Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Pres Small Bs and Premier Bkg | April 01, 2004 | April 05, 2004 |
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | May 04, 2023 | May 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date April 01, 2004 · Filed April 05, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,431 |
Ending reported balance
After 2004-04-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2004-04-01 · Grant · Acquired 125,847 · Balance 125,847 F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F2: Includes 5,797 shares of restricted stock which vested on the effective date of the merger. Row 2 · 2004-04-01 · Exercise / conversion · Acquired 41,648 · Balance 167,495 Row 3 · 2004-04-01 · Tax withholding · Disposed 13,223 · Balance 154,272 F3: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 41,648 restricted shares which is exempt under Rule 16b-3(e). Row 4 · 2004-04-01 · Tax withholding · Disposed 1,841 · Balance 152,431 F4: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 5,797 restricted shares which is exempt under Rule 16b-3(e). |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 4,088.76 |
Reported balance
After 2004-04-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2004-04-01 · Grant · Acquired 4,088.76 · Balance 4,088.76 F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. |
| Common StockSEC Table I · non-derivative | IndirectGRAT | 12,900 |
Reported balance
After 2004-04-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2004-04-01 · Grant · Acquired 12,900 · Balance 12,900 F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $33.26 · Expires 2006-01-25 | Direct | 27,952 |
Reported balance
After 2004-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2004-04-01 · Grant · Acquired 27,952 · Balance 27,952 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $52.94 · Expires 2007-01-23 | Direct | 22,361 |
Reported balance
After 2004-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-04-01 · Grant · Acquired 22,361 · Balance 22,361 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $67.86 · Expires 2008-01-22 | Direct | 55,904 |
Reported balance
After 2004-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-04-01 · Grant · Acquired 55,904 · Balance 55,904 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $55.21 · Expires 2009-01-28 | Direct | 67,085 |
Reported balance
After 2004-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-04-01 · Grant · Acquired 67,085 · Balance 67,085 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $66.68 · Expires 2009-10-18 | Direct | 83,295 |
Reported balance
After 2004-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-04-01 · Grant · Acquired 83,295 · Balance 83,295 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $62.58 · Expires 2010-10-16 | Direct | 69,413 |
Reported balance
After 2004-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2004-04-01 · Grant · Acquired 69,413 · Balance 69,413 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $59.36 · Expires 2011-10-15 | Direct | 69,413 |
Reported balance
After 2004-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2004-04-01 · Grant · Acquired 69,413 · Balance 69,413 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $37.44 · Expires 2005-01-26 | Direct | 9,790 |
Reported balance
After 2004-04-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-04-01 · Grant · Acquired 9,790 · Balance 9,790 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $38.27 · Expires 2012-10-14 | Direct | 69,413 |
Reported balance
After 2004-04-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2004-04-01 · Grant · Acquired 69,413 · Balance 69,413 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 41,648 |
Reported balance
After 2004-04-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2004-04-01 · Grant · Acquired 41,648 · Balance 41,648 F7: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8: These performance restricted stock units fully vested on the effective date of the merger. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2004-04-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2004-04-01 · Exercise / conversion · Disposed 41,648 · Balance 0 F7: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8: These performance restricted stock units fully vested on the effective date of the merger. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,488 |
Reported balance
After 2004-04-01 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2004-04-01 · Grant · Acquired 39,488 · Balance 39,488 F9: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F10: These restricted stock units vest in three equal installments commencing February 17, 2005. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share.
F2: Includes 5,797 shares of restricted stock which vested on the effective date of the merger.
F3: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 41,648 restricted shares which is exempt under Rule 16b-3(e).
F4: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 5,797 restricted shares which is exempt under Rule 16b-3(e).
F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share.
F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation.
F7: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share.
F8: These performance restricted stock units fully vested on the effective date of the merger.
F9: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share.
F10: These restricted stock units vest in three equal installments commencing February 17, 2005.
