Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zomedica Corp.ZOM · Entity 6884 | CFO and Secretary | May 03, 2021 | May 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zomedica Corp.
Report date May 03, 2021 · Filed May 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, without par valueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-05-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-05-03 · Exercise / conversion · Acquired 11,111 · Balance 11,111 Row 2 · 2021-05-03 · Sale · Disposed 11,111 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Row 3 · 2021-05-03 · Exercise / conversion · Acquired 8,333 · Balance 8,333 Row 4 · 2021-05-03 · Sale · Disposed 8,333 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.19 · Expires 2025-03-14 | Direct | 155,557 |
Reported balance
After 2021-05-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-03 · Exercise / conversion · Disposed 11,111 · Balance 155,557 F2: The option vest as to 25% on March 14, 2020, with 25% to vest annually thereafter. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.11 · Expires 2025-10-01 | Direct | 266,667 |
Reported balance
After 2021-05-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-03 · Exercise / conversion · Disposed 8,333 · Balance 266,667 F3: The option vests in 4 equal annual installments commencing October 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.
F2: The option vest as to 25% on March 14, 2020, with 25% to vest annually thereafter.
F3: The option vests in 4 equal annual installments commencing October 1, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed May 3, 2021 18:53 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionStock option (right to buy) · Derivative | 8,333 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0001171843-21-003008 · ownership.xml · derivative · entry 6 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,667 Underlying: Common Stock, without par value · 8,333 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 4 equal annual installments commencing October 1, 2020. Read SEC document |
| May 03, 2021 Filed May 3, 2021 18:53 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionStock option (right to buy) · Derivative | 11,111 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001171843-21-003008 · ownership.xml · derivative · entry 5 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,557 Underlying: Common Stock, without par value · 11,111 shares Expires 2025-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vest as to 25% on March 14, 2020, with 25% to vest annually thereafter. Read SEC document |
| May 03, 2021 Filed May 3, 2021 18:53 UTC | Zomedica Corp. ZOM · Entity 6884 | SaleCommon Stock, without par value | 8,333 | $1.06 | $8,832.98 |
DisclosureSEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 4 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| May 03, 2021 Filed May 3, 2021 18:53 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionCommon Stock, without par value | 8,333 | $0.11 | $916.63 |
DisclosureSEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 3 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 3, 2021 18:53 UTC | Zomedica Corp. ZOM · Entity 6884 | SaleCommon Stock, without par value | 11,111 | $1.06 | $11,777.66 |
DisclosureSEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 2 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| May 03, 2021 Filed May 3, 2021 18:53 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionCommon Stock, without par value | 11,111 | $0.19 | $2,111.09 |
DisclosureSEC source: 0001171843-21-003008 · ownership.xml · nonDerivative · entry 1 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 15:29 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionStock option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0001171843-21-002445 · ownership.xml · derivative · entry 6 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock, without par value · 25,000 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in 4 equal annual installments commencing October 1, 2020. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 15:29 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionStock option (right to buy) · Derivative | 33,332 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0001171843-21-002445 · ownership.xml · derivative · entry 5 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,668 Underlying: Common Stock, without par value · 33,332 shares Expires 2025-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vest as to 25% on March 14, 2020, with 25% to vest annually thereafter. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 15:29 UTC | Zomedica Corp. ZOM · Entity 6884 | SaleCommon Stock, without par value | 25,000 | $1.16 | $28,917.50 |
DisclosureSEC source: 0001171843-21-002445 · ownership.xml · nonDerivative · entry 4 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 15:29 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionCommon Stock, without par value | 25,000 | $0.11 | $2,750.00 |
DisclosureSEC source: 0001171843-21-002445 · ownership.xml · nonDerivative · entry 3 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 15:29 UTC | Zomedica Corp. ZOM · Entity 6884 | SaleCommon Stock, without par value | 33,332 | $1.16 | $38,555.12 |
DisclosureSEC source: 0001171843-21-002445 · ownership.xml · nonDerivative · entry 2 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 15:29 UTC | Zomedica Corp. ZOM · Entity 6884 | Exercise / conversionCommon Stock, without par value | 33,332 | $0.19 | $6,333.08 |
DisclosureSEC source: 0001171843-21-002445 · ownership.xml · nonDerivative · entry 1 Cotter Ann Marie · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:05 UTC Amendment | Zomedica Corp. ZOM · Entity 6884 | GrantStock option (right to buy) · Derivative | 3,000,000 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001171843-21-000078 · ownership.xml · derivative · entry 1 Cotter Ann · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock, without par value · 3,000,000 shares Expires 2030-12-30 F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 30, 2021. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:08 UTC | Zomedica Corp. ZOM · Entity 6884 | GrantStock option (right to buy) · Derivative | 3,000,000 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001171843-21-000025 · ownership.xml · derivative · entry 1 Cotter Ann · CIK 0001821115 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock, without par value · 3,000,000 shares Expires 2030-12-30 F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing December 30, 2021. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:10 UTC | Zomedica Corp. ZOM · Entity 6884 | GrantStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0000905718-20-001030 · zomedica_fm4oct12020.xml · derivative · entry 1 Cotter Ann · CIK 0001821115 · Chief Financial Officer & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, without par value · 300,000 shares Expires 2025-10-01 F1 · derivative.exercise_date: The option vests in 4 equal annual installments commencing October 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.