Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date May 31, 2020 · Filed April 14, 2021
Section 16 reporting ended · disclosed 2021-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 800 |
Reported balance
Holding disclosure · report date 2020-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 800 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date May 31, 2020 · Filed April 14, 2021
Section 16 reporting ended · disclosed 2021-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2020-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Report date May 31, 2020 · Filed April 14, 2021
Section 16 reporting ended · disclosed 2021-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2020-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2020 Filed Dec 30, 2020 13:52 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 500 | $20.03 | $10,015.00 |
DisclosureSEC source: 0001445546-20-006168 · purpura_fthy4.xml · nonDerivative · entry 3 PURPURA ORLANDO · CIK 0001815931 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 13:52 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 100 | $20.02 | $2,002.00 |
DisclosureSEC source: 0001445546-20-006168 · purpura_fthy4.xml · nonDerivative · entry 2 PURPURA ORLANDO · CIK 0001815931 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 13:52 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 200 | $19.99 | $3,998.74 |
DisclosureSEC source: 0001445546-20-006168 · purpura_fthy4.xml · nonDerivative · entry 1 PURPURA ORLANDO · CIK 0001815931 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.