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person · Reporting owner

DALTON JOHN H

Disclosed activity across 4 companies

Tapewire entity
139785
SEC CIK
0001210301

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BGC Group, Inc.BGCP · Entity 3818DirectorOctober 04, 2017October 04, 2017
DEL MONTE CORPFDP · Entity 4683DirectorApril 30, 2021May 04, 2021
NEWMARK GROUP, INC.NMRK · Entity 4097DirectorDecember 19, 2017December 21, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BGC Group, Inc.

Report date October 04, 2017 · Filed October 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect132,537 Last balance in matching sequence After 2017-10-04 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-10-04 · Exercise / conversion · Acquired 7,085 · Balance 139,622

F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

Row 2 · 2017-10-04 · Gift · Disposed 7,085 · Balance 132,537

F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Trust15,040 Reported balance After 2017-10-04 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-10-04 · Gift · Acquired 7,085 · Balance 15,040

F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.23 · Expires 2017-12-13Direct0 Reported balance After 2017-10-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-10-04 · Exercise / conversion · Disposed 7,085 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

DEL MONTE CORP

Report date April 30, 2021 · Filed May 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect80,317 Ending reported balance After 2021-04-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-04-30 · Exercise / conversion · Acquired 2,223 · Balance 80,292

F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.

Row 2 · 2021-04-30 · Exercise / conversion · Acquired 25 · Balance 80,317

F2: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested.

Dividend Equivalent UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-30 · Exercise / conversion · Disposed 25 · Balance 0

F3: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F4: A fractional share of DEUs on the RSUs vesting was paid in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-30 · Exercise / conversion · Disposed 2,223 · Balance 0

F5: The RSUs convert to Ordinary Shares on a one-for-one basis.

F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.

F2: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested.

F3: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F4: A fractional share of DEUs on the RSUs vesting was paid in cash.

F5: The RSUs convert to Ordinary Shares on a one-for-one basis.

NEWMARK GROUP, INC.

Report date December 19, 2017 · Filed December 21, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect5,000 Reported balance After 2017-12-19 transaction · row 1
1 source row

Row 1 · 2017-12-19 · Grant · Acquired 5,000 · Balance 5,000

F1: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

Filing footnotes · ownership attribution and instrument terms

F1: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WashingtonFirst Bankshares, Inc.

Report date January 01, 2018 · Filed January 03, 2018

Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-01-01 transaction · row 1
1 source row

Row 1 · 2018-01-01 · Disposition to issuer · Disposed 27,339 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.

Common StockSEC Table I · non-derivativeIndirectBy John H. Dalton Family Trust dtd 12/20/20120 Reported balance After 2018-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-01-01 · Disposition to issuer · Disposed 60,022 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2021 Filed May 4, 2021 23:11 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionRestricted Stock Units · Derivative 2,223 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · derivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSUs convert to Ordinary Shares on a one-for-one basis.

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:11 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionDividend Equivalent Units · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · derivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F3 · derivative.exercise_date: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F3 · derivative.expiration_date: Each DEU represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F4 · balance_after: A fractional share of DEUs on the RSUs vesting was paid in cash.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:11 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 25 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents settlement of Dividend Equivalent Units ("DEUs") associated with the RSUs vested.

Read SEC document
April 30, 2021 Filed May 4, 2021 23:11 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 2,223 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000126 · wf-form4_162016986883413.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") for Board service for the 2020-2021 term. The remaining unvested RSUs vested on the first anniversary of the award date.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 23:55 UTC DEL MONTE CORP FDP · Entity 4683 GrantDividend Equivalent Units · Derivative 7.7805 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000107 · wf-form4_161775318969472.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.5761

Underlying: Ordinary Shares · 7.7805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F1 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F1 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F2 · balance_after: 1.3919 DEUs were deducted from the previously reported total due to rounding differences.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:53 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000009 · wf-form4_161239999507836.xml · derivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223

Underlying: Ordinary Shares · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs convert to Ordinary Shares on a one-for-one basis.

F4 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, January 31, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F4 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, January 31, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:53 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionDividend Equivalent Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000009 · wf-form4_161239999507836.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19.1875

Underlying: Ordinary Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F2 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F2 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:53 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 448 $0.00 $0.00
Disclosure

SEC source: 0001047340-21-000009 · wf-form4_161239999507836.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of third traunch of Restricted Stock Units ("RSUs") awarded 4/28/2020.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 00:39 UTC DEL MONTE CORP FDP · Entity 4683 GrantDividend Equivalent Units · Derivative 10.3875 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000378 · wf-form4_160747436673692.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22.1875

Underlying: Ordinary Shares · 10.3875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F1 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

F1 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Unit ("RSUs") to which they relate.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:47 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionDividend Equivalent Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000338 · wf-form4_160453004834841.xml · derivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11.8

Underlying: Ordinary Shares · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F4 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

F4 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying RSUs to which they relate.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:47 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000338 · wf-form4_160453004834841.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668

Underlying: Ordinary Shares · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs convert to Ordinary Shares on a one-for-one basis.

