Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Pres Small Bs and Premier Bkg | April 01, 2004 | April 05, 2004 |
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | May 04, 2023 | May 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date April 01, 2004 · Filed April 05, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,431 |
Ending reported balance
After 2004-04-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2004-04-01 · Grant · Acquired 125,847 · Balance 125,847 F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F2: Includes 5,797 shares of restricted stock which vested on the effective date of the merger. Row 2 · 2004-04-01 · Exercise / conversion · Acquired 41,648 · Balance 167,495 Row 3 · 2004-04-01 · Tax withholding · Disposed 13,223 · Balance 154,272 F3: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 41,648 restricted shares which is exempt under Rule 16b-3(e). Row 4 · 2004-04-01 · Tax withholding · Disposed 1,841 · Balance 152,431 F4: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 5,797 restricted shares which is exempt under Rule 16b-3(e). |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 4,088.76 |
Reported balance
After 2004-04-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2004-04-01 · Grant · Acquired 4,088.76 · Balance 4,088.76 F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. |
| Common StockSEC Table I · non-derivative | IndirectGRAT | 12,900 |
Reported balance
After 2004-04-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2004-04-01 · Grant · Acquired 12,900 · Balance 12,900 F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $33.26 · Expires 2006-01-25 | Direct | 27,952 |
Reported balance
After 2004-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2004-04-01 · Grant · Acquired 27,952 · Balance 27,952 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $52.94 · Expires 2007-01-23 | Direct | 22,361 |
Reported balance
After 2004-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2004-04-01 · Grant · Acquired 22,361 · Balance 22,361 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $67.86 · Expires 2008-01-22 | Direct | 55,904 |
Reported balance
After 2004-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2004-04-01 · Grant · Acquired 55,904 · Balance 55,904 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $55.21 · Expires 2009-01-28 | Direct | 67,085 |
Reported balance
After 2004-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2004-04-01 · Grant · Acquired 67,085 · Balance 67,085 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $66.68 · Expires 2009-10-18 | Direct | 83,295 |
Reported balance
After 2004-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-04-01 · Grant · Acquired 83,295 · Balance 83,295 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $62.58 · Expires 2010-10-16 | Direct | 69,413 |
Reported balance
After 2004-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2004-04-01 · Grant · Acquired 69,413 · Balance 69,413 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $59.36 · Expires 2011-10-15 | Direct | 69,413 |
Reported balance
After 2004-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2004-04-01 · Grant · Acquired 69,413 · Balance 69,413 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $37.44 · Expires 2005-01-26 | Direct | 9,790 |
Reported balance
After 2004-04-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-04-01 · Grant · Acquired 9,790 · Balance 9,790 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Option, Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $38.27 · Expires 2012-10-14 | Direct | 69,413 |
Reported balance
After 2004-04-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2004-04-01 · Grant · Acquired 69,413 · Balance 69,413 F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 41,648 |
Reported balance
After 2004-04-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2004-04-01 · Grant · Acquired 41,648 · Balance 41,648 F7: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8: These performance restricted stock units fully vested on the effective date of the merger. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2004-04-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2004-04-01 · Exercise / conversion · Disposed 41,648 · Balance 0 F7: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8: These performance restricted stock units fully vested on the effective date of the merger. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,488 |
Reported balance
After 2004-04-01 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2004-04-01 · Grant · Acquired 39,488 · Balance 39,488 F9: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F10: These restricted stock units vest in three equal installments commencing February 17, 2005. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share.
F2: Includes 5,797 shares of restricted stock which vested on the effective date of the merger.
F3: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 41,648 restricted shares which is exempt under Rule 16b-3(e).
F4: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 5,797 restricted shares which is exempt under Rule 16b-3(e).
F5: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share.
F6: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation.
F7: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share.
F8: These performance restricted stock units fully vested on the effective date of the merger.
F9: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share.
F10: These restricted stock units vest in three equal installments commencing February 17, 2005.
