Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BGC Group, Inc.BGCP · Entity 3818 | Director | October 04, 2017 | October 04, 2017 |
| DEL MONTE CORPFDP · Entity 4683 | Director | April 30, 2021 | May 04, 2021 |
| NEWMARK GROUP, INC.NMRK · Entity 4097 | Director | December 19, 2017 | December 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BGC Group, Inc.
Report date October 04, 2017 · Filed October 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 132,537 |
Last balance in matching sequence
After 2017-10-04 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-10-04 · Exercise / conversion · Acquired 7,085 · Balance 139,622 F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates. Row 2 · 2017-10-04 · Gift · Disposed 7,085 · Balance 132,537 F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Trust | 15,040 |
Reported balance
After 2017-10-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-10-04 · Gift · Acquired 7,085 · Balance 15,040 F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.23 · Expires 2017-12-13 | Direct | 0 |
Reported balance
After 2017-10-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-10-04 · Exercise / conversion · Disposed 7,085 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.
F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.
DEL MONTE CORP
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 80,317 |
Ending reported balance
After 2021-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-30 · Exercise / conversion · Acquired 2,223 · Balance 80,292 F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. Row 2 · 2021-04-30 · Exercise / conversion · Acquired 25 · Balance 80,317 F2: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested. |
| Dividend Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Exercise / conversion · Disposed 25 · Balance 0 F3: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F4: A fractional share of DEUs on the RSUs vesting was paid in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-30 · Exercise / conversion · Disposed 2,223 · Balance 0 F5: The RSUs convert to Ordinary Shares on a one-for-one basis. F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.
F2: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested.
F3: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.
F4: A fractional share of DEUs on the RSUs vesting was paid in cash.
F5: The RSUs convert to Ordinary Shares on a one-for-one basis.
NEWMARK GROUP, INC.
Report date December 19, 2017 · Filed December 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2017-12-19 transaction · row 1
1 source rowRow 1 · 2017-12-19 · Grant · Acquired 5,000 · Balance 5,000 F1: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WashingtonFirst Bankshares, Inc.
Report date January 01, 2018 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Disposition to issuer · Disposed 27,339 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy John H. Dalton Family Trust dtd 12/20/2012 | 0 |
Reported balance
After 2018-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-01-01 · Disposition to issuer · Disposed 60,022 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 23:11 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionRestricted Stock Units · Derivative | 2,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · derivative · entry 4 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSUs convert to Ordinary Shares on a one-for-one basis. F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:11 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionDividend Equivalent Units · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · derivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F3 · derivative.exercise_date: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F3 · derivative.expiration_date: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F4 · balance_after: A fractional share of DEUs on the RSUs vesting was paid in cash. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:11 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:11 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 2,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date. Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 23:55 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantDividend Equivalent Units · Derivative | 7.7805 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000107 · wf-form4_161775318969472.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25.5761 Underlying: Ordinary Shares · 7.7805 shares Expires not disclosed F1 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F1 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F1 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F2 · balance_after: 1.3919 DEUs were deducted from the previously reported total due to rounding differences. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:53 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionRestricted Stock Units · Derivative | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000009 · wf-form4_161239999507836.xml · derivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,223 Underlying: Ordinary Shares · 445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs convert to Ordinary Shares on a one-for-one basis. F4 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, January 31, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F4 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, January 31, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:53 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionDividend Equivalent Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000009 · wf-form4_161239999507836.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19.1875 Underlying: Ordinary Shares · 3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F2 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F2 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:53 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 448 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-21-000009 · wf-form4_161239999507836.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of third traunch of Restricted Stock Units ("RSUs") awarded 4/28/2020. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:39 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantDividend Equivalent Units · Derivative | 10.3875 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000378 · wf-form4_160747436673692.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22.1875 Underlying: Ordinary Shares · 10.3875 shares Expires not disclosed F1 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F1 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. F1 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:47 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionDividend Equivalent Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000338 · wf-form4_160453004834841.xml · derivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11.8 Underlying: Ordinary Shares · 1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F4 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. F4 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:47 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionRestricted Stock Units · Derivative | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000338 · wf-form4_160453004834841.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668 Underlying: Ordinary Shares · 445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs convert to Ordinary Shares on a one-for-one basis. F3 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F3 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:47 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000338 · wf-form4_160453004834841.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of second traunch of Restricted Stock Units ("RSUs") awarded 4/28/2020. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 22:41 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantDividend Equivalent Units · Derivative | 12.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000313 · wf-form4_159969127751474.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12.8 Underlying: Ordinary Shares · 12.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Units ("RSUs") to which they relate. F1 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Units ("RSUs") to which they relate. F1 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Units ("RSUs") to which they relate. Read SEC document |
