DUFFY MICHAEL P

SEC source: 0000899243-21-016401 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,472

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.

SEC source: 0000899243-21-010510 · doc4.xml · nonDerivative · entry 3

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,972

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-21-010510 · doc4.xml · nonDerivative · entry 2

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,004

SEC source: 0000899243-21-010510 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,948

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

F2 · balance_after: Reduced by 5,244 shares to reflect the forfeiture of restricted performance stock previously granted and reported on a previously filed Form 4 but which did not vest.

SEC source: 0000899243-21-009392 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,929

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-20-033568 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,402

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.

SEC source: 0000899243-20-027829 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,402

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.

SEC source: 0000899243-20-011650 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,402

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-20-007746 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,600

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-20-007199 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,536

SEC source: 0000899243-20-006490 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,493

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-20-006039 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,045

F1 · kind: The Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-20-005495 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,608

F1 · kind: The transaction reported in this Form 4 reports additional restricted stock earned by the reporting person as a result of the overachievement of certain performance criteria included in the 2017 performance-based stock award previously granted and reported on a previously filed Form 4. The amount reported in this Form 4 report was finally determined at a meeting of the Compensation Committee of the Company held on February 19, 2020.

SEC source: 0000899243-19-027519 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,890

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2019.

SEC source: 0000899243-19-023640 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,390

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.28 to $24.07, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., ("LNTH") any security holder of LNTH or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-19-023010 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,890

F1 · kind: Starting in 2019, the Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-19-019536 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,494

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2019.

SEC source: 0000899243-19-011589 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,313

F1 · kind: Starting in 2019, the Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions in compliance with Rule 10b5-1. The transactions reported in this Form 4 were effected in compliance with Rule 10b5-1 to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-19-006913 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,221

F1 · kind: Starting in 2019, the Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions under 10b5-1 plans. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.58 to $23.04, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., ("LNTH") any security holder of LNTH or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-19-005217 · doc4.xml · nonDerivative · entry 2

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,010

F1 · kind: Starting in 2019, the Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions under 10b5-1 plans. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-19-005217 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,370

SEC source: 0000899243-19-002317 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,326

F1 · kind: Starting in 2019, the Company requires certain senior executives to cover tax liabilities resulting from the vesting of their equity awards pursuant to sell-to-cover transactions under 10b5-1 plans. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018, to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-18-023848 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,977

F1 · kind: The transaction reported on this Form 4 represents the disposition of shares withheld by the Company to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-18-010878 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,478

F1 · kind: The transaction reported on this Form 4 represents the disposition of shares withheld by the Company to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-18-009569 · doc4.xml · derivative · entry 3

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,313 shares

Expires 2018-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F3 · derivative.exercise_date: These options were originally granted on April 4, 2008, and originally provided for vesting based on the level of LNTH's satisfaction of certain performance criteria for each of fiscal years 2009, 2010, 2011 and 2012. As previously reported on a Form 4 filed with the SEC on June 25, 2015, these options were amended in connection with LNTH's initial public offering on June 25, 2015 to provide for additional vesting on the third anniversary of the amendment date (or the day before any earlier expiration) of any options that remain unvested at that time. As a result, these options became exercisable on April 3, 2018, one day prior to their expiration on April 4, 2018.

SEC source: 0000899243-18-009569 · doc4.xml · nonDerivative · entry 2

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,159

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.65, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., ("LNTH") any security holder of LNTH or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-18-009569 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

SEC source: 0000899243-18-007705 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,159

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.35 to $16.825, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., ("LNTH") any security holder of LNTH or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-18-006649 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,651

SEC source: 0000899243-18-005642 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,684

F1 · kind: The transaction reported on this Form 4 represents the disposition of shares withheld by the Company to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-18-000986 · doc4.xml · derivative · entry 5

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,172 shares

Expires 2018-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F4 · derivative.exercise_date: This option, originally representing a right to purchase a total of 44,485 shares of common stock, became exercisable based on LNTH's satisfaction of certain performance criteria for each of the fiscal years ending 2008, 2009, 2010, 2011 and 2012. Certain of the performance criteria for 2008 and 2009 were met, resulting in the vesting of this option as to an aggregate of 17,172 shares of common stock.

SEC source: 0000899243-18-000986 · doc4.xml · derivative · entry 4

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,483 shares

Expires 2018-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F3 · derivative.exercise_date: This option, originally representing a right to purchase a total of 44,483 shares of common stock, became exercisable in five equal annual installments beginning on April 4, 2009.

SEC source: 0000899243-18-000986 · doc4.xml · nonDerivative · entry 3

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,301

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.30 to $22.675, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., ("LNTH") any security holder of LNTH or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-18-000986 · doc4.xml · nonDerivative · entry 2

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

SEC source: 0000899243-18-000986 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

SEC source: 0000899243-17-026586 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,301

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $21.80, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-17-022000 · doc4.xml · derivative · entry 3

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 20,000 shares

Expires 2018-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.

F3 · derivative.exercise_date: This option, originally representing a right to purchase a total of 44,484 shares of common stock, became exercisable in five equal annual installments beginning on January 16, 2009.

SEC source: 0000899243-17-022000 · doc4.xml · nonDerivative · entry 2

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,218

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.3969 to $16.50, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-17-022000 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.

SEC source: 0000899243-17-021383 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,218

F1 · kind: The transaction reported on this Form 4 represents the disposition of shares withheld by the Company to satisfy withholding tax liabilities of the Reporting Person associated with the vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-17-016090 · doc4.xml · derivative · entry 3

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,484

Underlying: Common Stock · 20,000 shares

Expires 2018-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.

F2 · derivative.exercise_date: This option, representing a right to purchase a total of 44,484 shares of common stock, became exercisable in five equal annual installments beginning on January 16, 2009.

SEC source: 0000899243-17-016090 · doc4.xml · nonDerivative · entry 2

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,234

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.

SEC source: 0000899243-17-016090 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.

SEC source: 0000899243-17-011191 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,234

F1 · kind: The transaction reported on this Form 4 represents the disposition of shares withheld by the Company to satisfy withholding tax liabilities of the Reporting Person associated with the initial vesting of restricted stock previously granted and reported on a previously filed Form 4.

SEC source: 0000899243-17-005403 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,264

SEC source: 0000899243-17-002349 · doc4.xml · nonDerivative · entry 1

DUFFY MICHAEL P · CIK 0001237200 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,328

F1 · kind: The transaction reported on this Form 4 represents the disposition of shares withheld by the Company to satisfy withholding tax liabilities of the Reporting Person associated with the initial vesting of restricted stock previously granted and reported on a previously filed Form 4.