CAPITAL ONE FINANCIAL CORP
Report date May 04, 2023 · Filed May 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,554 |
Reported balance
After 2023-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-04 · Grant · Acquired 2,453 · Balance 47,554 F1: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 140 |
Reported balance
Holding disclosure · report date 2023-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 140 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2023 Filed May 8, 2023 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000186 · wf-form4_168357665924667.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,554 F1 · security: Restricted stock units which vest in their entirety on May 4, 2024 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000182 · wf-form4_165212831856507.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,101 F1 · security: Restricted stock unites which vest in their entirety on May 5, 2023 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000201 · wf-form4_162067791097737.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,489 F1 · security: Restricted stock units which vest in their entirety on May 6, 2022 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 8,410 | $0.00 Strike: $54.07 | $0.00 |
DisclosureSEC source: 0000927628-20-000214 · wf-form4_159173435660444.xml · derivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,410 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,410 | $85.00 | $714,850.00 |
DisclosureSEC source: 0000927628-20-000214 · wf-form4_159173435660444.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,210 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,410 | $54.07 | $454,728.70 |
DisclosureSEC source: 0000927628-20-000214 · wf-form4_159173435660444.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000199 · wf-form4_158862717304838.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,210 F1 · security: Restricted stock units which vest in their entirety on April 30, 2021 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 23:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 8,113 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0000927628-19-000356 · wf-form4_157714474245856.xml · derivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,113 shares Expires 2021-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 23:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,113 | $104.36 | $846,672.68 |
DisclosureSEC source: 0000927628-19-000356 · wf-form4_157714474245856.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,430 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 23:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,113 | $53.03 | $430,232.39 |
DisclosureSEC source: 0000927628-19-000356 · wf-form4_157714474245856.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 3,777 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0000927628-19-000289 · wf-form4_157013330561726.xml · derivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,777 shares Expires 2020-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,777 | $91.68 | $346,275.36 |
DisclosureSEC source: 0000927628-19-000289 · wf-form4_157013330561726.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,430 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,777 | $44.87 | $169,473.99 |
DisclosureSEC source: 0000927628-19-000289 · wf-form4_157013330561726.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,191 | $92.52 | $110,191.32 |
DisclosureSEC source: 0000927628-19-000237 · wf-form4_156218440121279.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,430 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 7, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.40 to $92.66. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,309 | $91.67 | $1,220,036.03 |
DisclosureSEC source: 0000927628-19-000237 · wf-form4_156218440121279.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,621 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 7, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.28 to $92.25. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 4,000 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0000927628-19-000216 · wf-form4_155976805277667.xml · derivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,777 Underlying: Common Stock · 4,000 shares Expires 2020-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,000 | $85.98 | $343,920.00 |
DisclosureSEC source: 0000927628-19-000216 · wf-form4_155976805277667.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,930 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,000 | $44.87 | $179,480.00 |
DisclosureSEC source: 0000927628-19-000216 · wf-form4_155976805277667.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000200 · wf-form4_155717381478606.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,930 F1 · security: Restricted stock units which vest in their entirety on May 2, 2020 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 4,229 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0000927628-18-000257 · wf-form4_153065153957941.xml · derivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,229 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,229 | $92.55 | $391,393.95 |
DisclosureSEC source: 0000927628-18-000257 · wf-form4_153065153957941.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,992 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.01 to $93.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,229 | $16.93 | $71,596.97 |
DisclosureSEC source: 0000927628-18-000257 · wf-form4_153065153957941.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000200 · wf-form4_152547074787498.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,992 F1 · security: Restricted stock units which vest in their entirety on May 2, 2019 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0000927628-18-000156 · wf-form4_152287267862704.xml · derivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,229 Underlying: Common Stock · 3,000 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 800 | $95.49 | $76,392.00 |
DisclosureSEC source: 0000927628-18-000156 · wf-form4_152287267862704.xml · nonDerivative · entry 3 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,085 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.35 to $95.57. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,200 | $94.89 | $208,758.00 |