| July 31, 2020 Filed Aug 5, 2020 00:03 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionRestricted Stock Units · Derivative | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000236 · wf-form4_159658577979180.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113 Underlying: Ordinary Shares · 445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Ordinary Shares on a one-for-one basis. F3 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F3 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| July 31, 2020 Filed Aug 5, 2020 00:03 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000236 · wf-form4_159658577979180.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of first tranche of RSUs awarded 4/28/2020. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 23:25 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantRestricted Stock Units · Derivative | 3,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000169 · wf-form4_158828909292706.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,558 Underlying: Ordinary Shares · 3,558 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Ordinary Shares on a one-for-one basis. F2 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 30, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F2 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 30, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 23:24 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantOrdinary Shares | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001047340-20-000009 · wf-form4_157835304731817.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,730 F1 · shares: Represents a grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan reflecting board service from December 28, 2019 through April 29, 2020. 615 of these shares vest on the grant date, and the remaining 614 will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 22:02 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,250 | $19.83 Strike: $19.83 | $123,937.50 |
DisclosureSEC source: 0001047340-19-000031 · wf-form4_155078651222670.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,250 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is currently exercisable with respect to all shares. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 22:02 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 6,250 | $19.83 | $123,937.50 |
DisclosureSEC source: 0001047340-19-000031 · wf-form4_155078651222670.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 35,621 restricted shares. 17,813 of these restricted shares fully vested on their respective grant dates, and the remaining 17,808 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:34 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantOrdinary Shares | 4,413 | $28.32 | $124,976.16 |
DisclosureSEC source: 0001047340-19-000014 · wf-form4_154655121448983.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,251 F1 · kind: Ordinary Shares represent an annual grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan. 50% of these shares vest on the grant date, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F2 · balance_after: Includes 35,621 restricted shares. 17,813 of these restricted shares fully vested on their respective grant dates, and the remaining 17,808 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:48 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,250 | $0.00 Strike: $33.97 | $0.00 |
DisclosureSEC source: 0001047340-18-000078 · wf-form4_151968167573147.xml · derivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Ordinary Shares · 6,250 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is currently exercisable with respect to all shares. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:48 UTC | DEL MONTE CORP FDP · Entity 4683 | Exercise / conversionOrdinary Shares | 6,250 | $33.97 | $212,312.50 |
DisclosureSEC source: 0001047340-18-000078 · wf-form4_151968167573147.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 31,208 restricted shares. 15,607 of these restricted shares fully vested on their respective grant dates, and the remaining 15,601 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:56 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantOrdinary Shares | 2,663 | $46.93 | $124,974.59 |
DisclosureSEC source: 0001047340-18-000018 · wf-form4_151509219603506.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,588 F1 · kind: Ordinary Shares represent an annual grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan. 50% of these shares vest on the grant date, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F2 · balance_after: Includes 31,208 restricted shares. 15,607 of these restricted shares fully vested on their respective grant dates, and the remaining 15,602 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 11:36 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Disposition to issuerCommon Stock | 60,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000174 · doc4.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 11:36 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Disposition to issuerCommon Stock | 27,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000174 · doc4.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 23:13 UTC | NEWMARK GROUP, INC. NMRK · Entity 4097 | GrantClass A Common Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-021048 · rdgdoc.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 21:35 UTC | BGC Group, Inc. BGCP · Entity 3818 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,085 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001437749-17-016804 · rdgdoc.xml · derivative · entry 4 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.01 per share · 7,085 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 21:35 UTC | BGC Group, Inc. BGCP · Entity 3818 | GiftClass A Common Stock, par value $0.01 per share | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,040 F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 21:35 UTC | BGC Group, Inc. BGCP · Entity 3818 | GiftClass A Common Stock, par value $0.01 per share | 7,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,537 F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 21:35 UTC | BGC Group, Inc. BGCP · Entity 3818 | Exercise / conversionClass A Common Stock, par value $0.01 per share | 7,085 | $10.23 | $72,479.55 |
DisclosureSEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 22:13 UTC | BGC Group, Inc. BGCP · Entity 3818 | GrantClass A Common Stock, par value $0.01 per share | 4,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-010997 · rdgdoc.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,537 F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2017 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 10:05 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionStock Option · Derivative | 1,215 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · derivative · entry 5 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires 2019-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 10:05 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionStock Option · Derivative | 1,215 | $0.00 Strike: $10.29 | $0.00 |
DisclosureSEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · derivative · entry 4 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires 2018-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 10:05 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionCommon Stock | 1,215 | $8.27 | $10,050.36 |
DisclosureSEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 10:05 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionCommon Stock | 1,215 | $10.29 | $12,500.41 |
DisclosureSEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2017 Filed Apr 10, 2017 10:11 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | GiftCommon Stock | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 4 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 60,022 F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration. Read SEC document |
| March 14, 2017 Filed Apr 10, 2017 10:11 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | GiftCommon Stock | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 60,628 F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration. Read SEC document |
| March 14, 2017 Filed Apr 10, 2017 10:11 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | GiftCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 61,306 F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration. Read SEC document |
| March 14, 2017 Filed Apr 10, 2017 10:11 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | GiftCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 61,448 F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 12:32 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | OtherStock Option · Derivative | 139 | $0.00 Strike: $13.16 | $0.00 |
DisclosureSEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · derivative · entry 6 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Underlying: Common Stock · 139 shares Expires 2017-05-10 F2 · derivative.exercise_price: Exercise price adjusted to account for stock dividend distributed on December 28, 2016. F1 · shares: A stock dividend of five percent was distributed on December 28, 2016. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 12:32 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | OtherStock Option · Derivative | 58 | $0.00 Strike: $10.29 | $0.00 |
DisclosureSEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · derivative · entry 5 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 58 shares Expires 2018-07-22 F2 · derivative.exercise_price: Exercise price adjusted to account for stock dividend distributed on December 28, 2016. F1 · shares: A stock dividend of five percent was distributed on December 28, 2016. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 12:32 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | OtherStock Option · Derivative | 58 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · derivative · entry 4 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 58 shares Expires 2019-12-11 F2 · derivative.exercise_price: Exercise price adjusted to account for stock dividend distributed on December 28, 2016. F1 · shares: A stock dividend of five percent was distributed on December 28, 2016. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 12:32 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | OtherCommon Stock | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · nonDerivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,909 F1 · shares: A stock dividend of five percent was distributed on December 28, 2016. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 12:32 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | OtherCommon Stock | 2,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012 Disclosed balance after: 61,590 F1 · shares: A stock dividend of five percent was distributed on December 28, 2016. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:11 UTC | DEL MONTE CORP FDP · Entity 4683 | GrantOrdinary Shares | 2,042 | $61.21 | $124,990.82 |
DisclosureSEC source: 0001047340-17-000012 · wf-form4_148363626622331.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,925 F1 · kind: Ordinary Shares represent an annual grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan. 50% of these shares vest on the grant date, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. F2 · balance_after: Includes 28,545 restricted shares. 14,275 of these restricted shares fully vested on their respective grant dates, and the remaining 14,270 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:12 UTC | BGC Group, Inc. BGCP · Entity 3818 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,534 | $0.00 Strike: $8.87 | $0.00 |
DisclosureSEC source: 0001437749-16-042112 · rdgdoc.xml · derivative · entry 4 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.01 per share · 7,534 shares Expires 2016-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:12 UTC | BGC Group, Inc. BGCP · Entity 3818 | GiftClass A Common Stock, par value $0.01 per share | 7,534 | $7,534.00 | $56,761,156.00 |
DisclosureSEC source: 0001437749-16-042112 · rdgdoc.xml · nonDerivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,955 F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:12 UTC | BGC Group, Inc. BGCP · Entity 3818 | GiftClass A Common Stock, par value $0.01 per share | 7,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-042112 · rdgdoc.xml · nonDerivative · entry 2 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,401 F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family. F1 · balance_after: Includes (i) 5,650 shares of Class A Common Stock represented by 5,650 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "LTIP") on June 22, 2016, of which 2,825 shares will vest on June 22, 2017, and 2,825 shares will vest on June 22, 2018; and (ii) 2,738 shares of Class A Common Stock represented by 2,738 RSUs granted under the LTIP on June 2, 2015, which will vest on June 2, 2017. Each RSU represents a contingent right to receive one share of Class A Common Stock, provided that the reporting person continues to serve as a member of the Board of Directors on each vesting date. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 23:12 UTC | BGC Group, Inc. BGCP · Entity 3818 | Exercise / conversionClass A Common Stock, par value $0.01 per share | 7,534 | $8.87 | $66,826.58 |
DisclosureSEC source: 0001437749-16-042112 · rdgdoc.xml · nonDerivative · entry 1 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 5,650 shares of Class A Common Stock represented by 5,650 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "LTIP") on June 22, 2016, of which 2,825 shares will vest on June 22, 2017, and 2,825 shares will vest on June 22, 2018; and (ii) 2,738 shares of Class A Common Stock represented by 2,738 RSUs granted under the LTIP on June 2, 2015, which will vest on June 2, 2017. Each RSU represents a contingent right to receive one share of Class A Common Stock, provided that the reporting person continues to serve as a member of the Board of Directors on each vesting date. Read SEC document |
| February 22, 2016 Filed Feb 2, 2017 12:11 UTC Amendment | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Exercise / conversionStock Option · Derivative | 1,157 | $10.37 Strike: $10.37 | $11,998.90 |
DisclosureSEC source: 0001210301-17-000005 · wf-form4a_148605545596220.xml · derivative · entry 3 DALTON JOHN H · CIK 0001210301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,157 shares Expires 2016-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.