person · Reporting owner

LEPORE DAWN G

Disclosed activity across 7 companies

Tapewire entity: 14027
SEC CIK: 0001186015

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Quotient Technology Inc.QUOT · Entity 109917	Director	August 02, 2017	August 03, 2017
SCHWAB CHARLES CORPSCH · Entity 1218	Vice Chairman	July 22, 2003	July 23, 2003
Walmart Inc.WMT · Entity 783	Director	June 30, 2004	July 01, 2004
loanDepot, Inc.LDI · Entity 723	Director	September 08, 2026	September 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Quotient Technology Inc.

Report date August 02, 2017 · Filed August 03, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	85,873	Reported balance After 2017-08-02 transaction · row 1 1 source row Row 1 · 2017-08-02 · Sale · Disposed 14,924 · Balance 85,873 F1: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $13.325, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $13.325, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SCHWAB CHARLES CORP

Report date July 22, 2003 · Filed July 23, 2003

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	304,941.27	Reported balance After 2003-07-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2003-07-22 · Grant · Acquired 204,000 · Balance 304,941.27 F1: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date. F2: The reporting person also has an indirect beneficial ownership interest in 162,883.48 shares held in trust, 21,148.74 shares held by her spouse, 264,417.56 shares held by ESOP and 6,350.26 shares held in a 401(k).

Filing footnotes · ownership attribution and instrument terms

F1: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

F2: The reporting person also has an indirect beneficial ownership interest in 162,883.48 shares held in trust, 21,148.74 shares held by her spouse, 264,417.56 shares held by ESOP and 6,350.26 shares held in a 401(k).

Walmart Inc.

Report date June 30, 2004 · Filed July 01, 2004

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,780	Reported balance After 2004-06-30 transaction · row 1 1 source row Row 1 · 2004-06-30 · Grant · Acquired 286 · Balance 6,780

loanDepot, Inc.

Report date September 08, 2026 · Filed September 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table I · non-derivative	IndirectTrilogy Management Investors Six, LLC	0	Reported balance After 2026-09-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-08 · Other · Disposed 147,130 · Balance 0 F1: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. On February 11, 2026, all outstanding Class C Common stock automatically converted in Class B Common Stock, par value $0.001 ("Class B Common Stock"). Shares of Class B Common Stock may be converted, together with the corresponding Common Units, for shares of the Issuer's Class A Common Stock, par value $0.001 ("Class A Common Stock") as described in footnote 5. F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026. F3: The Reporting Person elected to cause Trilogy Management Investors Six, LLC ("Trilogy Six") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4: The Reporting Person has an indirect interest in a portion of the securities of the Class B Common Stock and the Common Units held by Trilogy Six. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Six.
Class A Common StockSEC Table I · non-derivative	Direct	486,020	Reported balance After 2026-09-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2026-09-08 · Conversion · Acquired 147,130 · Balance 486,020 F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026. F3: The Reporting Person elected to cause Trilogy Management Investors Six, LLC ("Trilogy Six") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F5: Includes 79,449 unvested restricted stock units, which vest ratably on November 30, 2026, February 26, 2027, and May 28, 2027.
Common UnitsSEC Table II · derivative / convertible security	IndirectTrilogy Management Investors Six, LLC	0	Reported balance After 2026-09-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-09-08 · Conversion · Disposed 147,130 · Balance 0 F1: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. On February 11, 2026, all outstanding Class C Common stock automatically converted in Class B Common Stock, par value $0.001 ("Class B Common Stock"). Shares of Class B Common Stock may be converted, together with the corresponding Common Units, for shares of the Issuer's Class A Common Stock, par value $0.001 ("Class A Common Stock") as described in footnote 5. F6: Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026. F3: The Reporting Person elected to cause Trilogy Management Investors Six, LLC ("Trilogy Six") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4: The Reporting Person has an indirect interest in a portion of the securities of the Class B Common Stock and the Common Units held by Trilogy Six. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Six.

