Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BGC Group, Inc.BGCP · Entity 3818 | Director | October 04, 2017 | October 04, 2017 |
| DEL MONTE CORPFDP · Entity 4683 | Director | April 30, 2021 | May 04, 2021 |
| NEWMARK GROUP, INC.NMRK · Entity 4097 | Director | December 19, 2017 | December 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BGC Group, Inc.
Report date October 04, 2017 · Filed October 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 132,537 |
Last balance in matching sequence
After 2017-10-04 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-10-04 · Exercise / conversion · Acquired 7,085 · Balance 139,622 F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates. Row 2 · 2017-10-04 · Gift · Disposed 7,085 · Balance 132,537 F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Trust | 15,040 |
Reported balance
After 2017-10-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-10-04 · Gift · Acquired 7,085 · Balance 15,040 F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.23 · Expires 2017-12-13 | Direct | 0 |
Reported balance
After 2017-10-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-10-04 · Exercise / conversion · Disposed 7,085 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.
F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.
DEL MONTE CORP
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 80,317 |
Ending reported balance
After 2021-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-30 · Exercise / conversion · Acquired 2,223 · Balance 80,292 F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. Row 2 · 2021-04-30 · Exercise / conversion · Acquired 25 · Balance 80,317 F2: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested. |
| Dividend Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Exercise / conversion · Disposed 25 · Balance 0 F3: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F4: A fractional share of DEUs on the RSUs vesting was paid in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-30 · Exercise / conversion · Disposed 2,223 · Balance 0 F5: The RSUs convert to Ordinary Shares on a one-for-one basis. F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.
F2: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested.
F3: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.
F4: A fractional share of DEUs on the RSUs vesting was paid in cash.
F5: The RSUs convert to Ordinary Shares on a one-for-one basis.
NEWMARK GROUP, INC.
Report date December 19, 2017 · Filed December 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2017-12-19 transaction · row 1
1 source rowRow 1 · 2017-12-19 · Grant · Acquired 5,000 · Balance 5,000 F1: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WashingtonFirst Bankshares, Inc.
Report date January 01, 2018 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Disposition to issuer · Disposed 27,339 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy John H. Dalton Family Trust dtd 12/20/2012 | 0 |
Reported balance
After 2018-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-01-01 · Disposition to issuer · Disposed 60,022 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2016 Filed Feb 2, 2017 12:11 UTC Amendment | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionCommon Stock | 1,157 | $10.37 | $11,998.90 |
DisclosureSEC source: 0001210301-17-000005 · wf-form4a_148605545596220.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 53,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2015 Filed Feb 2, 2017 12:11 UTC Amendment | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | PurchaseCommon Stock | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001210301-17-000006 · wf-form4a_148605547262318.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 59,519 Read SEC document |
| March 12, 2015 Filed Feb 2, 2017 12:08 UTC Amendment | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionStock Option · Derivative | 1,157 | $0.00 Strike: $9.29 | $0.00 |
DisclosureSEC source: 0001210301-17-000002 · wf-form4a_148605531007459.xml · derivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,157 shares Expires 2015-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2015 Filed Feb 2, 2017 12:08 UTC Amendment | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionCommon Stock | 1,157 | $9.29 | $10,748.99 |
DisclosureSEC source: 0001210301-17-000002 · wf-form4a_148605531007459.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 54,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2014 Filed Feb 2, 2017 12:32 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | GiftCommon Stock | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 58,659 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.