Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Health Assurance Acquisition Corp.HAAC · Entity 122106 | Director | November 12, 2020 | November 12, 2020 |
| Teladoc Health, Inc.TDOC · Entity 1547 | Director | April 01, 2021 | April 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Health Assurance Acquisition Corp.
Report date November 12, 2020 · Filed November 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-12 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249667), as amended, under the heading "Description of Securities-Alignment Shares", the shares of Class B common stock, par value $0.0001, will convert into shares of Class A common stock, par value $0.0001, pursuant to the performance of publicly traded shares of Class A common stock of the issuer after the consummation of the issuer's initial business combination. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249667), as amended, under the heading "Description of Securities-Alignment Shares", the shares of Class B common stock, par value $0.0001, will convert into shares of Class A common stock, par value $0.0001, pursuant to the performance of publicly traded shares of Class A common stock of the issuer after the consummation of the issuer's initial business combination.
Teladoc Health, Inc.
Report date April 01, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 275,793 |
Ending reported balance
After 2021-04-01 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2021-04-01 · Exercise / conversion · Acquired 329,863 · Balance 605,656 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. Row 2 · 2021-04-01 · Sale · Disposed 60,148 · Balance 545,508 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F2: Represents the weighted average price of transactions ranging from $182.29 to $183.28. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 8 to this Form 4. Row 3 · 2021-04-01 · Sale · Disposed 45,089 · Balance 500,419 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F3: Represents the weighted average price of transactions ranging from $183.29 to $184.28. Row 4 · 2021-04-01 · Sale · Disposed 44,825 · Balance 455,594 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F4: Represents the weighted average price of transactions ranging from $184.29 to $185.28. Row 5 · 2021-04-01 · Sale · Disposed 24,759 · Balance 430,835 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F5: Represents the weighted average price of transactions ranging from $185.30 to $186.28. Row 6 · 2021-04-01 · Sale · Disposed 38,977 · Balance 391,858 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F6: Represents the weighted average price of transactions ranging from $186.30 to $187.29. Row 7 · 2021-04-01 · Sale · Disposed 98,588 · Balance 293,270 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F7: Represents the weighted average price of transactions ranging from $187.30 to $188.29. Row 8 · 2021-04-01 · Sale · Disposed 17,477 · Balance 275,793 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F8: Represents the weighted average price of transactions ranging from $188.295 to $189.00. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.26 · Expires 2021-04-30 | Direct | 0 |
Reported balance
After 2021-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-04-01 · Exercise / conversion · Disposed 329,863 · Balance 0 F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F11: The option vested in full on October 30, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 21,233 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 21,233 F9: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,812 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,812 F10: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.
F2: Represents the weighted average price of transactions ranging from $182.29 to $183.28. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 8 to this Form 4.
F3: Represents the weighted average price of transactions ranging from $183.29 to $184.28.
F4: Represents the weighted average price of transactions ranging from $184.29 to $185.28.
F5: Represents the weighted average price of transactions ranging from $185.30 to $186.28.
F6: Represents the weighted average price of transactions ranging from $186.30 to $187.29.
F7: Represents the weighted average price of transactions ranging from $187.30 to $188.29.
F8: Represents the weighted average price of transactions ranging from $188.295 to $189.00.
F9: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F10: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F11: The option vested in full on October 30, 2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Livongo Health, Inc.