Filing footnotes · ownership attribution and instrument terms

F1: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. On February 11, 2026, all outstanding Class C Common stock automatically converted in Class B Common Stock, par value $0.001 ("Class B Common Stock"). Shares of Class B Common Stock may be converted, together with the corresponding Common Units, for shares of the Issuer's Class A Common Stock, par value $0.001 ("Class A Common Stock") as described in footnote 5.

F2: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of October 1, 2026.

F3: The Reporting Person elected to cause Trilogy Management Investors Six, LLC ("Trilogy Six") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class B Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F4: The Reporting Person has an indirect interest in a portion of the securities of the Class B Common Stock and the Common Units held by Trilogy Six. Following the conversion, the Reporting Person will no longer have any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Six.

F5: Includes 79,449 unvested restricted stock units, which vest ratably on November 30, 2026, February 26, 2027, and May 28, 2027.

F6: Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class B Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Accolade, Inc.

Report date April 08, 2025 · Filed April 08, 2025

Section 16 reporting ended · disclosed 2025-04-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-04-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2025-04-08 · Disposition to issuer · Disposed 922 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis. F3: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration"). F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings. F2: The shares subject to this RSU shall vest at a rate of twenty-five percent of the total number of shares on each quarterly anniversary of March 1, 2021 (the "Vesting Commencement Date") for so long as the recipient of the RSU provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date. Notwithstanding the forgoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30, 2026, at which point 1/3rd of the vested shares shall be released on such date and each one year anniversary of such date or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan) that is a Section 409A Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan).
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-04-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2025-04-08 · Disposition to issuer · Disposed 2,659 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis. F3: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration"). F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings. F5: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders or (ii) the one year anniversary measured from the date of grant. Notwithstanding the foregoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30th of the calendar year following the Reporting Person's separation of service from the Issuer's Board at which point the vested shares shall be released on such date in a lump sum, or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan (the "Plan") that is a Section 409A Change in Control (as defined in the Plan).
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-04-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-04-08 · Disposition to issuer · Disposed 14,060 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis. F3: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration"). F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings. F6: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) the one year anniversary measured from the date of grant, each subject to continued service as a director through each applicable vesting date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-04-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-04-08 · Disposition to issuer · Disposed 9,196 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis. F3: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration"). F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings. F7: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) August 8, 2024 (the one year anniversary of the 2023 annual meeting date), subject to continued service as a director through each applicable vesting date. The Reporting Person also elected to defer distribution of vested shares until January 30th of the calendar year following the Reporting Person's separation from service (as defined in 1.409A-1(h)) as a member of the Board for any reason, at which point the vested shares shall be released in a single lump sum.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2025-04-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-04-08 · Disposition to issuer · Disposed 35,021 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis. F3: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration"). F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings. F8: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) August 6, 2025 (the one year anniversary of the 2024 annual meeting date), subject to continued service as a director through each applicable vesting date. The Reporting Person also elected to defer distribution of vested shares until January 30th of the calendar year following the Reporting Person's separation from service (as defined in 1.409A-1(h)) as a member of the Board for any reason, at which point the vested shares shall be released in a single lump sum.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.60 · Expires 2029-06-24	Direct	Reported balance After 2025-04-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-04-08 · Disposition to issuer · Disposed 20,000 · Balance 0 F10: Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F9: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 25, 2019 (the "June 2019 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the June 2019 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the June 2019 Vesting Commencement Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2030-06-19	Direct	Reported balance After 2025-04-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2025-04-08 · Disposition to issuer · Disposed 8,600 · Balance 0 F10: Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration. F11: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 20, 2020 (the "2020 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the 2020 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the 2020 Vesting Commencement Date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis.

F2: The shares subject to this RSU shall vest at a rate of twenty-five percent of the total number of shares on each quarterly anniversary of March 1, 2021 (the "Vesting Commencement Date") for so long as the recipient of the RSU provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date. Notwithstanding the forgoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30, 2026, at which point 1/3rd of the vested shares shall be released on such date and each one year anniversary of such date or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan) that is a Section 409A Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan).

F3: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration").

F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings.

