Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Live Oak Bancshares, Inc.LOB · Entity 2023 | Chief Financial Officer | April 06, 2021 | April 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Live Oak Bancshares, Inc.
Report date April 06, 2021 · Filed April 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 322,406 |
Ending reported balance
After 2021-04-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-06 · Exercise / conversion · Acquired 10,000 · Balance 326,876 F1: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Row 2 · 2021-04-06 · Tax withholding · Disposed 4,470 · Balance 322,406 |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-08-10 | Direct | 0 |
Reported balance
After 2021-04-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-06 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2: Ten thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,009 |
Reported balance
Holding disclosure · report date 2021-04-06 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 8,009 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's voting common stock. F4: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2021-04-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,000 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's voting common stock. F5: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2: Ten thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's voting common stock.
F4: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2018 Filed Mar 9, 2018 16:03 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,642 | $27.46 | $100,009.32 |
DisclosureSEC source: 0001209191-18-018466 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,083 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $27.25 to $27.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 16:03 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,621 | $27.61 | $99,975.81 |
DisclosureSEC source: 0001209191-18-018466 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,725 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $27.35 to $27.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 16:15 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,609 | $27.71 | $100,005.39 |
DisclosureSEC source: 0001209191-18-017701 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,346 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $27.55 to $27.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 16:15 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,681 | $27.17 | $100,012.77 |
DisclosureSEC source: 0001209191-18-017701 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $27.02 to $27.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 17:43 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,766 | $26.56 | $100,024.96 |
DisclosureSEC source: 0001209191-18-016717 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,636 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $26.25 to $26.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:43 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,805 | $26.29 | $100,033.45 |
DisclosureSEC source: 0001209191-18-016717 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,402 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $26.15 to $26.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 16:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,812 | $26.23 | $99,988.76 |
DisclosureSEC source: 0001209191-18-014934 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,207 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from 26.05 to 26.25. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,762 | $26.58 | $99,993.96 |
DisclosureSEC source: 0001209191-18-014934 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,019 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from 26.45 to 26.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 16:03 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,780 | $26.45 | $99,981.00 |
DisclosureSEC source: 0001209191-18-013850 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from 26.35 to 26.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 16:03 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,823 | $26.16 | $100,009.68 |
DisclosureSEC source: 0001209191-18-013850 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,561 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from 26.08 to 26.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 16:38 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,785 | $26.42 | $99,999.70 |
DisclosureSEC source: 0001209191-18-012991 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.25 to $26.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:38 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,674 | $27.22 | $100,006.28 |
DisclosureSEC source: 0001209191-18-012991 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,169 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.00 to $27.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 20:22 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,746 | $26.70 | $100,018.20 |
DisclosureSEC source: 0001209191-18-012127 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,843 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.55 to $26.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 20:22 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,729 | $26.82 | $100,011.78 |
DisclosureSEC source: 0001209191-18-012127 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,589 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $26.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 174 | $26.65 | $4,637.10 |
DisclosureSEC source: 0001209191-18-010935 · doc4.xml · nonDerivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,318 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,528 | $27.03 | $95,361.84 |
DisclosureSEC source: 0001209191-18-010935 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,492 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $27.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,731 | $26.80 | $99,990.80 |
DisclosureSEC source: 0001209191-18-010935 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,020 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.75 to $26.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 18:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,829 | $26.11 | $99,975.19 |
DisclosureSEC source: 0001209191-18-010107 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,751 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.2875. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,852 | $25.96 | $99,997.92 |
DisclosureSEC source: 0001209191-18-010107 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,580 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.875 to $26.15. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 17:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,914 | $25.56 | $100,041.84 |
DisclosureSEC source: 0001209191-18-009291 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,432 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.225 to $25.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,865 | $25.87 | $99,987.55 |
DisclosureSEC source: 0001209191-18-008863 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,346 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $25.70 to $25.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,875 | $25.81 | $100,013.75 |
DisclosureSEC source: 0001209191-18-008863 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,211 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.73 to $26.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 16:48 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,891 | $25.71 | $100,037.61 |
DisclosureSEC source: 0001209191-18-008131 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,086 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $25.55 to $26.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 16:48 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,702 | $27.01 | $99,991.02 |
DisclosureSEC source: 0001209191-18-008131 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,977 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.70 to $27.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,705 | $26.99 | $99,997.95 |
DisclosureSEC source: 0001209191-18-007630 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,679 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.85 to $27.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,724 | $26.85 | $99,989.40 |
DisclosureSEC source: 0001209191-18-007630 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.55 to $27.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 19:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,716 | $26.91 | $99,997.56 |
DisclosureSEC source: 0001209191-18-006575 · doc4.xml · nonDerivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,108 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $26.80 to $27.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006575 · doc4.xml · derivative · entry 4 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F5 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on January 30, 2016. F5 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on January 30, 2016. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,816 | $26.20 | $99,979.20 |
DisclosureSEC source: 0001209191-18-006575 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,824 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 19:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006575 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 18:02 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantPerformance Restricted Stock Units · Derivative | 3,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007250 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,427 Underlying: Voting Common Stock · 3,427 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006840 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Underlying: Voting Common Stock · 130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 30, 2016. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 30, 2016. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006840 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 17:38 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153124 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.