Report date September 11, 2020 · Filed October 30, 2020
Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-10-30 transaction · row 11
4 source rows · reconciled sequenceRow 1 · 2020-05-05 · Gift · Disposed 19,941 · Balance 927,862 Row 7 · 2020-10-29 · Other · Acquired 37,712 · Balance 965,574 F11: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures LLC - Series Livongo D and 7wire Ventures LLC - Series Livongo E. Row 9 · 2020-10-30 · Other · Acquired 27,105 · Balance 992,679 F14: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Fund L.P. Row 11 · 2020-10-30 · Disposition to issuer · Disposed 992,679 · Balance 0 F16: Includes 77,652 restricted stock units ("RSUs"). F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any). F18: Pursuant to the Merger Agreement, each outstanding RSU award of the Issuer was converted into a number of RSUs with respect to a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU award immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (as defined below) (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), subject to the same terms and conditions as were applicable to such Issuer RSU immediately prior to the effective time of the merger (including applicable vesting conditions). F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,080 |
Reported balance
After 2020-09-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-09-11 · Other · Acquired 12,080 · Balance 12,080 F1: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Wanxiang Strategic Fund I, LP. F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-10-29 · Other · Disposed 1,185,097 · Balance 0 F3: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners. F4: The shares were held of record by 7wire Ventures LLC - Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-10-29 · Other · Disposed 109,748 · Balance 0 F5: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners. F6: The shares were held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-29 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-10-29 · Other · Disposed 176,361 · Balance 0 F7: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners. F8: The shares were held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-29 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2020-10-29 · Other · Disposed 195,277 · Balance 0 F9: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners. F10: The shares were held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,887 |
Reported balance
After 2020-10-30 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2020-10-30 · Other · Disposed 940,788 · Balance 35,887 F12: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P. without consideration to its partners. F13: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 185,121 |
Reported balance
After 2020-10-30 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2020-10-30 · Other · Acquired 173,041 · Balance 185,121 F15: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures Fund L.P. and 7wire Ventures Wanxiang Strategic Fund I, LP. F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2020-10-30 · Disposition to issuer · Disposed 35,887 · Balance 0 F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any). F13: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2020-10-30 · Disposition to issuer · Disposed 185,121 · Balance 0 F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any). F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.74 · Expires 2024-02-12 | Direct | 0 |
Reported balance
After 2020-10-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-10-30 · Disposition to issuer · Disposed 297,954 · Balance 0 F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F20: Shares subject to the option are fully vested and immediately exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2025-03-09 | Direct | 0 |
Reported balance
After 2020-10-30 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-10-30 · Disposition to issuer · Disposed 969,169 · Balance 0 F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F20: Shares subject to the option are fully vested and immediately exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.88 · Expires 2027-04-30 | Direct | 0 |
Reported balance
After 2020-10-30 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-10-30 · Disposition to issuer · Disposed 1,294,722 · Balance 0 F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F22: One-fourth of the shares subject to the option vested on May 1, 2018 and 1/48 of the shares vest monthly thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.62 · Expires 2028-01-16 | Direct | 0 |
Reported balance
After 2020-10-30 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-10-30 · Disposition to issuer · Disposed 1,040,360 · Balance 0 F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F23: One-fourth of the shares subject to the option vested on January 17, 2019 and 1/48 of the shares vest monthly thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.62 · Expires 2028-06-18 | Direct | 0 |
Reported balance
After 2020-10-30 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-10-30 · Disposition to issuer · Disposed 166,000 · Balance 0 F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F24: One-fourth of the shares subject to the option vested on June 19, 2019 and 1/48 of the shares vest monthly thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Wanxiang Strategic Fund I, LP.
F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners.
F4: The shares were held of record by 7wire Ventures LLC - Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners.
F6: The shares were held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F7: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners.
F8: The shares were held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F9: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners.
F10: The shares were held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F11: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures LLC - Series Livongo D and 7wire Ventures LLC - Series Livongo E.
F12: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P. without consideration to its partners.
F13: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F14: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Fund L.P.
F15: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures Fund L.P. and 7wire Ventures Wanxiang Strategic Fund I, LP.
F16: Includes 77,652 restricted stock units ("RSUs").
F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).
F18: Pursuant to the Merger Agreement, each outstanding RSU award of the Issuer was converted into a number of RSUs with respect to a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU award immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (as defined below) (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), subject to the same terms and conditions as were applicable to such Issuer RSU immediately prior to the effective time of the merger (including applicable vesting conditions).
F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.
F20: Shares subject to the option are fully vested and immediately exercisable.
F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).
F22: One-fourth of the shares subject to the option vested on May 1, 2018 and 1/48 of the shares vest monthly thereafter.
F23: One-fourth of the shares subject to the option vested on January 17, 2019 and 1/48 of the shares vest monthly thereafter.