F5: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders or (ii) the one year anniversary measured from the date of grant. Notwithstanding the foregoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30th of the calendar year following the Reporting Person's separation of service from the Issuer's Board at which point the vested shares shall be released on such date in a lump sum, or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan (the "Plan") that is a Section 409A Change in Control (as defined in the Plan).

F6: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) the one year anniversary measured from the date of grant, each subject to continued service as a director through each applicable vesting date.

F7: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) August 8, 2024 (the one year anniversary of the 2023 annual meeting date), subject to continued service as a director through each applicable vesting date. The Reporting Person also elected to defer distribution of vested shares until January 30th of the calendar year following the Reporting Person's separation from service (as defined in 1.409A-1(h)) as a member of the Board for any reason, at which point the vested shares shall be released in a single lump sum.

F8: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) August 6, 2025 (the one year anniversary of the 2024 annual meeting date), subject to continued service as a director through each applicable vesting date. The Reporting Person also elected to defer distribution of vested shares until January 30th of the calendar year following the Reporting Person's separation from service (as defined in 1.409A-1(h)) as a member of the Board for any reason, at which point the vested shares shall be released in a single lump sum.

F9: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 25, 2019 (the "June 2019 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the June 2019 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the June 2019 Vesting Commencement Date.

F10: Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F11: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 20, 2020 (the "2020 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the 2020 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the 2020 Vesting Commencement Date.

REALNETWORKS INC

Report date December 21, 2022 · Filed December 23, 2022

Section 16 reporting ended · disclosed 2022-12-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.73 · Expires 2022-12-21	Direct	0	Reported balance After 2022-12-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2022-12-21 · Other · Disposed 137,698 · Balance 0 F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC". F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 27, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Greater Heights LLC, a Washington limited liability company ("Parent"), Greater Heights Acquisition LLC, a Washington limited liability company and wholly owned subsidiary or Parent ("Merger Sub") and, exclusively for purposes specified in the Merger Agreement, Robert Glaser, an individual resident of Washington ("Parent Guarantor"). Pursuant to the Merger Agreement, on December 21, 2022, Merger Sub merged with and into the Company, and the Merger Sub continued as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"), under the name "RealNetworks LLC".

F2: Pursuant to the Merger Agreement, effective as of the effective time of the Merger (the "Effective Time"), together with the applicable terms of the RealNetworks,Inc. 2020 Inducement Equity Plan, the RealNetworks, Inc. 1996 Stock Option Plan, the RealNetworks, Inc. 2005 Stock Incentive Plan and the RealNetworks, Inc. 2007 Employee Stock Purchase Plan (collectively, the "Company Stock Plans"), each performance or restricted stock unit subject to vesting, repurchase, or other lapse of restrictions that was outstanding vested in full (including any outstanding and otherwise unvested restricted stock units all of which vested in full pursuant to their applicable award terms due to not being assumed or substituted for in connection with the Merger) and became free of restrictions and was cancelled and converted automatically into the right to receive the Merger Consideration.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $0.73 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

