Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coursera, Inc.COUR · Entity 4586 | See Remarks | April 14, 2021 | April 16, 2021 |
| Financial Engines, Inc.FNGN · Entity 164820 | Principal Accounting Officer | November 11, 2017 | November 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coursera, Inc.
Report date April 14, 2021 · Filed April 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,255 |
Reported balance
After 2021-04-14 transaction · row 1
1 source rowRow 1 · 2021-04-14 · Exercise / conversion · Acquired 5 · Balance 96,255 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.66 · Expires 2029-04-11 | Direct | 93,745 |
Reported balance
After 2021-04-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-14 · Exercise / conversion · Disposed 5 · Balance 93,745 F1: The option, representing a right to purchase 150,000 shares of common stock, vested as to 25% of the total number of shares subject to the option on March 25, 2020, with the remailing 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The option, representing a right to purchase 150,000 shares of common stock, vested as to 25% of the total number of shares subject to the option on March 25, 2020, with the remailing 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.
Financial Engines, Inc.
Report date November 11, 2017 · Filed November 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,919 |
Ending reported balance
After 2017-11-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-11 · Exercise / conversion · Acquired 1,098 · Balance 4,332 Row 2 · 2017-11-11 · Tax withholding · Disposed 413 · Balance 3,919 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,098 |
Reported balance
After 2017-11-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-11 · Exercise / conversion · Disposed 1,098 · Balance 1,098 F1: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2: The restricted stock units vest in four equal installments beginning 11/11/15. F3: No Expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F2: The restricted stock units vest in four equal installments beginning 11/11/15.
F3: No Expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2021 Filed Apr 16, 2021 20:30 UTC | Coursera, Inc. COUR · Entity 4586 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0000899243-21-016116 · doc4.xml · derivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,745 Underlying: Common Stock · 5 shares Expires 2029-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase 150,000 shares of common stock, vested as to 25% of the total number of shares subject to the option on March 25, 2020, with the remailing 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 20:30 UTC | Coursera, Inc. COUR · Entity 4586 | Exercise / conversionCommon Stock | 5 | $5.66 | $28.30 |
DisclosureSEC source: 0000899243-21-016116 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 17:21 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060666 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098 Underlying: Common Stock · 1,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning 11/11/15. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 17:21 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Tax withholdingCommon Stock | 413 | $26.95 | $11,130.35 |
DisclosureSEC source: 0001209191-17-060666 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,919 Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 17:21 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060666 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 16:07 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,180 | $0.00 Strike: $26.22 | $0.00 |
DisclosureSEC source: 0001209191-17-058148 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,180 shares Expires 2022-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 16:07 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 6,180 | $37.00 | $228,660.00 |
DisclosureSEC source: 0001209191-17-058148 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 16:07 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 6,180 | $26.22 | $162,039.60 |
DisclosureSEC source: 0001209191-17-058148 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 19:39 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $26.22 | $0.00 |
DisclosureSEC source: 0001209191-17-057979 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,180 Underlying: Common Stock · 2,000 shares Expires 2022-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 19:39 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 2,000 | $37.00 | $74,000.00 |
DisclosureSEC source: 0001209191-17-057979 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 19:39 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 2,000 | $26.22 | $52,440.00 |
DisclosureSEC source: 0001209191-17-057979 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 19:46 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,783 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-17-057222 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 7,783 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 19:46 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 7,783 | $36.83 | $286,655.67 |
DisclosureSEC source: 0001209191-17-057222 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. F2 · price: The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.60 to $37.05 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 19:46 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 7,783 | $8.75 | $68,101.25 |
DisclosureSEC source: 0001209191-17-057222 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:59 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,783 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-17-055221 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789 Underlying: Common Stock · 7,783 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:59 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 8,689 | $35.00 | $304,115.00 |
DisclosureSEC source: 0001209191-17-055221 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:59 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 7,783 | $8.75 | $68,101.25 |
DisclosureSEC source: 0001209191-17-055221 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 16:52 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantRestricted Stock Units · Derivative | 1,593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052448 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 Underlying: Common Stock · 1,593 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in four annual installments beginning 9/15/2018. F4 · derivative.expiration_date: No Expiration date. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 16:52 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,539 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001209191-17-052448 · doc4.xml · derivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539 Underlying: Common Stock · 4,539 shares Expires 2027-09-08 F1 · derivative.exercise_date: The option award vests as to 1134 shares on 9/8/2018, and the remaining shares vest monthly thereafter from 10/8/2018 to 9/8/2021. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 18:38 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 7,718 | $37.63 | $290,397.47 |
DisclosureSEC source: 0001209191-17-047958 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,140 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. F2 · price: The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.17 to $38.35 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 19:32 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,454 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001209191-17-039687 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,454 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 19:32 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 2,874 | $39.55 | $113,666.70 |
