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person · Reporting owner

TULLMAN GLEN

Disclosed activity across 3 companies

Tapewire entity
140602
SEC CIK
0001213349

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Health Assurance Acquisition Corp.HAAC · Entity 122106DirectorNovember 12, 2020November 12, 2020
Teladoc Health, Inc.TDOC · Entity 1547DirectorApril 01, 2021April 02, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Health Assurance Acquisition Corp.

Report date November 12, 2020 · Filed November 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-11-12 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249667), as amended, under the heading "Description of Securities-Alignment Shares", the shares of Class B common stock, par value $0.0001, will convert into shares of Class A common stock, par value $0.0001, pursuant to the performance of publicly traded shares of Class A common stock of the issuer after the consummation of the issuer's initial business combination.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249667), as amended, under the heading "Description of Securities-Alignment Shares", the shares of Class B common stock, par value $0.0001, will convert into shares of Class A common stock, par value $0.0001, pursuant to the performance of publicly traded shares of Class A common stock of the issuer after the consummation of the issuer's initial business combination.

Teladoc Health, Inc.

Report date April 01, 2021 · Filed April 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect275,793 Ending reported balance After 2021-04-01 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2021-04-01 · Exercise / conversion · Acquired 329,863 · Balance 605,656

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

Row 2 · 2021-04-01 · Sale · Disposed 60,148 · Balance 545,508

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F2: Represents the weighted average price of transactions ranging from $182.29 to $183.28. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 8 to this Form 4.

Row 3 · 2021-04-01 · Sale · Disposed 45,089 · Balance 500,419

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F3: Represents the weighted average price of transactions ranging from $183.29 to $184.28.

Row 4 · 2021-04-01 · Sale · Disposed 44,825 · Balance 455,594

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F4: Represents the weighted average price of transactions ranging from $184.29 to $185.28.

Row 5 · 2021-04-01 · Sale · Disposed 24,759 · Balance 430,835

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F5: Represents the weighted average price of transactions ranging from $185.30 to $186.28.

Row 6 · 2021-04-01 · Sale · Disposed 38,977 · Balance 391,858

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F6: Represents the weighted average price of transactions ranging from $186.30 to $187.29.

Row 7 · 2021-04-01 · Sale · Disposed 98,588 · Balance 293,270

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F7: Represents the weighted average price of transactions ranging from $187.30 to $188.29.

Row 8 · 2021-04-01 · Sale · Disposed 17,477 · Balance 275,793

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F8: Represents the weighted average price of transactions ranging from $188.295 to $189.00.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.26 · Expires 2021-04-30Direct0 Reported balance After 2021-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-04-01 · Exercise / conversion · Disposed 329,863 · Balance 0

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F11: The option vested in full on October 30, 2020.

Common StockSEC Table I · non-derivativeIndirectSee footnote21,233 Reported balance Holding disclosure · report date 2021-04-01 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 21,233

F9: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,812 Reported balance Holding disclosure · report date 2021-04-01 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 1,812

F10: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F2: Represents the weighted average price of transactions ranging from $182.29 to $183.28. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 8 to this Form 4.

F3: Represents the weighted average price of transactions ranging from $183.29 to $184.28.

F4: Represents the weighted average price of transactions ranging from $184.29 to $185.28.

F5: Represents the weighted average price of transactions ranging from $185.30 to $186.28.

F6: Represents the weighted average price of transactions ranging from $186.30 to $187.29.

F7: Represents the weighted average price of transactions ranging from $187.30 to $188.29.

F8: Represents the weighted average price of transactions ranging from $188.295 to $189.00.

F9: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F10: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F11: The option vested in full on October 30, 2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Livongo Health, Inc.

Report date September 11, 2020 · Filed October 30, 2020

Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-10-30 transaction · row 11
4 source rows · reconciled sequence

Row 1 · 2020-05-05 · Gift · Disposed 19,941 · Balance 927,862

Row 7 · 2020-10-29 · Other · Acquired 37,712 · Balance 965,574

F11: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures LLC - Series Livongo D and 7wire Ventures LLC - Series Livongo E.

Row 9 · 2020-10-30 · Other · Acquired 27,105 · Balance 992,679

F14: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Fund L.P.

Row 11 · 2020-10-30 · Disposition to issuer · Disposed 992,679 · Balance 0

F16: Includes 77,652 restricted stock units ("RSUs").