TJX COMPANIES INC /DE/

Report date June 10, 2014 · Filed June 12, 2014

Section 16 reporting ended · disclosed 2014-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,053	Reported balance After 2014-06-10 transaction · row 1 1 source row Row 1 · 2014-06-10 · Grant · Acquired 2,838 · Balance 3,053 F1: Reflects delivery of deferred shares under awards granted on June 11, 2013 under the advance election by the Director to receive the deferred shares on the date of the annual meeting next succeeding the date of grant of such shares and upon the Director's retirement. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2013.
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	1,418.36	Reported balance After 2014-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2014-06-10 · Grant · Acquired 15.27 · Balance 1,418.36 F2: Constitutes awards of deferred shares under the Stock Incentive Plan each having a value equal to the aggregate dividends on previously granted deferred shares for which there has been a record date since June 11, 2013. Deferred shares are delivered to each Director on the date immediately preceding the date of the annual meeting next succeeding the date of grant of such shares in accordance with the Director's advance irrevocable election, if any, and upon Director's retirement, under and subject to the terms of the Plan.
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	1,418.36	Reported balance After 2014-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2014-06-10 · Grant · Acquired 15.27 · Balance 1,418.36 F2: Constitutes awards of deferred shares under the Stock Incentive Plan each having a value equal to the aggregate dividends on previously granted deferred shares for which there has been a record date since June 11, 2013. Deferred shares are delivered to each Director on the date immediately preceding the date of the annual meeting next succeeding the date of grant of such shares in accordance with the Director's advance irrevocable election, if any, and upon Director's retirement, under and subject to the terms of the Plan.
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2014-06-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2014-06-10 · Disposition to issuer · Disposed 1,419 · Balance 0 F1: Reflects delivery of deferred shares under awards granted on June 11, 2013 under the advance election by the Director to receive the deferred shares on the date of the annual meeting next succeeding the date of grant of such shares and upon the Director's retirement. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2013.
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2014-06-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2014-06-10 · Disposition to issuer · Disposed 1,419 · Balance 0 F1: Reflects delivery of deferred shares under awards granted on June 11, 2013 under the advance election by the Director to receive the deferred shares on the date of the annual meeting next succeeding the date of grant of such shares and upon the Director's retirement. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2013.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects delivery of deferred shares under awards granted on June 11, 2013 under the advance election by the Director to receive the deferred shares on the date of the annual meeting next succeeding the date of grant of such shares and upon the Director's retirement. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2013.