F24: One-fourth of the shares subject to the option vested on June 19, 2019 and 1/48 of the shares vest monthly thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionStock Option (right to buy) · Derivative | 329,863 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · derivative · entry 11 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 329,863 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F11 · derivative.exercise_date: The option vested in full on October 30, 2020. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 17,477 | $188.45 | $3,293,467.25 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 8 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,793 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F8 · price: Represents the weighted average price of transactions ranging from $188.295 to $189.00. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 98,588 | $187.85 | $18,520,071.28 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 7 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,270 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F7 · price: Represents the weighted average price of transactions ranging from $187.30 to $188.29. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 38,977 | $186.92 | $7,285,760.13 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 6 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,858 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F6 · price: Represents the weighted average price of transactions ranging from $186.30 to $187.29. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 24,759 | $185.80 | $4,600,128.12 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 5 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,835 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F5 · price: Represents the weighted average price of transactions ranging from $185.30 to $186.28. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 44,825 | $184.68 | $8,278,375.13 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 4 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,594 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F4 · price: Represents the weighted average price of transactions ranging from $184.29 to $185.28. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 45,089 | $183.78 | $8,286,627.76 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 3 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,419 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F3 · price: Represents the weighted average price of transactions ranging from $183.29 to $184.28. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 60,148 | $182.78 | $10,993,911.59 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,508 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F2 · price: Represents the weighted average price of transactions ranging from $182.29 to $183.28. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 8 to this Form 4. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionCommon Stock | 329,863 | $5.26 | $1,735,079.38 |
DisclosureSEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:52 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionStock Option (right to buy) · Derivative | 164,931 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001179110-21-002719 · edgar.xml · derivative · entry 5 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,863 Underlying: Common Stock · 164,931 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F3 · derivative.exercise_date: The option vested in full on October 30, 2020. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:52 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 164,931 | $226.06 | $37,283,906.03 |
DisclosureSEC source: 0001179110-21-002719 · edgar.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,793 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F2 · price: Represents the weighted average price of transactions ranging from $221.22 to $229.75. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:52 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionCommon Stock | 164,931 | $5.26 | $867,537.06 |
DisclosureSEC source: 0001179110-21-002719 · edgar.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 23:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionStock Option (right to buy) · Derivative | 164,931 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001179110-21-001277 · edgar.xml · derivative · entry 3 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,794 Underlying: Common Stock · 164,931 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on October 30, 2020. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 23:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 164,931 | $262.61 | $43,312,529.91 |
DisclosureSEC source: 0001179110-21-001277 · edgar.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,793 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F2 · price: Represents the weighted average price of transactions ranging from $257.01 to $266.64. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 23:03 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionCommon Stock | 164,931 | $5.26 | $867,537.06 |
DisclosureSEC source: 0001179110-21-001277 · edgar.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 21:04 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionStock Option (right to buy) · Derivative | 164,931 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001179110-21-000672 · edgar.xml · derivative · entry 3 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,725 Underlying: Common Stock · 164,931 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on October 30, 2020. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 21:04 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | SaleCommon Stock | 164,931 | $225.12 | $37,129,266.72 |
DisclosureSEC source: 0001179110-21-000672 · edgar.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,793 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020. F2 · price: Represents the weighted average price of transactions ranging from $221.81 to $228.97. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 21:04 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | Exercise / conversionCommon Stock | 164,931 | $5.26 | $867,537.06 |
DisclosureSEC source: 0001179110-21-000672 · edgar.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 21:43 UTC | Teladoc Health, Inc. TDOC · Entity 1547 | GrantRestricted Stock Units · Derivative | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011269 · edgar.xml · derivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308 Underlying: Common Stock · 1,308 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock. F2 · derivative.exercise_date: The restricted stock unit vests in three substantially equal annual installments beginning November 19, 2021. F2 · derivative.expiration_date: The restricted stock unit vests in three substantially equal annual installments beginning November 19, 2021. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 166,000 | Not disclosed Strike: $3.62 | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 18 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,000 shares Expires 2028-06-18 F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F24 · derivative.exercise_date: One-fourth of the shares subject to the option vested on June 19, 2019 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 1,040,360 | Not disclosed Strike: $3.62 | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 17 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,040,360 shares Expires 2028-01-16 F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F23 · derivative.exercise_date: One-fourth of the shares subject to the option vested on January 17, 2019 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 1,294,722 | Not disclosed Strike: $1.88 | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 16 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,294,722 shares Expires 2027-04-30 F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F22 · derivative.exercise_date: One-fourth of the shares subject to the option vested on May 1, 2018 and 1/48 of the shares vest monthly thereafter. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 969,169 | Not disclosed Strike: $0.80 | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 15 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 969,169 shares Expires 2025-03-09 F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F20 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 297,954 | Not disclosed Strike: $0.74 | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 14 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 297,954 shares Expires 2024-02-12 F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions). F20 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerCommon Stock | 185,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 13 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any). F2 · ownership.nature: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerCommon Stock | 35,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 12 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any). F13 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Disposition to issuerCommon Stock | 992,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 11 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F16 · shares: Includes 77,652 restricted stock units ("RSUs"). F17 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any). F18 · price: Pursuant to the Merger Agreement, each outstanding RSU award of the Issuer was converted into a number of RSUs with respect to a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU award immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (as defined below) (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), subject to the same terms and conditions as were applicable to such Issuer RSU immediately prior to the effective time of the merger (including applicable vesting conditions). F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 173,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 10 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 185,121 F15 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures Fund L.P. and 7wire Ventures Wanxiang Strategic Fund I, LP. F2 · ownership.nature: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 27,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 9 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,679 F14 · kind: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Fund L.P. Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 940,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 8 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,887 F12 · kind: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P. without consideration to its partners. F13 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 37,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 7 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,574 F11 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures LLC - Series Livongo D and 7wire Ventures LLC - Series Livongo E. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 195,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 6 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners. F10 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 176,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 5 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners. F8 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 109,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 4 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners. F6 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 1,185,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 3 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners. F4 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:10 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 23 | $124.46 | $2,862.58 |
DisclosureSEC source: 0001209191-20-050760 · doc4.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 976,675 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.46 to $124.465, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P., or 7wire LP. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:50 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 21,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 6 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947,803 F11 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire LP, 7wire Ventures, LLC - Series Livongo D and 7wire Ventures, LLC - Series Livongo E. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:50 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 65,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 5 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 195,277 F9 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners. F10 · ownership.nature: The shares are held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:50 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 58,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 4 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 176,361 F7 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners. F8 · ownership.nature: The shares are held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:50 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 36,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 3 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 109,748 F5 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners. F6 · ownership.nature: The shares are held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:50 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 395,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,185,097 F3 · kind: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners. F4 · ownership.nature: The shares are held of record by 7wire Ventures LLC-Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC-Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:50 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 312,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 976,698 F1 · kind: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P., or 7wire LP, without consideration to its partners. F2 · ownership.nature: The shares are held of record by 7wire LP. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2020 Filed Oct 30, 2020 17:15 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 12,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,080 F1 · kind: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Wanxiang Strategic Fund I, LP. F2 · ownership.nature: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:02 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 422,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001209191-20-049674 · doc4.xml · derivative · entry 8 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,954 Underlying: Common Stock · 422,000 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:02 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 422,000 | $124.50 | $52,539,000.00 |
DisclosureSEC source: 0001209191-20-049674 · doc4.xml · nonDerivative · entry 2 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,199 F1 · kind: On August 5, 2020, the Issuer entered into an Agreement and Plan of Merger with Teladoc Health, Inc. ("Teladoc") and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc ("Merger Sub"), pursuant to which Merger Sub will merge with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Teladoc (the "Merger"). Pursuant to the terms of the Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019, as amended and restated (the "Trading Plan"), all sales pursuant to the Trading Plan were automatically suspended following the public announcement of the Merger without any action by the reporting person, and the Trading Plan was subsequently terminated. The number of shares sold and reported on this form is consistent with the number of shares that would have been sold by the reporting person pursuant to the Trading Plan had the Trading Plan not been suspended in connection with the Merger. F2 · kind: In addition, in connection with the Merger the reporting person entered into a voting agreement with Teladoc and certain other stockholders of the Issuer party thereto (the "Voting Agreement"), pursuant to which, subject to certain exceptions, the reporting person agreed to vote all shares of the Issuer's common stock held by the reporting person in favor of the approval of the Merger. The sales reported on this form are expressly permitted and contemplated by the Voting Agreement, which permits the reporting person to sell or transfer a number of shares of the Issuer's common stock equivalent to such number of shares that would have been sold had the Trading Plan remained in effect. Following the sales reported on this form, the reporting person continues to hold over 85% of the shares of the Issuer's common stock and vested stock options directly held immediately prior to such sales. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:02 UTC | Livongo Health, Inc. LVGO · Entity 145566 | Exercise / conversionCommon Stock | 422,000 | $0.74 | $312,280.00 |
DisclosureSEC source: 0001209191-20-049674 · doc4.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 16:04 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 2,322 | $132.53 | $307,734.66 |
DisclosureSEC source: 0001209191-20-048605 · doc4.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,199 F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 19:31 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 52 | $74.76 | $3,887.52 |
DisclosureSEC source: 0001209191-20-039943 · doc4.xml · nonDerivative · entry 1 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,289,209 F1 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P., or 7wire LP. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 21:52 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 26,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017830 · doc4.xml · nonDerivative · entry 6 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,521 F11 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire LP, 7wire Ventures, LLC - Series Livongo D and 7wire Ventures, LLC - Series Livongo E. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 21:52 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 384,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017830 · doc4.xml · nonDerivative · entry 5 TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,289,261 F9 · kind: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P., or 7wire LP, without consideration to its partners. F10 · ownership.nature: The shares are held of record by 7wire LP. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.