F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F18: Pursuant to the Merger Agreement, each outstanding RSU award of the Issuer was converted into a number of RSUs with respect to a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU award immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (as defined below) (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), subject to the same terms and conditions as were applicable to such Issuer RSU immediately prior to the effective time of the merger (including applicable vesting conditions).

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

Common StockSEC Table I · non-derivativeIndirectSee footnote12,080 Reported balance After 2020-09-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-09-11 · Other · Acquired 12,080 · Balance 12,080

F1: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Wanxiang Strategic Fund I, LP.

F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-29 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-10-29 · Other · Disposed 1,185,097 · Balance 0

F3: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners.

F4: The shares were held of record by 7wire Ventures LLC - Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-29 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2020-10-29 · Other · Disposed 109,748 · Balance 0

F5: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners.

F6: The shares were held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-29 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2020-10-29 · Other · Disposed 176,361 · Balance 0

F7: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners.

F8: The shares were held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-29 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2020-10-29 · Other · Disposed 195,277 · Balance 0

F9: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners.

F10: The shares were held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote35,887 Reported balance After 2020-10-30 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2020-10-30 · Other · Disposed 940,788 · Balance 35,887

F12: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P. without consideration to its partners.

F13: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote185,121 Reported balance After 2020-10-30 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2020-10-30 · Other · Acquired 173,041 · Balance 185,121

F15: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures Fund L.P. and 7wire Ventures Wanxiang Strategic Fund I, LP.

F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-30 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 12 · 2020-10-30 · Disposition to issuer · Disposed 35,887 · Balance 0

F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F13: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-30 transaction · row 13 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 13 · 2020-10-30 · Disposition to issuer · Disposed 185,121 · Balance 0

F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.74 · Expires 2024-02-12Direct0 Reported balance After 2020-10-30 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-10-30 · Disposition to issuer · Disposed 297,954 · Balance 0

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F20: Shares subject to the option are fully vested and immediately exercisable.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2025-03-09Direct0 Reported balance After 2020-10-30 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-10-30 · Disposition to issuer · Disposed 969,169 · Balance 0

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F20: Shares subject to the option are fully vested and immediately exercisable.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.88 · Expires 2027-04-30Direct0 Reported balance After 2020-10-30 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2020-10-30 · Disposition to issuer · Disposed 1,294,722 · Balance 0

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F22: One-fourth of the shares subject to the option vested on May 1, 2018 and 1/48 of the shares vest monthly thereafter.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.62 · Expires 2028-01-16Direct0 Reported balance After 2020-10-30 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2020-10-30 · Disposition to issuer · Disposed 1,040,360 · Balance 0

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F23: One-fourth of the shares subject to the option vested on January 17, 2019 and 1/48 of the shares vest monthly thereafter.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.62 · Expires 2028-06-18Direct0 Reported balance After 2020-10-30 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2020-10-30 · Disposition to issuer · Disposed 166,000 · Balance 0

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F24: One-fourth of the shares subject to the option vested on June 19, 2019 and 1/48 of the shares vest monthly thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Wanxiang Strategic Fund I, LP.

F2: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners.

F4: The shares were held of record by 7wire Ventures LLC - Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners.

F6: The shares were held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F7: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners.

F8: The shares were held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F9: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners.

F10: The shares were held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F11: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures LLC - Series Livongo D and 7wire Ventures LLC - Series Livongo E.

F12: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P. without consideration to its partners.

F13: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F14: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Fund L.P.

F15: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures Fund L.P. and 7wire Ventures Wanxiang Strategic Fund I, LP.

F16: Includes 77,652 restricted stock units ("RSUs").

F17: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F18: Pursuant to the Merger Agreement, each outstanding RSU award of the Issuer was converted into a number of RSUs with respect to a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU award immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (as defined below) (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), subject to the same terms and conditions as were applicable to such Issuer RSU immediately prior to the effective time of the merger (including applicable vesting conditions).

F19: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F20: Shares subject to the option are fully vested and immediately exercisable.

F21: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F22: One-fourth of the shares subject to the option vested on May 1, 2018 and 1/48 of the shares vest monthly thereafter.

F23: One-fourth of the shares subject to the option vested on January 17, 2019 and 1/48 of the shares vest monthly thereafter.

