LaViscount Joyce N

SEC source: 0001209191-21-025129 · doc4.xml · derivative · entry 3

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

Underlying: Class A Common Stock · 3,490 shares

Expires 2031-04-01

F3 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of four (4) successive equal annual installments beginning on April 1, 2022.

SEC source: 0001209191-21-025129 · doc4.xml · nonDerivative · entry 2

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,244

F2 · shares: Grant to the Reporting Person of Restricted Stock Units under the Issuer's 2018 Omnibus Incentive Plan. The shares will vest on October 2, 2021.

F1 · price: Grant to the Reporting Person of a stock award under the Issuer's 2018 Omnibus Incentive Plan.

SEC source: 0001209191-21-025129 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,576

F1 · price: Grant to the Reporting Person of a stock award under the Issuer's 2018 Omnibus Incentive Plan.

SEC source: 0001209191-20-055814 · doc4.xml · derivative · entry 2

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,069

Underlying: Class A Common Stock · 19,069 shares

Expires 2023-10-26

F1 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-20-055814 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,743

SEC source: 0001209191-20-054124 · doc4.xml · derivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2030-10-05

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of two (2) successive equal annual installments measured from October 5, 2020, subject to the Reporting Person's continued service through each applicable vesting date.

SEC source: 0001209191-20-044399 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,605

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-042598 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,659

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-040096 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,347

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-036949 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,918

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-033153 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,316

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-030046 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,759

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-026456 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,258

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-024748 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,859

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-023569 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,692

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-019394 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,373

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-014443 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,532

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-009886 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,516

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-006179 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,287

F1 · shares: These shares are represented by fully vested restricted stock awards (the "RSAs").

F2 · price: The RSAs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSAs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-003790 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,569

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-20-001368 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,930

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-19-060781 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

F1 · shares: These shares are represented by restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer and are fully vested.

F2 · price: The RSUs were issued to the Reporting Person in connection with the Reporting Person's election to participate in the Company's salary reduction program, pursuant to which the Reporting Person will receive RSUs in lieu of a percentage of the Reporting Person's cash compensation.

SEC source: 0001209191-19-060773 · doc4.xml · derivative · entry 6

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 120,000 shares

Expires 2026-07-13

F4 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on July 13, 2016 resulting in the deemed cancellation of the July 13, 2016 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060773 · doc4.xml · derivative · entry 5

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 120,000 shares

Expires 2020-07-13

F4 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on July 13, 2016 resulting in the deemed cancellation of the July 13, 2016 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060773 · doc4.xml · derivative · entry 4

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2025-10-21

F3 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on October 21, 2015 resulting in the deemed cancellation of the October 21, 2015 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060773 · doc4.xml · derivative · entry 3

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,000 shares

Expires 2020-10-21

F3 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on October 21, 2015 resulting in the deemed cancellation of the October 21, 2015 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060773 · doc4.xml · derivative · entry 2

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2025-03-16

F1 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on March 16, 2015 resulting in the deemed cancellation of the March 16, 2015 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-060773 · doc4.xml · derivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2020-03-16

F1 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on March 16, 2015 resulting in the deemed cancellation of the March 16, 2015 option and the grant of a replacement option with the same terms other than the expiration date.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-19-054778 · doc4.xml · derivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-09-23

F1 · date: Represents a stock option to purchase 150,000 shares of the Issuer's common stock (the "Option") granted pursuant to the Issuer's 2018 Omnibus Incentive Plan on September 23, 2019, which shares originally were scheduled to vest upon the achievement of a performance-based vesting milestone. Pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and the rules thereunder, a grant of stock options subject to performance-based vesting conditions is not reportable on Form 4 until such vesting conditions are satisfied.

F2 · date: Effective October 29, 2019, the Compensation Committee of the Issuer amended the terms of the Option to replace the performance-based vesting schedule with a time-based vesting schedule, whereby 25% of the shares underlying the Option shall vest on September 30, 2020, and the remainder of the shares underlying the Option shall vest in equal monthly installments over the following 48 months, subject to the Reporting Person's continued service through each such date. Upon the establishment of the time-based vesting schedule, the award became reportable on Form 4.

F1 · derivative.exercise_date: Represents a stock option to purchase 150,000 shares of the Issuer's common stock (the "Option") granted pursuant to the Issuer's 2018 Omnibus Incentive Plan on September 23, 2019, which shares originally were scheduled to vest upon the achievement of a performance-based vesting milestone. Pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and the rules thereunder, a grant of stock options subject to performance-based vesting conditions is not reportable on Form 4 until such vesting conditions are satisfied.

F2 · derivative.exercise_date: Effective October 29, 2019, the Compensation Committee of the Issuer amended the terms of the Option to replace the performance-based vesting schedule with a time-based vesting schedule, whereby 25% of the shares underlying the Option shall vest on September 30, 2020, and the remainder of the shares underlying the Option shall vest in equal monthly installments over the following 48 months, subject to the Reporting Person's continued service through each such date. Upon the establishment of the time-based vesting schedule, the award became reportable on Form 4.

SEC source: 0001209191-19-022118 · doc4.xml · derivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2029-03-28

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of forty-eight (48) successive equal monthly installments measured from March 28, 2019, subject to the Reporting Person's continued service through each applicable vesting date.

SEC source: 0001209191-18-031238 · doc4.xml · derivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A Common Stock · 80,000 shares

Expires 2028-05-15

F1 · derivative.exercise_price: Translated into US dollars from Canadian dollars based on buying rate from Bank of Canada. USD $1.0000 = CAD $1.2876 on May 15, 2018; based on exercise price of CAD $14.15.

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2016 Omnibus Incentive Plan (the "2016 Plan"). The shares vest in a series of forty-eight (48) successive equal monthly installments measured from May 15, 2018, subject to the Reporting Person's continued service through each applicable vesting date.

SEC source: 0001209191-17-067261 · doc4.xml · derivative · entry 2

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,082

Underlying: Class A Common Stock · 79,082 shares

Expires 2020-12-22

F1 · price: The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $1.96.

F2 · derivative.exercise_date: Immediately exercisable.

SEC source: 0001209191-17-067261 · doc4.xml · nonDerivative · entry 1

LaViscount Joyce N · CIK 0001372528 · CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,306

F1 · price: The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $1.96.

SEC source: 0000899243-17-010514 · doc4.xml · derivative · entry 1

LaViscount Joyce N · CIK 0001372528 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Class A Common Stock · 800,000 shares

Expires 2027-04-17

F1 · derivative.exercise_price: Translated into US dollars from Canadian dollars based on buying rate from Federal Reserve Bank. USD $1.0000 = CAD $1.3277 on April 17, 2017; based on exercise price of CAD $2.16

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2016 Omnibus Incentive Plan (the "2016 Plan"). The shares vest over four years with 25% of the shares vesting on April 17, 2018 and the remaining shares vesting annually in three equal installments on April 17, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each applicable vesting date.