F2: Constitutes awards of deferred shares under the Stock Incentive Plan each having a value equal to the aggregate dividends on previously granted deferred shares for which there has been a record date since June 11, 2013. Deferred shares are delivered to each Director on the date immediately preceding the date of the annual meeting next succeeding the date of grant of such shares in accordance with the Director's advance irrevocable election, if any, and upon Director's retirement, under and subject to the terms of the Plan.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 02, 2022 Filed Dec 6, 2022 18:39 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	44,462	$0.00	$0.00	Disclosure SEC source: 0001209191-22-060109 · doc4.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. F2 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:17 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	21,552	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000338 · wf-form4_167001943923365.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,552 Underlying: Class A Common Stock · 21,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:17 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	21,552	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-22-000338 · wf-form4_167001943923365.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:14 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	21,551	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000248 · wf-form4_166214966364378.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,104 Underlying: Class A Common Stock · 21,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:14 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	21,551	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-22-000248 · wf-form4_166214966364378.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
July 26, 2022 Filed Jul 27, 2022 12:58 UTC	Accolade, Inc. ACCD · Entity 80959	GrantRestricted Stock Units · Derivative	14,060	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-22-019803 · form4.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,060 Underlying: Common Stock · 14,060 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) the one year anniversary measured from the date of grant, each subject to continued service as a director through each applicable vesting date. F2 · derivative.expiration_date: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) the one year anniversary measured from the date of grant, each subject to continued service as a director through each applicable vesting date. Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	43,104	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000191 · wf-form4_165713816463636.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,655 Underlying: Class A Common Stock · 43,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: In accordance with the terms of the Agreement, RSUs that vested on June 30, 2022 were settled on July 1, 2022. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:09 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	43,104	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-22-000191 · wf-form4_165713816463636.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: In accordance with the terms of the Agreement, RSUs that vested on June 30, 2022 were settled on July 1, 2022. F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:33 UTC	loanDepot, Inc. LDI · Entity 723	GrantRestricted Stock Units · Derivative	107,759	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000166 · wf-form4_165601639891944.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,759 Underlying: Class A Common Stock · 107,759 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Read SEC document
February 03, 2022 Filed Feb 7, 2022 14:10 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	2,233	$0.00	$0.00	Disclosure SEC source: 0001831631-22-000035 · wf-form4_164424301926387.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: In accordance with the terms of the Agreement, RSUs that vested on 12/31/2021 were settled on 2/3/2022 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
February 03, 2022 Filed Feb 7, 2022 14:10 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	2,233	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-22-000035 · wf-form4_164424301926387.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: In accordance with the terms of the Agreement, RSUs that vested on 12/31/2021 were settled on 2/3/2022 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · price: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:56 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Units · Derivative	28,481	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-068117 · doc4.xml · derivative · entry 4 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,481 shares Expires 2021-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F5 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:56 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	28,481	$0.00	$0.00	Disclosure SEC source: 0001209191-21-068117 · doc4.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. F2 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
December 02, 2021 Filed Dec 6, 2021 16:56 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted Stock Unit Award · Derivative	44,642	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-21-068117 · doc4.xml · derivative · entry 3 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,642 Underlying: Common Stock · 44,642 shares Expires 2028-12-02 F4 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F5 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
December 02, 2021 Filed Dec 6, 2021 16:56 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock Option (right to buy) · Derivative	15,000	$0.00 Strike: $1.12	$0.00	Disclosure SEC source: 0001209191-21-068117 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-12-02 F3 · derivative.exercise_date: The option will vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director of RealNetworks through such date. The share distribution date applicable to the stock option is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:18 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	2,232	$0.00	$0.00	Disclosure SEC source: 0001831631-21-000136 · wf-form4_163613269115480.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,233 Underlying: Class A Common Stock · 2,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: In accordance with the terms of the Agreement, RSUs that vested on 9/30/2021 were settled on 11/3/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:18 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	2,232	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-21-000136 · wf-form4_163613269115480.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: In accordance with the terms of the Agreement, RSUs that vested on 9/30/2021 were settled on 11/3/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · price: As per the Restricted Stock Unit Award Agreement dated 5/6/21 ("Agreement"), restricted stock units ("RSUs") vest in 3 installments of 2,232 each on 5/6/21, 6/30/21 and 9/30/21 and a final installment of 2,233 on 12/31/21. Within 30 days following vesting of RSUs (provided such date does not fall during a Blackout Period), Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:37 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	2,232	$0.00	$0.00	Disclosure SEC source: 0001831631-21-000087 · wf-form4_162854144503711.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,465 Underlying: Class A Common Stock · 2,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · date: RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. F5 · derivative.exercise_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock and vest in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. Issuer to deliver underlying shares or cash equivalent within 30 days of each vesting date. F5 · derivative.expiration_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock and vest in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. Issuer to deliver underlying shares or cash equivalent within 30 days of each vesting date. Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:37 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	2,232	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-21-000087 · wf-form4_162854144503711.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, between the Filer and the Issuer, within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver to Filer the number of shares of Issuer's Class A Common Stock that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. F3 · price: Restricted stock units convert into shares of Class A common stock on a one-for-one basis. Read SEC document
