Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS, INC.CIA · Entity 6336 | Former VP, Chief Legal Officer | May 07, 2021 | May 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS, INC.
Report date May 07, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Citizens, Inc. Class A Common StockSEC Table I · non-derivative | Direct | 46,939 |
Ending reported balance
After 2021-05-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-05-07 · Exercise / conversion · Acquired 7,883 · Balance 40,929 F1: Represents shares of Citizens, Inc. Class A Common Stock issued upon accelerated vesting of Restricted Stock Units (RSUs) pursuant to the terms of the Separation and Release Agreement by and between the Reporting Person and Citizens, Inc. dated April 29, 2021 (the "Separation Agreement"). F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Row 2 · 2021-05-07 · Tax withholding · Disposed 1,920 · Balance 39,009 Row 3 · 2021-05-07 · Exercise / conversion · Acquired 10,486 · Balance 49,495 F1: Represents shares of Citizens, Inc. Class A Common Stock issued upon accelerated vesting of Restricted Stock Units (RSUs) pursuant to the terms of the Separation and Release Agreement by and between the Reporting Person and Citizens, Inc. dated April 29, 2021 (the "Separation Agreement"). F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Row 4 · 2021-05-07 · Tax withholding · Disposed 2,556 · Balance 46,939 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-07 · Exercise / conversion · Disposed 10,486 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F3: The RSUs were granted on January 29, 2021. The RSUs were scheduled to vest annually at a rate of 1/3 on each anniversary of the grant date. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-07 · Exercise / conversion · Disposed 7,883 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F4: The RSUs were granted on April 15, 2020. 1/2 of the RSUs previously vested on April 15, 2021 and the remaining 1/2 were scheduled to vest on April 15, 2022. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Citizens, Inc. Class A Common Stock issued upon accelerated vesting of Restricted Stock Units (RSUs) pursuant to the terms of the Separation and Release Agreement by and between the Reporting Person and Citizens, Inc. dated April 29, 2021 (the "Separation Agreement").
F2: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock.
F3: The RSUs were granted on January 29, 2021. The RSUs were scheduled to vest annually at a rate of 1/3 on each anniversary of the grant date. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement.
F4: The RSUs were granted on April 15, 2020. 1/2 of the RSUs previously vested on April 15, 2021 and the remaining 1/2 were scheduled to vest on April 15, 2022. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2021 Filed May 11, 2021 19:38 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 7,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031585 · doc4.xml · derivative · entry 6 Eliasberg James A. · CIK 0001497157 · Former VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F4 · derivative.exercise_date: The RSUs were granted on April 15, 2020. 1/2 of the RSUs previously vested on April 15, 2021 and the remaining 1/2 were scheduled to vest on April 15, 2022. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement. F4 · derivative.expiration_date: The RSUs were granted on April 15, 2020. 1/2 of the RSUs previously vested on April 15, 2021 and the remaining 1/2 were scheduled to vest on April 15, 2022. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement. Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:38 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 10,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031585 · doc4.xml · derivative · entry 5 Eliasberg James A. · CIK 0001497157 · Former VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F3 · derivative.exercise_date: The RSUs were granted on January 29, 2021. The RSUs were scheduled to vest annually at a rate of 1/3 on each anniversary of the grant date. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement. F3 · derivative.expiration_date: The RSUs were granted on January 29, 2021. The RSUs were scheduled to vest annually at a rate of 1/3 on each anniversary of the grant date. All of the unvested RSUs were accelerated on the Transaction Date pursuant to the terms of the Separation Agreement. Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:38 UTC | CITIZENS, INC. CIA · Entity 6336 | Tax withholdingCitizens, Inc. Class A Common Stock | 2,556 | $5.70 | $14,569.20 |
DisclosureSEC source: 0001209191-21-031585 · doc4.xml · nonDerivative · entry 4 Eliasberg James A. · CIK 0001497157 · Former VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,939 Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:38 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 10,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-031585 · doc4.xml · nonDerivative · entry 3 Eliasberg James A. · CIK 0001497157 · Former VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Citizens, Inc. Class A Common Stock issued upon accelerated vesting of Restricted Stock Units (RSUs) pursuant to the terms of the Separation and Release Agreement by and between the Reporting Person and Citizens, Inc. dated April 29, 2021 (the "Separation Agreement"). F2 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:38 UTC | CITIZENS, INC. CIA · Entity 6336 | Tax withholdingCitizens, Inc. Class A Common Stock | 1,920 | $5.70 | $10,944.00 |