F24: One-fourth of the shares subject to the option vested on June 19, 2019 and 1/48 of the shares vest monthly thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionStock Option (right to buy) · Derivative 329,863 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · derivative · entry 11

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 329,863 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F11 · derivative.exercise_date: The option vested in full on October 30, 2020.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 17,477 $188.45 $3,293,467.25
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 8

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,793

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F8 · price: Represents the weighted average price of transactions ranging from $188.295 to $189.00.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 98,588 $187.85 $18,520,071.28
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 7

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,270

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F7 · price: Represents the weighted average price of transactions ranging from $187.30 to $188.29.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 38,977 $186.92 $7,285,760.13
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 6

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,858

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F6 · price: Represents the weighted average price of transactions ranging from $186.30 to $187.29.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 24,759 $185.80 $4,600,128.12
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 5

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,835

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F5 · price: Represents the weighted average price of transactions ranging from $185.30 to $186.28.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 44,825 $184.68 $8,278,375.13
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 4

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,594

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F4 · price: Represents the weighted average price of transactions ranging from $184.29 to $185.28.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 45,089 $183.78 $8,286,627.76
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 3

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,419

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F3 · price: Represents the weighted average price of transactions ranging from $183.29 to $184.28.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 60,148 $182.78 $10,993,911.59
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,508

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F2 · price: Represents the weighted average price of transactions ranging from $182.29 to $183.28. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 8 to this Form 4.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionCommon Stock 329,863 $5.26 $1,735,079.38
Disclosure

SEC source: 0001179110-21-004092 · edgar.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:52 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionStock Option (right to buy) · Derivative 164,931 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001179110-21-002719 · edgar.xml · derivative · entry 5

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,863

Underlying: Common Stock · 164,931 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F3 · derivative.exercise_date: The option vested in full on October 30, 2020.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:52 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 164,931 $226.06 $37,283,906.03
Disclosure

SEC source: 0001179110-21-002719 · edgar.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,793

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F2 · price: Represents the weighted average price of transactions ranging from $221.22 to $229.75. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:52 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionCommon Stock 164,931 $5.26 $867,537.06
Disclosure

SEC source: 0001179110-21-002719 · edgar.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionStock Option (right to buy) · Derivative 164,931 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001179110-21-001277 · edgar.xml · derivative · entry 3

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,794

Underlying: Common Stock · 164,931 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on October 30, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 164,931 $262.61 $43,312,529.91
Disclosure

SEC source: 0001179110-21-001277 · edgar.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,793

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F2 · price: Represents the weighted average price of transactions ranging from $257.01 to $266.64. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:03 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionCommon Stock 164,931 $5.26 $867,537.06
Disclosure

SEC source: 0001179110-21-001277 · edgar.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:04 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionStock Option (right to buy) · Derivative 164,931 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001179110-21-000672 · edgar.xml · derivative · entry 3

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,725

Underlying: Common Stock · 164,931 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on October 30, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:04 UTC Teladoc Health, Inc. TDOC · Entity 1547 SaleCommon Stock 164,931 $225.12 $37,129,266.72
Disclosure

SEC source: 0001179110-21-000672 · edgar.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,793

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan that was adopted by the reporting person on December 14, 2020.

F2 · price: Represents the weighted average price of transactions ranging from $221.81 to $228.97. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 21:04 UTC Teladoc Health, Inc. TDOC · Entity 1547 Exercise / conversionCommon Stock 164,931 $5.26 $867,537.06
Disclosure

SEC source: 0001179110-21-000672 · edgar.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:43 UTC Teladoc Health, Inc. TDOC · Entity 1547 GrantRestricted Stock Units · Derivative 1,308 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011269 · edgar.xml · derivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 1,308 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TDOC common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three substantially equal annual installments beginning November 19, 2021.

F2 · derivative.expiration_date: The restricted stock unit vests in three substantially equal annual installments beginning November 19, 2021.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 166,000 Not disclosed Strike: $3.62 Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 18

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,000 shares

Expires 2028-06-18

F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F24 · derivative.exercise_date: One-fourth of the shares subject to the option vested on June 19, 2019 and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 1,040,360 Not disclosed Strike: $3.62 Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 17

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,040,360 shares

Expires 2028-01-16

F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F23 · derivative.exercise_date: One-fourth of the shares subject to the option vested on January 17, 2019 and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 1,294,722 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 16

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,294,722 shares

Expires 2027-04-30

F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F22 · derivative.exercise_date: One-fourth of the shares subject to the option vested on May 1, 2018 and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 969,169 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 15

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 969,169 shares

Expires 2025-03-09

F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F20 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 297,954 Not disclosed Strike: $0.74 Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · derivative · entry 14

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 297,954 shares

Expires 2024-02-12

F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

F21 · price: Pursuant to the Merger Agreement, each outstanding stock option of the Issuer, whether vested or unvested, was converted into an option to purchase a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such Issuer stock option immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), with an exercise price equal to the quotient of (x) the exercise price of such Issuer stock option and (y) the Equity Award Adjustment Ratio (rounded up to the nearest whole cent), subject to the same terms and conditions as were applicable to such Issuer stock option immediately prior to the effective time of the merger (including applicable vesting conditions).