DisclosureSEC source: 0000927628-18-000156 · wf-form4_152287267862704.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,885 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.34 to $95.31. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,000 | $16.93 | $50,790.00 |
DisclosureSEC source: 0000927628-18-000156 · wf-form4_152287267862704.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0000927628-18-000004 · wf-form4_151510427004943.xml · derivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,229 Underlying: Common Stock · 3,000 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 200 | $100.08 | $20,016.00 |
DisclosureSEC source: 0000927628-18-000004 · wf-form4_151510427004943.xml · nonDerivative · entry 3 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,085 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,800 | $99.42 | $278,376.00 |
DisclosureSEC source: 0000927628-18-000004 · wf-form4_151510427004943.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,285 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.04 to $99.93. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,000 | $16.93 | $50,790.00 |
DisclosureSEC source: 0000927628-18-000004 · wf-form4_151510427004943.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 01:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0000927628-17-000305 · wf-form4_151260989884835.xml · derivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,229 Underlying: Common Stock · 7,000 shares Expires 2019-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 01:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,000 | $94.94 | $664,580.00 |
DisclosureSEC source: 0000927628-17-000305 · wf-form4_151260989884835.xml · nonDerivative · entry 2 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,085 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.29 to $95.04. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 01:25 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 7,000 | $16.93 | $118,510.00 |
DisclosureSEC source: 0000927628-17-000305 · wf-form4_151260989884835.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 03, 2017 Filed May 5, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000196 · wf-form4_149402064678626.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,085 F1 · security: Restricted stock units which vest in their entirety on May 3, 2018 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 04, 2016 Filed May 6, 2016 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-032781 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,024 F1 · security: Restricted stock units which vest in their entirety on May 4, 2017 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| April 30, 2015 Filed May 4, 2015 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-011045 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,584 F1 · security: Restricted stock units which vest in their entirety on April 30, 2016 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 01, 2014 Filed May 5, 2014 21:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-012130 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,481 F1 · security: Restricted stock units which vest in their entirety on May 1, 2015 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| May 02, 2013 Filed May 6, 2013 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 2,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011456 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,200 F1 · security: Restricted Stock Units which vest in their entirety on May 2, 2014. Read SEC document |
| May 08, 2012 Filed May 10, 2012 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 8,410 | $0.00 Strike: $54.07 | $0.00 |
DisclosureSEC source: 0001225208-12-011847 · doc4.xml · derivative · entry 3 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,410 Underlying: Common Stock · 8,410 shares Expires 2022-05-07 Read SEC document |
| May 08, 2012 Filed May 10, 2012 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011847 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,278 F1 · security: Restricted Stock Units which vest in their entirety on May 8, 2013. Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 8,113 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0001225208-11-014287 · doc4.xml · derivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Underlying: Common Stock · 8,113 shares Expires 2021-05-10 Read SEC document |
| May 11, 2011 Filed May 13, 2011 20:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-014287 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,133 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 7,777 | $0.00 Strike: $44.87 | $0.00 |
DisclosureSEC source: 0001225208-10-011732 · doc4.xml · derivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,777 Underlying: Common Stock · 7,777 shares Expires 2020-04-28 Read SEC document |
| April 29, 2010 Filed May 4, 2010 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-011732 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,927 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. Read SEC document |
| January 26, 2010 Filed Feb 4, 2010 21:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 2,500 | $36.41 | $91,025.00 |
DisclosureSEC source: 0001225208-10-003500 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,138 Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 17,229 | $0.00 Strike: $16.93 | $0.00 |
DisclosureSEC source: 0001225208-09-010841 · doc4.xml · derivative · entry 5 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,229 Underlying: Common Stock · 17,229 shares Expires 2019-04-22 Read SEC document |
| April 23, 2009 Filed Apr 27, 2009 21:22 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-010841 · doc4.xml · nonDerivative · entry 1 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,638 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 23:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 200 | $13.02 | $2,604.00 |
DisclosureSEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 4 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,596 Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 23:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | PurchaseCommon Stock | 300 | $13.03 | $3,909.00 |
DisclosureSEC source: 0001225208-09-003672 · doc4.xml · nonDerivative · entry 3 WARNER BRADFORD H · CIK 0001195086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,396 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.