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person · Reporting owner

COOPER CHAD J.

Disclosed activity across 2 companies

Tapewire entity
140525
SEC CIK
0001621850

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARI NETWORK SERVICES INC /WI

Report date August 29, 2017 · Filed August 31, 2017

Section 16 reporting ended · disclosed 2017-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-08-29 transaction · row 1
1 source row

Row 1 · 2017-08-29 · Disposition to issuer · Disposed 27,199 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust0 Reported balance After 2017-08-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-08-29 · Disposition to issuer · Disposed 88,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 · Expires 2024-10-07Direct0 Reported balance After 2017-08-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-08-29 · Disposition to issuer · Disposed 10,000 · Balance 0

F2: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option,and (2) any applicable withholding amounts.

Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2018-03-15Direct0 Reported balance After 2017-08-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-08-29 · Disposition to issuer · Disposed 28,200 · Balance 0

F3: At the Effective Time of the Merger, the Reporting Person received cash in the amount of $236,883 in connection with the disposition of his outstanding Warrants.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.

F2: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option,and (2) any applicable withholding amounts.

F3: At the Effective Time of the Merger, the Reporting Person received cash in the amount of $236,883 in connection with the disposition of his outstanding Warrants.

Research Solutions, Inc.

Report date March 31, 2021 · Filed April 05, 2021

Section 16 reporting ended · disclosed 2021-04-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2026-05-23Direct0 Reported balance After 2021-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-03-31 · Disposition to issuer · Disposed 43,750 · Balance 0

Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2026-11-20Direct0 Reported balance After 2021-03-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-31 · Disposition to issuer · Disposed 75,000 · Balance 0

Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2027-11-20Direct0 Reported balance After 2021-03-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-31 · Disposition to issuer · Disposed 75,000 · Balance 0

Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $2.13 · Expires 2030-11-16Direct0 Reported balance After 2021-03-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-31 · Disposition to issuer · Disposed 50,000 · Balance 0

Warrant to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $1.25 · Expires 2021-06-23Direct0 Reported balance After 2021-03-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-03-31 · Disposition to issuer · Disposed 100,000 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 5, 2021 20:09 UTC Research Solutions, Inc. RSSS · Entity 6984 Disposition to issuerWarrant to purchase common stock · Derivative 100,000 $1.25 Strike: $1.25 $125,000.00
Disclosure

SEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 5

COOPER CHAD J. · CIK 0001621850 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-06-23

Read SEC document
March 31, 2021 Filed Apr 5, 2021 20:09 UTC Research Solutions, Inc. RSSS · Entity 6984 Disposition to issuerOption to purchase common stock · Derivative 50,000 $2.13 Strike: $2.13 $106,500.00
Disclosure

SEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 4

COOPER CHAD J. · CIK 0001621850 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2030-11-16

Read SEC document
March 31, 2021 Filed Apr 5, 2021 20:09 UTC Research Solutions, Inc. RSSS · Entity 6984 Disposition to issuerOption to purchase common stock · Derivative 75,000 $1.20 Strike: $1.20 $90,000.00
Disclosure

SEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 3

COOPER CHAD J. · CIK 0001621850 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2027-11-20

Read SEC document
March 31, 2021 Filed Apr 5, 2021 20:09 UTC Research Solutions, Inc. RSSS · Entity 6984 Disposition to issuerOption to purchase common stock · Derivative 75,000 $1.05 Strike: $1.05 $78,750.00
Disclosure

SEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2026-11-20

Read SEC document
March 31, 2021 Filed Apr 5, 2021 20:09 UTC Research Solutions, Inc. RSSS · Entity 6984 Disposition to issuerOption to purchase common stock · Derivative 43,750 $1.09 Strike: $1.09 $47,687.50
Disclosure

SEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires 2026-05-23

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:52 UTC Research Solutions, Inc. RSSS · Entity 6984 GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001104659-20-127003 · tm2036363d2_4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-11-16

Read SEC document
June 08, 2020 Filed Jun 8, 2020 22:18 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock Warrants (right to buy) · Derivative 15,000 $1.25 Strike: $1.25 $18,750.00
Disclosure

SEC source: 0001104659-20-070952 · tm2022099d1_4.xml · derivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-06-23

Read SEC document
June 04, 2020 Filed Jun 8, 2020 22:18 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock Warrants (right to buy) · Derivative 80,000 $1.25 Strike: $1.25 $100,000.00
Disclosure

