · nonDerivative · entry 1 Ashmore Alex · CIK 0001785053 · Senior Vice President* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 F1 · kind: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.