F3 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F3 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:47 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 446 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000338 · wf-form4_160453004834841.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of second traunch of Restricted Stock Units ("RSUs") awarded 4/28/2020.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 22:41 UTC DEL MONTE CORP FDP · Entity 4683 GrantDividend Equivalent Units · Derivative 12.8 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000313 · wf-form4_159969127751474.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12.8

Underlying: Ordinary Shares · 12.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Units ("RSUs") to which they relate.

F1 · derivative.exercise_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Units ("RSUs") to which they relate.

F1 · derivative.expiration_date: Each Dividend Equivalent Unit ("DEUs") represent a contingent right to receive one ordinary share of FDP. DEUs are subject to the same restrictions and vesting criteria based on the underlying Restricted Stock Units ("RSUs") to which they relate.

Read SEC document
July 31, 2020 Filed Aug 5, 2020 00:03 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000236 · wf-form4_159658577979180.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Ordinary Shares · 445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Ordinary Shares on a one-for-one basis.

F3 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F3 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 31, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
July 31, 2020 Filed Aug 5, 2020 00:03 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 445 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000236 · wf-form4_159658577979180.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of first tranche of RSUs awarded 4/28/2020.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 23:25 UTC DEL MONTE CORP FDP · Entity 4683 GrantRestricted Stock Units · Derivative 3,558 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000169 · wf-form4_158828909292706.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558

Underlying: Ordinary Shares · 3,558 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 30, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F2 · derivative.expiration_date: Represents a grant of RSUs for board service for the 2020-2021 term. 12.5% of these shares vest on each of July 30, 2020, October 31, 2020, February 28, 2021 and April 30, 2021, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:24 UTC DEL MONTE CORP FDP · Entity 4683 GrantOrdinary Shares 1,229 $0.00 $0.00
Disclosure

SEC source: 0001047340-20-000009 · wf-form4_157835304731817.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,730

F1 · shares: Represents a grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan reflecting board service from December 28, 2019 through April 29, 2020. 615 of these shares vest on the grant date, and the remaining 614 will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
February 21, 2019 Filed Feb 21, 2019 22:02 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,250 $19.83 Strike: $19.83 $123,937.50
Disclosure

SEC source: 0001047340-19-000031 · wf-form4_155078651222670.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,250 shares

Expires 2019-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable with respect to all shares.

Read SEC document
February 21, 2019 Filed Feb 21, 2019 22:02 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 6,250 $19.83 $123,937.50
Disclosure

SEC source: 0001047340-19-000031 · wf-form4_155078651222670.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 35,621 restricted shares. 17,813 of these restricted shares fully vested on their respective grant dates, and the remaining 17,808 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:34 UTC DEL MONTE CORP FDP · Entity 4683 GrantOrdinary Shares 4,413 $28.32 $124,976.16
Disclosure

SEC source: 0001047340-19-000014 · wf-form4_154655121448983.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,251

F1 · kind: Ordinary Shares represent an annual grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan. 50% of these shares vest on the grant date, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F2 · balance_after: Includes 35,621 restricted shares. 17,813 of these restricted shares fully vested on their respective grant dates, and the remaining 17,808 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:48 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,250 $0.00 Strike: $33.97 $0.00
Disclosure

SEC source: 0001047340-18-000078 · wf-form4_151968167573147.xml · derivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Ordinary Shares · 6,250 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable with respect to all shares.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:48 UTC DEL MONTE CORP FDP · Entity 4683 Exercise / conversionOrdinary Shares 6,250 $33.97 $212,312.50
Disclosure

SEC source: 0001047340-18-000078 · wf-form4_151968167573147.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 31,208 restricted shares. 15,607 of these restricted shares fully vested on their respective grant dates, and the remaining 15,601 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:56 UTC DEL MONTE CORP FDP · Entity 4683 GrantOrdinary Shares 2,663 $46.93 $124,974.59
Disclosure

SEC source: 0001047340-18-000018 · wf-form4_151509219603506.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,588

F1 · kind: Ordinary Shares represent an annual grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan. 50% of these shares vest on the grant date, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F2 · balance_after: Includes 31,208 restricted shares. 15,607 of these restricted shares fully vested on their respective grant dates, and the remaining 15,602 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 11:36 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Disposition to issuerCommon Stock 60,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000174 · doc4.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John H. Dalton Family Trust dtd 12/20/2012

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.

