Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WINTRUST FINANCIAL CORPWTFC · Entity 3524 | Director | April 24, 2020 | April 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WINTRUST FINANCIAL CORP
Report date April 24, 2020 · Filed April 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,223 |
Reported balance
After 2020-04-24 transaction · row 1
1 source rowRow 1 · 2020-04-24 · Purchase · Acquired 790 · Balance 7,223 F1: This Form 4 is being filed to report the inadvertent omission of a transaction that occurred on April 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed to report the inadvertent omission of a transaction that occurred on April 24, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2020 Filed Jul 24, 2020 20:13 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 785 | $44.66 | $35,058.10 |
DisclosureSEC source: 0001015328-20-000163 · wf-form4_159562161794559.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,433 Read SEC document |
| April 24, 2020 Filed Apr 6, 2021 21:03 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 790 | $34.66 | $27,381.40 |
DisclosureSEC source: 0001015328-21-000091 · wf-form4_161774293820723.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,223 F1 · shares: This Form 4 is being filed to report the inadvertent omission of a transaction that occurred on April 24, 2020. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 22:09 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 470 | $63.23 | $29,718.10 |
DisclosureSEC source: 0001015328-20-000060 · wf-form4_158050857073166.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,648 F1 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $63.20 to $63.24, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:25 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 786 | $63.60 | $49,989.60 |
DisclosureSEC source: 0001015328-19-000181 · wf-form4_157290268710154.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178 Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 20:11 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 747 | $66.92 | $49,989.24 |
DisclosureSEC source: 0001015328-19-000141 · wf-form4_156382626127101.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,392 Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 20:23 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 300 | $74.61 | $22,383.00 |
DisclosureSEC source: 0001015328-18-000197 · wf-form4_154049897728701.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645 Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:10 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 330 | $90.59 | $29,894.70 |
DisclosureSEC source: 0001015328-18-000113 · wf-form4_152451775954221.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $90.57 to $90.60, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 7 | $86.52 | $605.64 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 11 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015 Read SEC document |
| November 24, 2017 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 5 | $79.01 | $395.05 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 10 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,008 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| October 24, 2017 Filed Oct 24, 2017 20:20 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 338 | $80.58 | $27,236.04 |
DisclosureSEC source: 0001015328-17-000203 · wf-form4_150887640572380.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,973 F1 · price: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $80.42 to $80.69, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. Read SEC document |
| August 24, 2017 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 5 | $72.21 | $361.05 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 9 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:24 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 449 | $77.13 | $34,631.37 |
DisclosureSEC source: 0001015328-17-000160 · wf-form4_150101426231165.xml · nonDerivative · entry 2 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,635 Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:24 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 36 | $77.04 | $2,773.44 |
DisclosureSEC source: 0001015328-17-000160 · wf-form4_150101426231165.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Read SEC document |
| May 25, 2017 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 4 | $71.06 | $284.24 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 8 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,998 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 00:19 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 515 | $72.81 | $37,497.15 |
DisclosureSEC source: 0001015328-17-000113 · wf-form4_149325238412840.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 Read SEC document |
| February 23, 2017 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 3 | $75.37 | $226.11 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 7 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,994 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| November 25, 2016 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 3 | $65.86 | $197.58 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 6 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,991 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| August 25, 2016 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 4 | $54.67 | $218.68 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 5 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| May 26, 2016 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 4 | $52.78 | $211.12 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 4 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,984 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| February 25, 2016 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 5 | $42.27 | $211.35 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 3 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| November 27, 2015 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 1 | $52.32 | $52.32 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 2 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
| August 20, 2015 Filed Feb 26, 2018 22:00 UTC | WINTRUST FINANCIAL CORP WTFC · Entity 3524 | PurchaseCommon Stock | 1 | $52.59 | $52.59 |
DisclosureSEC source: 0001015328-18-000061 · wf-form4_151968239187851.xml · nonDerivative · entry 1 SWEENEY GARY D · CIK 0001642691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974 F1 · shares: The Issuer inadvertently did not report shares owned by Reporting Person that were purchased through dividend reinvestments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.