DisclosureSEC source: 0001209191-17-039687 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,858 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 19:32 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,454 | $21.39 | $31,101.06 |
DisclosureSEC source: 0001209191-17-039687 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,454 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001209191-17-032187 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454 Underlying: Common Stock · 1,454 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 2,874 | $39.80 | $114,385.20 |
DisclosureSEC source: 0001209191-17-032187 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,278 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:01 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,454 | $21.39 | $31,101.06 |
DisclosureSEC source: 0001209191-17-032187 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 16:51 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,454 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001209191-17-026576 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,908 Underlying: Common Stock · 1,454 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 16:51 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 1,454 | $40.55 | $58,959.70 |
DisclosureSEC source: 0001209191-17-026576 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,698 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 16:51 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,454 | $21.39 | $31,101.06 |
DisclosureSEC source: 0001209191-17-026576 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:42 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,454 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001209191-17-020205 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,362 Underlying: Common Stock · 1,454 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:42 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 2,874 | $41.60 | $119,558.40 |
DisclosureSEC source: 0001209191-17-020205 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,698 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:42 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,454 | $21.39 | $31,101.06 |
DisclosureSEC source: 0001209191-17-020205 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:26 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantRestricted Stock Units · Derivative | 2,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016235 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,822 Underlying: Common Stock · 2,822 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in four annual installments beginning 2/26/2018. F4 · derivative.expiration_date: No Expiration date. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:26 UTC | Financial Engines, Inc. FNGN · Entity 164820 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,527 | $0.00 Strike: $44.30 | $0.00 |
DisclosureSEC source: 0001209191-17-016235 · doc4.xml · derivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,527 Underlying: Common Stock · 7,527 shares Expires 2027-02-28 F1 · derivative.exercise_date: The option award vests as to 1881 shares on 2/26/2018, and the remaining shares vest monthly thereafter from 3/26/2018 to 2/26/2021. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 17:28 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015380 · doc4.xml · derivative · entry 6 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514 Underlying: Common Stock · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in four annual installments beginning 2/26/15. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 17:28 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,398 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015380 · doc4.xml · derivative · entry 5 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 Underlying: Common Stock · 1,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in four annual installments beginning 2/26/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 17:28 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Tax withholdingCommon Stock | 194 | $42.45 | $8,235.30 |
DisclosureSEC source: 0001209191-17-015380 · doc4.xml · nonDerivative · entry 4 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,118 Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 17:28 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015380 · doc4.xml · nonDerivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 17:28 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Tax withholdingCommon Stock | 526 | $42.45 | $22,328.70 |
DisclosureSEC source: 0001209191-17-015380 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 17:28 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015380 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 19:35 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,454 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001209191-17-010231 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,816 Underlying: Common Stock · 1,454 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 19:35 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 2,874 | $39.55 | $113,666.70 |
DisclosureSEC source: 0001209191-17-010231 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,926 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 19:35 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 1,454 | $21.39 | $31,101.06 |
DisclosureSEC source: 0001209191-17-010231 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:42 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001209191-17-003393 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,572 Underlying: Common Stock · 2,000 shares Expires 2020-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:42 UTC | Financial Engines, Inc. FNGN · Entity 164820 | SaleCommon Stock | 3,000 | $37.05 | $111,150.00 |
DisclosureSEC source: 0001209191-17-003393 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,346 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 16:42 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 2,000 | $8.75 | $17,500.00 |
DisclosureSEC source: 0001209191-17-003393 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 18:56 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 823 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150998 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning 11/16/13. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 18:56 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Tax withholdingCommon Stock | 310 | $33.30 | $10,323.00 |
DisclosureSEC source: 0001209191-16-150998 · doc4.xml · nonDerivative · entry 2 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,346 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 18:56 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionCommon Stock | 823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150998 · doc4.xml · nonDerivative · entry 1 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 19:54 UTC | Financial Engines, Inc. FNGN · Entity 164820 | Exercise / conversionRestricted Stock Units · Derivative | 1,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149974 · doc4.xml · derivative · entry 3 GRACE JEFFREY C · CIK 0001209414 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,196 Underlying: Common Stock · 1,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning 11/11/15. F3 · derivative.expiration_date: No Expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.