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January 01, 2018 Filed Jan 3, 2018 11:36 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Disposition to issuerCommon Stock 27,339 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000174 · doc4.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 23:13 UTC NEWMARK GROUP, INC. NMRK · Entity 4097 GrantClass A Common Stock, par value $0.01 per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-021048 · rdgdoc.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

Read SEC document
October 04, 2017 Filed Oct 4, 2017 21:35 UTC BGC Group, Inc. BGCP · Entity 3818 Exercise / conversionStock Option (Right to Buy) · Derivative 7,085 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001437749-17-016804 · rdgdoc.xml · derivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 7,085 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 4, 2017 21:35 UTC BGC Group, Inc. BGCP · Entity 3818 GiftClass A Common Stock, par value $0.01 per share 7,085 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,040

F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

Read SEC document
October 04, 2017 Filed Oct 4, 2017 21:35 UTC BGC Group, Inc. BGCP · Entity 3818 GiftClass A Common Stock, par value $0.01 per share 7,085 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,537

F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

Read SEC document
October 04, 2017 Filed Oct 4, 2017 21:35 UTC BGC Group, Inc. BGCP · Entity 3818 Exercise / conversionClass A Common Stock, par value $0.01 per share 7,085 $10.23 $72,479.55
Disclosure

SEC source: 0001437749-17-016804 · rdgdoc.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,961 shares of Class A Common Stock represented by 6,961 restricted stock units ("RSUs") granted under the BGC Partners, Inc. (the "Company") Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 6,961 RSUs, (i) 2,825 RSUs were granted on June 22, 2016 and will vest on June 22, 2018; and (ii) 4,136 RSUs were granted on June 6, 2017, of which 2,068 RSUs will vest on June 6, 2018 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors of the Company on all such dates.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 22:13 UTC BGC Group, Inc. BGCP · Entity 3818 GrantClass A Common Stock, par value $0.01 per share 4,136 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010997 · rdgdoc.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,537

F1 · shares: The 4,136 shares of Class A Common Stock are represented by 4,136 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,136 RSUs, 2,068 RSUs will vest on June 6, 2017 and 2,068 RSUs will vest on June 6, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

F2 · balance_after: Includes 5,650 RSUs granted on June 22, 2016, of which 2,825 RSUs will vest on June 22, 2017 and 2,825 RSUs will vest on June 22, 2018, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:05 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Exercise / conversionStock Option · Derivative 1,215 $0.00 Strike: $8.27 $0.00
Disclosure

SEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · derivative · entry 5

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,215 shares

Expires 2019-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:05 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Exercise / conversionStock Option · Derivative 1,215 $0.00 Strike: $10.29 $0.00
Disclosure

SEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · derivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,215 shares

Expires 2018-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:05 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Exercise / conversionCommon Stock 1,215 $8.27 $10,050.36
Disclosure

SEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 10:05 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Exercise / conversionCommon Stock 1,215 $10.29 $12,500.41
Disclosure

SEC source: 0001210301-17-000012 · wf-form4_149667151839585.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2017 Filed Apr 10, 2017 10:11 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 GiftCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012

Disclosed balance after: 60,022

F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration.

Read SEC document
March 14, 2017 Filed Apr 10, 2017 10:11 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 GiftCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012

Disclosed balance after: 60,628

F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration.

Read SEC document
March 14, 2017 Filed Apr 10, 2017 10:11 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 GiftCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012

Disclosed balance after: 61,306

F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration.

Read SEC document
March 14, 2017 Filed Apr 10, 2017 10:11 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 GiftCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001210301-17-000010 · wf-form4_149183348620103.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012

Disclosed balance after: 61,448

F1 · price: The reporting person made a bona fide gift of shares of the Issuer's common stock without any consideration.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 12:32 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 OtherStock Option · Derivative 139 $0.00 Strike: $13.16 $0.00
Disclosure

SEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · derivative · entry 6

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Common Stock · 139 shares

Expires 2017-05-10

F2 · derivative.exercise_price: Exercise price adjusted to account for stock dividend distributed on December 28, 2016.

F1 · shares: A stock dividend of five percent was distributed on December 28, 2016.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 12:32 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 OtherStock Option · Derivative 58 $0.00 Strike: $10.29 $0.00
Disclosure

SEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · derivative · entry 5

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 58 shares

Expires 2018-07-22

F2 · derivative.exercise_price: Exercise price adjusted to account for stock dividend distributed on December 28, 2016.