SEC source: 0001104659-20-070952 · tm2022099d1_4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 80,000 shares

Expires 2021-06-23

Read SEC document
May 04, 2020 Filed May 5, 2020 18:09 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 22,208 $3.00 $66,624.00
Disclosure

SEC source: 0001104659-20-056755 · tm2018685d1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 229,372

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
May 01, 2020 Filed May 6, 2020 22:56 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 1,520 $3.00 $4,560.00
Disclosure

SEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 6

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 223,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 30, 2020 Filed May 1, 2020 22:08 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 1,598 $3.00 $4,794.00
Disclosure

SEC source: 0001104659-20-055684 · tm2018424d1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 251,580

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:18 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 2,187 $3.00 $6,561.00
Disclosure

SEC source: 0001104659-20-053556 · tm2017885d2_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 253,178

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 21:18 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001104659-20-053556 · tm2017885d2_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 255,365

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 27, 2020 Filed Apr 27, 2020 23:55 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 21,346 $3.00 $64,038.00
Disclosure

SEC source: 0001104659-20-051803 · tm2017885-1_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 280,365

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 27, 2020 Filed May 6, 2020 22:56 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 3,938 $3.00 $11,814.00
Disclosure

SEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 5

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 224,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 23:55 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 78 $3.00 $234.00
Disclosure

SEC source: 0001104659-20-051803 · tm2017885-1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 301,711

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 22, 2020 Filed May 6, 2020 22:56 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 27 $3.00 $81.00
Disclosure

SEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 4

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 228,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 22:45 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 2,300 $3.00 $6,900.00
Disclosure

SEC source: 0001104659-20-049309 · tm2016582d1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 301,789

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 21, 2020 Filed May 6, 2020 22:56 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 25 $3.00 $75.00
Disclosure

SEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 3

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 228,485

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:10 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 253 $3.00 $759.00
Disclosure

SEC source: 0001104659-20-047080 · tm2016076-1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 304,089

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 03, 2020 Filed May 6, 2020 22:56 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 248 $3.00 $744.00
Disclosure

SEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 228,510

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 02, 2020 Filed May 6, 2020 22:56 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 614 $3.00 $1,842.00
Disclosure

SEC source: 0001104659-20-057587 · tm2018896d1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 228,758

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 22:59 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 18 $3.00 $54.00
Disclosure

SEC source: 0001104659-20-042009 · tm2014798-1_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 304,342

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:59 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 214 $3.00 $642.00
Disclosure

SEC source: 0001104659-20-042009 · tm2014798-1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 304,360

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 27, 2020 Filed Mar 27, 2020 23:11 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 2,500 $3.00 $7,500.00
Disclosure

SEC source: 0001104659-20-039732 · tm2014089d1_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 304,574

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 20, 2020 Filed Mar 27, 2020 23:11 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 200 $3.00 $600.00
Disclosure

SEC source: 0001104659-20-039732 · tm2014089d1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 307,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 1,000 $3.10 $3,100.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 8

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 307,274

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 1,000 $3.10 $3,100.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 7

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 308,274

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 500 $3.05 $1,525.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 6

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 309,274

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 50 $3.00 $150.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 5

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 309,774

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 4,000 $3.20 $12,800.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 4

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 309,824

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 100 $3.10 $310.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 3

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 313,824

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 313,924

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:30 UTC Research Solutions, Inc. RSSS · Entity 6984 SaleCommon Stock 7,076 $3.05 $21,581.80
Disclosure

SEC source: 0001104659-20-033443 · tm2012750d1_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cooper Family Trust

Disclosed balance after: 315,924

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2020.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 02:16 UTC Research Solutions, Inc. RSSS · Entity 6984 GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0001104659-19-064453 · tm1923024-2_4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-11-11

Read SEC document
November 13, 2018 Filed Nov 16, 2018 02:01 UTC Research Solutions, Inc. RSSS · Entity 6984 GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001144204-18-060356 · tv507466_4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-11-12

Read SEC document
February 27, 2018 Filed Feb 28, 2018 02:37 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 400 $1.23 $490.00
Disclosure

SEC source: 0001144204-18-011418 · tv487341_4.xml · nonDerivative · entry 3

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 26,500

Read SEC document
February 27, 2018 Filed Feb 28, 2018 02:37 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 5,100 $1.25 $6,374.49
Disclosure