F20 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerCommon Stock 185,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 13

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F2 · ownership.nature: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerCommon Stock 35,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 12

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F13 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 Disposition to issuerCommon Stock 992,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 11

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F16 · shares: Includes 77,652 restricted stock units ("RSUs").

F17 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 5, 2020, by and among the Issuer, Teladoc Health, Inc. ("Teladoc"), and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, each share of the Issuer's common stock was converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of fractional shares (if any).

F18 · price: Pursuant to the Merger Agreement, each outstanding RSU award of the Issuer was converted into a number of RSUs with respect to a number of shares of Teladoc common stock equal to the product of (i) the number of shares of the Issuer's common stock subject to such RSU award immediately prior to the effective time of the merger and (ii) the Equity Award Adjustment Ratio (as defined below) (rounded down to the nearest whole share of Teladoc common stock on an award-by-award basis), subject to the same terms and conditions as were applicable to such Issuer RSU immediately prior to the effective time of the merger (including applicable vesting conditions).

F19 · price: The "Equity Award Adjustment Ratio" means the quotient determined by dividing (i) the volume weighted average closing price of the Issuer's common stock on the four trading days ending on October 29, 2020 by (ii) the volume weighted average closing price of Teladoc common stock on the four trading days beginning on October 29, 2020.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 173,041 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 10

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 185,121

F15 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures Fund L.P. and 7wire Ventures Wanxiang Strategic Fund I, LP.

F2 · ownership.nature: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 27,105 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 9

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,679

F14 · kind: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Fund L.P.

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October 30, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 940,788 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 8

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,887

F12 · kind: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P. without consideration to its partners.

F13 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures Fund, L.P. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 29, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 37,712 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 7

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,574

F11 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire Ventures LLC - Series Livongo D and 7wire Ventures LLC - Series Livongo E.

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October 29, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 195,277 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 6

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F9 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners.

F10 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 29, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 176,361 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 5

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners.

F8 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 29, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 109,748 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 4

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners.

F6 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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October 29, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 1,185,097 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 3

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners.

F4 · ownership.nature: The shares were held of record by 7wire Ventures LLC - Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 14, 2020 Filed Sep 16, 2020 18:10 UTC Livongo Health, Inc. LVGO · Entity 145566 SaleCommon Stock 23 $124.46 $2,862.58
Disclosure

SEC source: 0001209191-20-050760 · doc4.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 976,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.46 to $124.465, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P., or 7wire LP. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2020 Filed Sep 15, 2020 16:50 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 21,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 6

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,803

F11 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire LP, 7wire Ventures, LLC - Series Livongo D and 7wire Ventures, LLC - Series Livongo E.

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September 11, 2020 Filed Sep 15, 2020 16:50 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 65,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 5

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 195,277

F9 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo E without consideration to its partners.

F10 · ownership.nature: The shares are held of record by 7wire Ventures LLC - Series Livongo E. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo E. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2020 Filed Sep 15, 2020 16:50 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 58,773 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 4

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 176,361

F7 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo D without consideration to its partners.

F8 · ownership.nature: The shares are held of record by 7wire Ventures LLC - Series Livongo D. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo D. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2020 Filed Sep 15, 2020 16:50 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 36,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 3

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 109,748

F5 · kind: Represents a pro rata in-kind distribution by 7wire Ventures LLC - Series Livongo C without consideration to its partners.

F6 · ownership.nature: The shares are held of record by 7wire Ventures LLC - Series Livongo C. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC - Series Livongo C. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2020 Filed Sep 15, 2020 16:50 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 395,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,185,097

F3 · kind: Represents a pro rata in-kind distribution by 7wire Ventures, LLC - Series EosHealth without consideration to its partners.

F4 · ownership.nature: The shares are held of record by 7wire Ventures LLC-Series EosHealth. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire Ventures LLC-Series EosHealth. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2020 Filed Sep 15, 2020 16:50 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 312,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050485 · doc4.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 976,698

F1 · kind: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P., or 7wire LP, without consideration to its partners.