F1 · shares: A stock dividend of five percent was distributed on December 28, 2016.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 12:32 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 OtherStock Option · Derivative 58 $0.00 Strike: $8.27 $0.00
Disclosure

SEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · derivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Underlying: Common Stock · 58 shares

Expires 2019-12-11

F2 · derivative.exercise_price: Exercise price adjusted to account for stock dividend distributed on December 28, 2016.

F1 · shares: A stock dividend of five percent was distributed on December 28, 2016.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 12:32 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 OtherCommon Stock 1,185 $0.00 $0.00
Disclosure

SEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · nonDerivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,909

F1 · shares: A stock dividend of five percent was distributed on December 28, 2016.

Read SEC document
February 02, 2017 Filed Feb 2, 2017 12:32 UTC WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 OtherCommon Stock 2,931 $0.00 $0.00
Disclosure

SEC source: 0001210301-17-000008 · wf-form5_148605674338526.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John H. Dalton Family Trust dtd 12/20/2012

Disclosed balance after: 61,590

F1 · shares: A stock dividend of five percent was distributed on December 28, 2016.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:11 UTC DEL MONTE CORP FDP · Entity 4683 GrantOrdinary Shares 2,042 $61.21 $124,990.82
Disclosure

SEC source: 0001047340-17-000012 · wf-form4_148363626622331.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,925

F1 · kind: Ordinary Shares represent an annual grant of restricted shares under the Fresh Del Monte Produce Inc. 2014 Omnibus Share Incentive Plan. 50% of these shares vest on the grant date, and the remaining 50% will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

F2 · balance_after: Includes 28,545 restricted shares. 14,275 of these restricted shares fully vested on their respective grant dates, and the remaining 14,270 restricted shares will vest upon the six-month anniversary of the date on which the recipient ceases to serve as a member of the Board of Directors.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:12 UTC BGC Group, Inc. BGCP · Entity 3818 Exercise / conversionStock Option (Right to Buy) · Derivative 7,534 $0.00 Strike: $8.87 $0.00
Disclosure

SEC source: 0001437749-16-042112 · rdgdoc.xml · derivative · entry 4

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 7,534 shares

Expires 2016-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:12 UTC BGC Group, Inc. BGCP · Entity 3818 GiftClass A Common Stock, par value $0.01 per share 7,534 $7,534.00 $56,761,156.00
Disclosure

SEC source: 0001437749-16-042112 · rdgdoc.xml · nonDerivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,955

F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:12 UTC BGC Group, Inc. BGCP · Entity 3818 GiftClass A Common Stock, par value $0.01 per share 7,534 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-042112 · rdgdoc.xml · nonDerivative · entry 2

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,401

F2 · acquired: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.

F1 · balance_after: Includes (i) 5,650 shares of Class A Common Stock represented by 5,650 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "LTIP") on June 22, 2016, of which 2,825 shares will vest on June 22, 2017, and 2,825 shares will vest on June 22, 2018; and (ii) 2,738 shares of Class A Common Stock represented by 2,738 RSUs granted under the LTIP on June 2, 2015, which will vest on June 2, 2017. Each RSU represents a contingent right to receive one share of Class A Common Stock, provided that the reporting person continues to serve as a member of the Board of Directors on each vesting date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:12 UTC BGC Group, Inc. BGCP · Entity 3818 Exercise / conversionClass A Common Stock, par value $0.01 per share 7,534 $8.87 $66,826.58
Disclosure

SEC source: 0001437749-16-042112 · rdgdoc.xml · nonDerivative · entry 1

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (i) 5,650 shares of Class A Common Stock represented by 5,650 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "LTIP") on June 22, 2016, of which 2,825 shares will vest on June 22, 2017, and 2,825 shares will vest on June 22, 2018; and (ii) 2,738 shares of Class A Common Stock represented by 2,738 RSUs granted under the LTIP on June 2, 2015, which will vest on June 2, 2017. Each RSU represents a contingent right to receive one share of Class A Common Stock, provided that the reporting person continues to serve as a member of the Board of Directors on each vesting date.

Read SEC document
February 22, 2016 Filed Feb 2, 2017 12:11 UTC Amendment WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 Exercise / conversionStock Option · Derivative 1,157 $10.37 Strike: $10.37 $11,998.90
Disclosure

SEC source: 0001210301-17-000005 · wf-form4a_148605545596220.xml · derivative · entry 3

DALTON JOHN H · CIK 0001210301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,157 shares

Expires 2016-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.