SEC source: 0001144204-18-011418 · tv487341_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 26,100

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February 27, 2018 Filed Feb 28, 2018 02:37 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 3,217 $1.25 $4,021.25
Disclosure

SEC source: 0001144204-18-011418 · tv487341_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 21,000

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February 23, 2018 Filed Feb 27, 2018 02:15 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 3,000 $1.20 $3,600.00
Disclosure

SEC source: 0001144204-18-011012 · tv487177_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 17,783

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February 21, 2018 Filed Feb 22, 2018 22:53 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 100 $1.20 $119.50
Disclosure

SEC source: 0001144204-18-010305 · tv486859_4.xml · nonDerivative · entry 3

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Do Capital Management

Disclosed balance after: 323,000

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February 21, 2018 Filed Feb 22, 2018 22:53 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 7,400 $1.20 $8,880.00
Disclosure

SEC source: 0001144204-18-010305 · tv486859_4.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Do Capital Management

Disclosed balance after: 322,900

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February 21, 2018 Filed Feb 22, 2018 22:53 UTC Research Solutions, Inc. RSSS · Entity 6984 PurchaseCommon Stock 3,283 $1.20 $3,939.60
Disclosure

SEC source: 0001144204-18-010305 · tv486859_4.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 14,783

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November 21, 2017 Filed Dec 1, 2017 17:33 UTC Research Solutions, Inc. RSSS · Entity 6984 GrantOption to purchase common stock · Derivative 75,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001144204-17-061839 · tv480548_form4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-11-20

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August 29, 2017 Filed Aug 31, 2017 10:32 UTC ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 Disposition to issuerCommon Stock Warrants · Derivative 28,200 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000892712-17-000664 · edgar.xml · derivative · entry 4

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,200 shares

Expires 2018-03-15

F3 · kind: At the Effective Time of the Merger, the Reporting Person received cash in the amount of $236,883 in connection with the disposition of his outstanding Warrants.

F3 · price: At the Effective Time of the Merger, the Reporting Person received cash in the amount of $236,883 in connection with the disposition of his outstanding Warrants.

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August 29, 2017 Filed Aug 31, 2017 10:32 UTC ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000892712-17-000664 · edgar.xml · derivative · entry 3

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-10-07

F2 · kind: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option,and (2) any applicable withholding amounts.

F2 · price: At the Effective Time of the Merger, outstanding options were cancelled and converted into the right to receive, for each share of Issuer common stock subject to the option, an amount in cash equal to (x) $7.10, minus (y) the sum of (1) the exercise price per share of common stock of such option,and (2) any applicable withholding amounts.

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August 29, 2017 Filed Aug 31, 2017 10:32 UTC ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 Disposition to issuerCommon Stock 88,000 $7.10 $624,800.00
Disclosure

SEC source: 0000892712-17-000664 · edgar.xml · nonDerivative · entry 2

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.

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August 29, 2017 Filed Aug 31, 2017 10:32 UTC ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 Disposition to issuerCommon Stock 27,199 $7.10 $193,112.90
Disclosure

SEC source: 0000892712-17-000664 · edgar.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated June 20, 2017 among the Issuer, Expedition Holdings LLC ("Parent") and Expedition Merger Sub, Inc., at the effective time (the "Effective Time") of the merger (the "Merger") contemplated under the Merger Agreement, each unvested share of restricted stock of the Issuer vested, and each share of Issuer common stock converted into the right to receive $7.10 in cash.

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January 10, 2017 Filed Jan 12, 2017 16:55 UTC ARI NETWORK SERVICES INC /WI ARIS · Entity 173498 GrantCommon Stock 5,182 Not disclosed Not disclosed
Disclosure

SEC source: 0000892712-17-000027 · edgar.xml · nonDerivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,199

F1 · price: Award of Restricted Stock granted under the Amended and Restated ARI Network Services, Inc. 2010 Equity Incentive Plan. The shares of restricted stock vest 50% on January 10, 2018 and 50% on January 10, 2019.

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November 21, 2016 Filed Nov 23, 2016 21:03 UTC Research Solutions, Inc. RSSS · Entity 6984 GrantOption to purchase common stock · Derivative 75,000 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001144204-16-136344 · v453864_4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2026-11-20

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.