organization · Reporting owner
Peregrine Trust Company, LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CPS TECHNOLOGIES CORP/DE/
Report date March 31, 2021 · Filed April 02, 2021
Jointly reported with Peregrine Financial Corp, Peregrine Holdings LLC
Section 16 reporting ended · disclosed 2021-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 707,638 |
Reported balance
After 2021-03-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-03-31 · Sale · Disposed 35,000 · Balance 707,638 F1: On March 31, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 35,000 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2: Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 705,575 |
Reported balance
After 2021-03-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-03-31 · Sale · Disposed 35,000 · Balance 705,575 F3: On March 31, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4: Represents 705,575 shares held directly by Peregrine Holdings. F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 697,638 |
Reported balance
After 2021-03-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-03-31 · Sale · Disposed 10,000 · Balance 697,638 F5: On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F6: Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 695,575 |
Reported balance
After 2021-03-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-03-31 · Sale · Disposed 10,000 · Balance 695,575 F7: On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F8: Represents 695,575 shares held directly by Peregrine Holdings. F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 691,737 |
Reported balance
After 2021-03-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-03-31 · Sale · Disposed 5,901 · Balance 691,737 F9: On March 31, 2021, CMS Holdings sold 5,901 shares. F10: Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 689,675 |
Reported balance
After 2021-03-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-03-31 · Sale · Disposed 5,901 · Balance 689,675 F11: On March 31, 2021, Peregrine Holdings sold 5,900 shares. F12: Represents 689,675 shares held directly by Peregrine Holdings. F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 31, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 35,000 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
F2: Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
F3: On March 31, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
F4: Represents 705,575 shares held directly by Peregrine Holdings.
F5: On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F6: Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
F7: On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F8: Represents 695,575 shares held directly by Peregrine Holdings.
F9: On March 31, 2021, CMS Holdings sold 5,901 shares.
F10: Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
F11: On March 31, 2021, Peregrine Holdings sold 5,900 shares.
F12: Represents 689,675 shares held directly by Peregrine Holdings.
F13: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 5,901 | $13.29 | $78,426.06 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 6 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 689,675 F11 · shares: On March 31, 2021, Peregrine Holdings sold 5,900 shares. F12 · balance_after: Represents 689,675 shares held directly by Peregrine Holdings. F12 · ownership.nature: Represents 689,675 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 5,901 | $13.29 | $78,426.06 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 5 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 691,737 F9 · shares: On March 31, 2021, CMS Holdings sold 5,901 shares. F10 · balance_after: Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F10 · ownership.nature: Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 10,000 | $13.16 | $131,563.00 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 695,575 F7 · shares: On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · price: On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F8 · balance_after: Represents 695,575 shares held directly by Peregrine Holdings. F8 · ownership.nature: Represents 695,575 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 10,000 | $13.16 | $131,563.00 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 697,638 F5 · shares: On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · price: On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F6 · balance_after: Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F6 · ownership.nature: Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 35,000 | $12.66 | $443,005.50 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,575 F3 · shares: On March 31, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · balance_after: Represents 705,575 shares held directly by Peregrine Holdings. F4 · ownership.nature: Represents 705,575 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:43 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 35,000 | $12.66 | $443,005.50 |
DisclosureSEC source: 0000899243-21-014647 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 707,638 F1 · shares: On March 31, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 35,000 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · balance_after: Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F2 · ownership.nature: Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 500 | $12.52 | $6,259.00 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 6 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 740,575 F11 · shares: On March 30, 2021, Peregrine Holdings sold 500 shares. F12 · balance_after: Represents 740,575 shares held directly by Peregrine Holdings. F12 · ownership.nature: Represents 740,575 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 500 | $12.52 | $6,259.00 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 5 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 742,638 F9 · shares: On March 30, 2021, CMS Holdings sold 500 shares. F10 · balance_after: Represents 740,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F10 · ownership.nature: Represents 740,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 23,535 | $11.83 | $278,473.18 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 741,075 F7 · shares: On March 30, 2021, Peregrine Holdings sold 23,535 shares. F8 · balance_after: Represents 741,075 shares held directly by Peregrine Holdings. F8 · ownership.nature: Represents 741,075 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 23,534 | $11.83 | $278,461.35 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 743,138 F5 · shares: On March 30, 2021, CMS Holdings sold 23,534 shares. F6 · balance_after: Represents 741,078 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F6 · ownership.nature: Represents 741,078 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:30 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 2,971 | $11.41 | $33,904.46 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 764,610 F3 · shares: On March 29, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · balance_after: Represents 764,610 shares held directly by Peregrine Holdings. F4 · ownership.nature: Represents 764,610 shares held directly by Peregrine Holdings. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:30 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 2,971 | $11.41 | $33,904.46 |
DisclosureSEC source: 0000899243-21-014253 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 766,672 F1 · shares: On March 29, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 2,971 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · balance_after: Represents 764,612 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F2 · ownership.nature: Represents 764,612 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F13 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:25 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 21,029 | $12.24 | $257,434.92 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 767,581 F7 · shares: On March 25, 2021, Peregrine Holdings sold 21,029 shares. F8 · balance_after: Represents 767,581 shares held directly by Peregrine Holdings. F8 · ownership.nature: Represents 767,581 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 20:25 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 21,028 | $12.24 | $257,422.67 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 769,643 F5 · shares: On March 25, 2021, CMS Holdings sold 21,028 shares. F6 · balance_after: Represents 767,583 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F6 · ownership.nature: Represents 767,583 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:25 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 17,166 | $13.33 | $228,797.03 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 788,610 F3 · shares: On March 24, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 17,166 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · balance_after: Represents 788,610 shares held directly by Peregrine Holdings. F4 · ownership.nature: Represents 788,610 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:25 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 17,166 | $13.33 | $228,797.03 |
DisclosureSEC source: 0000899243-21-013686 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 790,671 F1 · shares: On March 24, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 17,166 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · balance_after: Represents 788,611 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F2 · ownership.nature: Represents 788,611 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 21:16 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 1,259 | $14.42 | $18,159.56 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 4 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 805,776 F7 · shares: On March 23, 2021, Peregrine Holdings sold 1,259 shares. F8 · ownership.nature: Represents 805,776 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 21:16 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 1,259 | $14.42 | $18,159.56 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 3 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 807,837 F5 · shares: On March 23, 2021, CMS Holdings sold 1,259 shares. F6 · ownership.nature: Represents 805,777 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:16 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 6,798 | $15.32 | $104,154.88 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 2 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 807,035 F3 · shares: On March 22, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 6,798 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares. F4 · ownership.nature: Represents 807,035 shares held directly by Peregrine Holdings. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:16 UTC | CPS TECHNOLOGIES CORP/DE/ CPSH · Entity 7015 | SaleCommon Stock | 6,798 | $15.32 | $104,154.88 |
DisclosureSEC source: 0000899243-21-013300 · doc4.xml · nonDerivative · entry 1 Peregrine Financial Corp · CIK 0001853282 · 10% owner Peregrine Trust Company, LLC · CIK 0001853284 · 10% owner Peregrine Holdings LLC · CIK 0001853281 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 809,096 F1 · shares: On March 22, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 6,798 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares. F2 · ownership.nature: Represents 807,036 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust. F9 · ownership.nature: The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.