Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pathfinder Bancorp, Inc.
Report date March 10, 2021 · Filed April 30, 2021
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 5,563 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,563 F1: Reflects ESOP shares allocated in March 2021 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 4,998 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,998 |
| Common StockSEC Table I · non-derivative | Direct | 3,108 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,108 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 528 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 528 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.37 · Expires 2030-10-28 | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2021-03-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects ESOP shares allocated in March 2021
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 16, 2021 13:53 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 2,108 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0001209191-21-020662 · doc4.xml · derivative · entry 4 Kimball Lisa A · CIK 0001679918 · First Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528 Underlying: Common Stock · 2,108 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:53 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 2,108 | $11.35 | $23,925.80 |
DisclosureSEC source: 0001209191-21-020662 · doc4.xml · nonDerivative · entry 1 Kimball Lisa A · CIK 0001679918 · First Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2020 Filed Dec 30, 2020 21:49 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantStock Options · Derivative | 1,500 | $0.00 Strike: $10.37 | $0.00 |
DisclosureSEC source: 0001209191-20-065523 · doc4.xml · derivative · entry 4 Kimball Lisa A · CIK 0001679918 · First Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2030-10-28 F2 · derivative.underlying_shares: Stock options vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021. Read SEC document |
| October 28, 2020 Filed Dec 30, 2020 21:49 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065523 · doc4.xml · nonDerivative · entry 1 Kimball Lisa A · CIK 0001679918 · First Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · balance_after: Shares of restricted stock vest over a 3 year period at a rate of 33.333% per year commencing on October 28, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.