CAPITAL ONE FINANCIAL CORP
Report date May 04, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,554 |
Reported balance
After 2023-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-04 · Grant · Acquired 2,453 · Balance 47,554 F1: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 140 |
Reported balance
Holding disclosure · report date 2023-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 140 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2009 Filed Feb 13, 2009 23:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 800 | $13.04 | $10,432.00 |
DisclosureSEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,096 Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 23:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 2,700 | $13.01 | $35,127.00 |
DisclosureSEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,296 Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 1,500 | $16.43 | $24,645.00 |
DisclosureSEC source: 0001225208-09-002757 · doc4.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,596 Read SEC document |
| January 30, 2009 Filed Feb 3, 2009 21:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 2,500 | $16.46 | $41,150.00 |
DisclosureSEC source: 0001225208-09-002757 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,096 Read SEC document |
| July 30, 2008 Filed Aug 1, 2008 20:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 2,000 | $41.63 | $83,260.00 |
DisclosureSEC source: 0001225208-08-012858 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 4,000 F1 · shares: These shares were acquired through a grantor retained annuity trust (GRAT) of which the reporting person is a trustee. F2 · price: These shares were bought at prices ranging from $41.52 to $41.66. Information regarding the number of shares purchased at each separate price will be provided upon request. Read SEC document |
| May 01, 2008 Filed May 2, 2008 15:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 100 | $52.84 | $5,284.00 |
DisclosureSEC source: 0001225208-08-007616 · doc4.xml · nonDerivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 2,000 F1 · shares: These shares were acquired through a grantor retained annuity trust (GRAT) of which the reporting person is a trustee. Read SEC document |
| May 01, 2008 Filed May 2, 2008 15:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 100 | $55.18 | $5,518.00 |
DisclosureSEC source: 0001225208-08-007616 · doc4.xml · nonDerivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 1,900 F1 · shares: These shares were acquired through a grantor retained annuity trust (GRAT) of which the reporting person is a trustee. Read SEC document |
| May 01, 2008 Filed May 2, 2008 15:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 200 | $55.22 | $11,044.00 |
DisclosureSEC source: 0001225208-08-007616 · doc4.xml · nonDerivative · entry 3 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 1,800 F1 · shares: These shares were acquired through a grantor retained annuity trust (GRAT) of which the reporting person is a trustee. Read SEC document |
| May 01, 2008 Filed May 2, 2008 15:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 700 | $55.26 | $38,682.00 |
DisclosureSEC source: 0001225208-08-007616 · doc4.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 1,600 F1 · shares: These shares were acquired through a grantor retained annuity trust (GRAT) of which the reporting person is a trustee. Read SEC document |
| May 01, 2008 Filed May 2, 2008 15:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 900 | $52.85 | $47,565.00 |
DisclosureSEC source: 0001225208-08-007616 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 900 F1 · shares: These shares were acquired through a grantor retained annuity trust (GRAT) of which the reporting person is a trustee. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-007197 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 F1 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 39,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 18 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,488 Underlying: Common Stock · 39,488 shares Expires not disclosed F9 · derivative.exercise_price: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F9 · kind: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F9 · price: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F10 · derivative.exercise_date: These restricted stock units vest in three equal installments commencing February 17, 2005. F10 · derivative.expiration_date: These restricted stock units vest in three equal installments commencing February 17, 2005. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 41,648 | $81.47 | $3,393,062.56 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 17 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8 · derivative.exercise_date: These performance restricted stock units fully vested on the effective date of the merger. F8 · derivative.expiration_date: These performance restricted stock units fully vested on the effective date of the merger. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPerformance Restricted Stock Units · Derivative | 41,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 16 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,648 Underlying: Common Stock · 41,648 shares Expires not disclosed F7 · derivative.exercise_price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · kind: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8 · derivative.exercise_date: These performance restricted stock units fully vested on the effective date of the merger. F8 · derivative.expiration_date: These performance restricted stock units fully vested on the effective date of the merger. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 69,413 | $38.27 Strike: $38.27 | $2,656,435.51 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 15 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,413 Underlying: Common Stock · 69,413 shares Expires 2012-10-14 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 9,790 | $37.44 Strike: $37.44 | $366,537.60 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 14 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,790 Underlying: Common Stock · 9,790 shares Expires 2005-01-26 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 69,413 | $59.36 Strike: $59.36 | $4,120,355.68 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 13 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,413 Underlying: Common Stock · 69,413 shares Expires 2011-10-15 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 69,413 | $62.58 Strike: $62.58 | $4,343,865.54 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 12 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,413 Underlying: Common Stock · 69,413 shares Expires 2010-10-16 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 83,295 | $66.68 Strike: $66.68 | $5,554,110.60 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 11 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,295 Underlying: Common Stock · 83,295 shares Expires 2009-10-18 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 67,085 | $55.21 Strike: $55.21 | $3,703,762.85 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 10 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,085 Underlying: Common Stock · 67,085 shares Expires 2009-01-28 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 55,904 | $67.86 Strike: $67.86 | $3,793,645.44 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 9 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,904 Underlying: Common Stock · 55,904 shares Expires 2008-01-22 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 22,361 | $52.94 Strike: $52.94 | $1,183,791.34 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 8 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,361 Underlying: Common Stock · 22,361 shares Expires 2007-01-23 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 27,952 | $33.26 Strike: $33.26 | $929,683.52 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · derivative · entry 7 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,952 Underlying: Common Stock · 27,952 shares Expires 2006-01-25 F5 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 12,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · nonDerivative · entry 6 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 12,900 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 4,088.76 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · nonDerivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 4,088.76 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 1,841 | $81.47 | $149,986.27 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · nonDerivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,431 F4 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 5,797 restricted shares which is exempt under Rule 16b-3(e). Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 13,223 | $81.47 | $1,077,277.81 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · nonDerivative · entry 3 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,272 F3 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 41,648 restricted shares which is exempt under Rule 16b-3(e). Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 41,648 | $81.47 | $3,393,062.56 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 12:56 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 125,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000243 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Pres Small Bs and Premier Bkg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,847 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F2 · shares: Includes 5,797 shares of restricted stock which vested on the effective date of the merger. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.