F2 · ownership.nature: The shares are held of record by 7wire LP. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 11, 2020 Filed Oct 30, 2020 17:15 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 12,080 $0.00 $0.00
Disclosure

SEC source: 0001639225-20-000060 · wf-form4_160409251194751.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,080

F1 · kind: Represents the receipt of shares pursuant to a pro rata in-kind distribution by 7wire Ventures Wanxiang Strategic Fund I, LP.

F2 · ownership.nature: The shares are held of record by 7wire Management I, LLC. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire Management I, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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September 03, 2020 Filed Sep 4, 2020 21:02 UTC Livongo Health, Inc. LVGO · Entity 145566 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 422,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0001209191-20-049674 · doc4.xml · derivative · entry 8

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,954

Underlying: Common Stock · 422,000 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

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September 03, 2020 Filed Sep 4, 2020 21:02 UTC Livongo Health, Inc. LVGO · Entity 145566 SaleCommon Stock 422,000 $124.50 $52,539,000.00
Disclosure

SEC source: 0001209191-20-049674 · doc4.xml · nonDerivative · entry 2

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,199

F1 · kind: On August 5, 2020, the Issuer entered into an Agreement and Plan of Merger with Teladoc Health, Inc. ("Teladoc") and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc ("Merger Sub"), pursuant to which Merger Sub will merge with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Teladoc (the "Merger"). Pursuant to the terms of the Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019, as amended and restated (the "Trading Plan"), all sales pursuant to the Trading Plan were automatically suspended following the public announcement of the Merger without any action by the reporting person, and the Trading Plan was subsequently terminated. The number of shares sold and reported on this form is consistent with the number of shares that would have been sold by the reporting person pursuant to the Trading Plan had the Trading Plan not been suspended in connection with the Merger.

F2 · kind: In addition, in connection with the Merger the reporting person entered into a voting agreement with Teladoc and certain other stockholders of the Issuer party thereto (the "Voting Agreement"), pursuant to which, subject to certain exceptions, the reporting person agreed to vote all shares of the Issuer's common stock held by the reporting person in favor of the approval of the Merger. The sales reported on this form are expressly permitted and contemplated by the Voting Agreement, which permits the reporting person to sell or transfer a number of shares of the Issuer's common stock equivalent to such number of shares that would have been sold had the Trading Plan remained in effect. Following the sales reported on this form, the reporting person continues to hold over 85% of the shares of the Issuer's common stock and vested stock options directly held immediately prior to such sales.

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September 03, 2020 Filed Sep 4, 2020 21:02 UTC Livongo Health, Inc. LVGO · Entity 145566 Exercise / conversionCommon Stock 422,000 $0.74 $312,280.00
Disclosure

SEC source: 0001209191-20-049674 · doc4.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 26, 2020 Filed Aug 28, 2020 16:04 UTC Livongo Health, Inc. LVGO · Entity 145566 SaleCommon Stock 2,322 $132.53 $307,734.66
Disclosure

SEC source: 0001209191-20-048605 · doc4.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,199

F1 · kind: The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

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June 30, 2020 Filed Jul 1, 2020 19:31 UTC Livongo Health, Inc. LVGO · Entity 145566 SaleCommon Stock 52 $74.76 $3,887.52
Disclosure

SEC source: 0001209191-20-039943 · doc4.xml · nonDerivative · entry 1

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,289,209

F1 · ownership.nature: The shares are held of record by 7wire Ventures Fund, L.P., or 7wire LP. The reporting person serves as a Manager of 7wire Management, LLC, or 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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June 25, 2020 Filed Jun 29, 2020 21:52 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 26,589 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017830 · doc4.xml · nonDerivative · entry 6

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,521

F11 · kind: Represents the receipt of shares pursuant to pro rata in-kind distributions by 7wire LP, 7wire Ventures, LLC - Series Livongo D and 7wire Ventures, LLC - Series Livongo E.

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June 25, 2020 Filed Jun 29, 2020 21:52 UTC Livongo Health, Inc. LVGO · Entity 145566 OtherCommon Stock 384,629 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017830 · doc4.xml · nonDerivative · entry 5

TULLMAN GLEN · CIK 0001213349 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,289,261

F9 · kind: Represents a pro rata in-kind distribution by 7wire Ventures Fund, L.P., or 7wire LP, without consideration to its partners.

F10 · ownership.nature: The shares are held of record by 7wire LP. The reporting person serves as a Manager of 7wire Management, the Manager of 7wire LP. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.