July 22, 2021 Filed Jul 26, 2021 13:41 UTC	Accolade, Inc. ACCD · Entity 80959	GrantRestricted Stock Units · Derivative	2,659	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-022481 · form4.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659 Underlying: Common Stock · 2,659 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) the one year anniversary measured from the date of grant, each subject to continued service as a director through each applicable vesting date. Notwithstanding the foregoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30, 2026, at which point 1/3rd of the vested shares shall be released on such date and each one year anniversary of such date or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan) that is a Section 409A Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan). F2 · derivative.expiration_date: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) the one year anniversary measured from the date of grant, each subject to continued service as a director through each applicable vesting date. Notwithstanding the foregoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30, 2026, at which point 1/3rd of the vested shares shall be released on such date and each one year anniversary of such date or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan) that is a Section 409A Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan). Read SEC document
June 16, 2021 Filed Jun 21, 2021 11:08 UTC	Accolade, Inc. ACCD · Entity 80959	GrantRestricted Stock Units · Derivative	922	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-020301 · form4.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 922 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The shares subject to this RSU shall vest at a rate of twenty-five percent of the total number of shares on each quarterly anniversary of March 1, 2021 (the "Vesting Commencement Date") for so long as the recipient of the RSU provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date. Notwithstanding the forgoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30, 2026, at which point 1/3rd of the vested shares shall be released on such date and each one year anniversary of such date or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan) that is a Section 409A Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan). F2 · derivative.expiration_date: The shares subject to this RSU shall vest at a rate of twenty-five percent of the total number of shares on each quarterly anniversary of March 1, 2021 (the "Vesting Commencement Date") for so long as the recipient of the RSU provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the one-year anniversary of the Vesting Commencement Date. Notwithstanding the forgoing, any shares that vest according to the preceding sentence, shall not be released to the Reporting Person until the earlier of (i) January 30, 2026, at which point 1/3rd of the vested shares shall be released on such date and each one year anniversary of such date or (ii) such date that the Issuer consummates a transaction or series of transactions constituting a Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan) that is a Section 409A Change in Control (as defined in the Issuer's 2020 Equity Incentive Plan). Read SEC document
May 06, 2021 Filed May 10, 2021 20:42 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionRestricted Stock Units · Derivative	2,232	$0.00	$0.00	Disclosure SEC source: 0001831631-21-000046 · wf-form4_162067935717820.xml · derivative · entry 3 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 Underlying: Class A Common Stock · 2,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. Read SEC document
May 06, 2021 Filed May 10, 2021 20:42 UTC	loanDepot, Inc. LDI · Entity 723	GrantRestricted Stock Units · Derivative	8,929	$0.00	$0.00	Disclosure SEC source: 0001831631-21-000046 · wf-form4_162067935717820.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 Underlying: Class A Common Stock · 8,929 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 3 installments of 2,232 each on May 6, 2021, June 30, 2021 and September 30, 2021 and a final installment of 2,233 on December 31, 2021. Read SEC document
May 06, 2021 Filed May 10, 2021 20:42 UTC	loanDepot, Inc. LDI · Entity 723	Exercise / conversionClass A Common Stock	2,232	Not disclosed	Not disclosed	Disclosure SEC source: 0001831631-21-000046 · wf-form4_162067935717820.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of Class A common stock on a one-for-one basis. Read SEC document
December 03, 2020 Filed Dec 3, 2020 17:42 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted stock units · Derivative	28,481	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-20-061570 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,481 Underlying: common stock · 28,481 shares Expires 2027-12-03 F2 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
December 03, 2020 Filed Dec 3, 2020 17:42 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock option (right to buy) · Derivative	15,000	$0.00 Strike: $1.58	$0.00	Disclosure SEC source: 0001209191-20-061570 · doc4.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: common stock · 15,000 shares Expires 2027-12-03 F1 · derivative.exercise_date: The option will vest and become exercisable in 12 substantially equal monthly installments until the option becomes fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document
November 05, 2020 Filed Nov 6, 2020 19:55 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Units · Derivative	28,481	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-20-057374 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,481 shares Expires 2020-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
November 05, 2020 Filed Nov 6, 2020 19:55 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	28,481	$0.00	$0.00	Disclosure SEC source: 0001209191-20-057374 · doc4.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. F2 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:08 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted Stock Units · Derivative	28,481	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-19-055652 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,481 Underlying: Common Stock · 28,481 shares Expires 2020-11-05 F2 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:08 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock Option (Right to Buy) · Derivative	15,000	$0.00 Strike: $1.58	$0.00	Disclosure SEC source: 0001209191-19-055652 · doc4.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-11-05 F1 · derivative.exercise_date: The shares subject to the option grant will vest and become exercisable in 12 substantially equal monthly installments until the option becomes fully vested and exercisable on the first anniversary of the date of grant, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document
