Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coursera, Inc.COUR · Entity 4586 | See Remarks | April 14, 2021 | April 16, 2021 |
| Financial Engines, Inc.FNGN · Entity 164820 | Principal Accounting Officer | November 11, 2017 | November 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coursera, Inc.
Report date April 14, 2021 · Filed April 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,255 |
Reported balance
After 2021-04-14 transaction · row 1
1 source rowRow 1 · 2021-04-14 · Exercise / conversion · Acquired 5 · Balance 96,255 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.66 · Expires 2029-04-11 | Direct | 93,745 |
Reported balance
After 2021-04-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-14 · Exercise / conversion · Disposed 5 · Balance 93,745 F1: The option, representing a right to purchase 150,000 shares of common stock, vested as to 25% of the total number of shares subject to the option on March 25, 2020, with the remailing 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The option, representing a right to purchase 150,000 shares of common stock, vested as to 25% of the total number of shares subject to the option on March 25, 2020, with the remailing 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.
Financial Engines, Inc.
Report date November 11, 2017 · Filed November 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,919 |
Ending reported balance
After 2017-11-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-11 · Exercise / conversion · Acquired 1,098 · Balance 4,332 Row 2 · 2017-11-11 · Tax withholding · Disposed 413 · Balance 3,919 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,098 |
Reported balance
After 2017-11-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-11 · Exercise / conversion · Disposed 1,098 · Balance 1,098 F1: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2: The restricted stock units vest in four equal installments beginning 11/11/15. F3: No Expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F2: The restricted stock units vest in four equal installments beginning 11/11/15.
F3: No Expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2016 Filed Nov 14, 2016 19:54 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Tax withholdingCommon Stock | 413 | $30.75 | $12,699.75 |
DisclosureSEC source: 0001209191-16-149974 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,833 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:54 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149974 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.