October 04, 2019 Filed Oct 8, 2019 14:59 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Units · Derivative	16,304	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-19-052736 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,304 shares Expires 2019-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
October 04, 2019 Filed Oct 8, 2019 14:59 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	16,304	$0.00	$0.00	Disclosure SEC source: 0001209191-19-052736 · doc4.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. F2 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
October 04, 2018 Filed Oct 5, 2018 16:35 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted Stock Unit · Derivative	16,304	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-054394 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304 Underlying: Common Stock · 16,304 shares Expires 2019-10-04 F2 · derivative.exercise_price: Converts into common stock on a unit-for-share basis upon vesting. F3 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
October 04, 2018 Filed Oct 5, 2018 16:35 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock Option (Right to Buy) · Derivative	15,000	$0.00 Strike: $2.76	$0.00	Disclosure SEC source: 0001209191-18-054394 · doc4.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-10-04 F1 · derivative.exercise_price: The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document
September 22, 2018 Filed Sep 25, 2018 17:53 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Units · Derivative	9,493	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-052184 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,493 shares Expires 2018-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis on the share distribution date. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
September 22, 2018 Filed Sep 25, 2018 17:53 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	9,493	$0.00	$0.00	Disclosure SEC source: 0001209191-18-052184 · doc4.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. F2 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
September 22, 2017 Filed Sep 25, 2017 17:15 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionRestricted Stock Unit · Derivative	10,297	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-053846 · doc4.xml · derivative · entry 4 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,297 shares Expires 2017-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis upon vesting. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
September 22, 2017 Filed Sep 25, 2017 17:15 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantRestricted Stock Unit · Derivative	9,493	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-053846 · doc4.xml · derivative · entry 3 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,493 Underlying: Common Stock · 9,493 shares Expires 2018-09-22 F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis upon vesting. F4 · derivative.exercise_date: The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Read SEC document
September 22, 2017 Filed Sep 25, 2017 17:15 UTC	REALNETWORKS INC RNWK · Entity 121328	GrantStock Option (Right to Buy) · Derivative	15,000	$0.00 Strike: $4.74	$0.00	Disclosure SEC source: 0001209191-17-053846 · doc4.xml · derivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2024-09-22 F2 · derivative.exercise_price: The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Read SEC document
September 22, 2017 Filed Sep 25, 2017 17:15 UTC	REALNETWORKS INC RNWK · Entity 121328	Exercise / conversionCommon Stock	10,297	$0.00	$0.00	Disclosure SEC source: 0001209191-17-053846 · doc4.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Read SEC document
August 02, 2017 Filed Aug 3, 2017 18:42 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	14,924	$12.92	$192,801.66	Disclosure SEC source: 0001601045-17-000019 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,873 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.35 to $13.325, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
July 27, 2017 Filed Jul 31, 2017 17:24 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	4,800	$12.01	$57,648.00	Disclosure SEC source: 0001601045-17-000018 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,797 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
June 05, 2017 Filed Jun 6, 2017 17:57 UTC	Quotient Technology Inc. QUOT · Entity 109917	GrantStock Option (Right to Buy) · Derivative	12,931	$0.00 Strike: $11.60	$0.00	Disclosure SEC source: 0001033325-17-000003 · primary_doc.xml · derivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,931 Underlying: Common Stock · 12,931 shares Expires 2027-06-04 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 100% of the shares subject to the option shall become vested and exercisable upon the earlier of (i) one day prior to the date of the Issuer's annual meeting of stockholders to be held in 2018 or (ii) one year from the date of grant. Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:30 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	4,000	$12.20	$48,795.20	Disclosure SEC source: 0001601045-17-000006 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,597 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.10 to $12.275, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:30 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	4,000	$12.96	$51,837.60	Disclosure SEC source: 0001601045-17-000005 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,597 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.65 to $13.175, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 20, 2016 Filed Dec 21, 2016 18:24 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	2,400	$12.08	$28,987.44	Disclosure SEC source: 0001601045-16-000015 · primary_doc.xml · nonDerivative · entry 2 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,597 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
December 19, 2016 Filed Dec 21, 2016 18:24 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	600	$12.00	$7,200.00	Disclosure SEC source: 0001601045-16-000015 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,597 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. Read SEC document
December 15, 2016 Filed Dec 16, 2016 19:59 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	1,000	$12.02	$12,020.00	Disclosure SEC source: 0001601045-16-000014 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,197 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.075, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
November 22, 2016 Filed Nov 22, 2016 18:44 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	3,100	$12.01	$37,237.51	Disclosure SEC source: 0001661044-16-000008 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,197 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.05, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
November 21, 2016 Filed Nov 22, 2016 16:58 UTC	Quotient Technology Inc. QUOT · Entity 109917	SaleCommon Stock	900	$12.08	$10,875.15	Disclosure SEC source: 0001661044-16-000007 · primary_doc.xml · nonDerivative · entry 1 LEPORE DAWN G · CIK 0001186015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,297 F1 · kind: The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The reporting person undertakes to provide Quotient Technology Inc., any security holder of Quotient Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.