DisclosureSEC source: 0001209191-21-031585 · doc4.xml · nonDerivative · entry 2 Eliasberg James A. · CIK 0001497157 · Former VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,009 Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:38 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 7,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-031585 · doc4.xml · nonDerivative · entry 1 Eliasberg James A. · CIK 0001497157 · Former VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Citizens, Inc. Class A Common Stock issued upon accelerated vesting of Restricted Stock Units (RSUs) pursuant to the terms of the Separation and Release Agreement by and between the Reporting Person and Citizens, Inc. dated April 29, 2021 (the "Separation Agreement"). F2 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:00 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 7,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027171 · doc4.xml · derivative · entry 3 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,883 Underlying: Class A Common Stock · 7,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: On April 15, 2020, the reporting person was granted an award of restricted stock units, vesting in two equal annual installments on the first anniversary date of the grant (April 15, 2021) and on the second anniversary of the date of the grant (April 15, 2022). F2 · derivative.expiration_date: On April 15, 2020, the reporting person was granted an award of restricted stock units, vesting in two equal annual installments on the first anniversary date of the grant (April 15, 2021) and on the second anniversary of the date of the grant (April 15, 2022). Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:00 UTC | CITIZENS, INC. CIA · Entity 6336 | Tax withholdingCitizens, Inc. Class A Common Stock | 1,920 | $5.83 | $11,193.60 |
DisclosureSEC source: 0001209191-21-027171 · doc4.xml · nonDerivative · entry 2 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,046 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:00 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 7,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-027171 · doc4.xml · nonDerivative · entry 1 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 17:43 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 18,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006659 · doc4.xml · derivative · entry 4 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F3 · derivative.exercise_date: On January 31, 2019, the reporting person was granted an award of restricted stock units, vesting in two equal annual installments on the first anniversary of the date of the grant (January 31, 2020) and the second anniversary of the date of the grant (January 31, 2021). F3 · derivative.expiration_date: On January 31, 2019, the reporting person was granted an award of restricted stock units, vesting in two equal annual installments on the first anniversary of the date of the grant (January 31, 2020) and the second anniversary of the date of the grant (January 31, 2021). Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 17:43 UTC | CITIZENS, INC. CIA · Entity 6336 | Tax withholdingCitizens, Inc. Class A Common Stock | 4,481 | $6.05 | $27,110.05 |
DisclosureSEC source: 0001209191-21-006659 · doc4.xml · nonDerivative · entry 2 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,083 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 17:43 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 18,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-006659 · doc4.xml · nonDerivative · entry 1 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 17:43 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 10,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006659 · doc4.xml · derivative · entry 3 Eliasberg James A. · CIK 0001497157 · VP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,486 Underlying: Class A Common Stock · 10,486 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: Vesting is 1/3 on the first anniversary of the date of the grant (January 29, 2022), 1/3 on the second anniversary of the date of the grant (January 29, 2023) and 1/3 on the third anniversary of the date of the grant (January 29, 2024). F2 · derivative.expiration_date: Vesting is 1/3 on the first anniversary of the date of the grant (January 29, 2022), 1/3 on the second anniversary of the date of the grant (January 29, 2023) and 1/3 on the third anniversary of the date of the grant (January 29, 2024). Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 13:51 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 15,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024702 · doc4.xml · derivative · entry 1 Eliasberg James A. · CIK 0001497157 · VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,766 Underlying: Class A Common Stock · 15,766 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: Vesting is 50% on the first anniversary of the date of the grant (April 15, 2021) and 50% on the second anniversary of the date of the grant (April 15, 2022). F2 · derivative.expiration_date: Vesting is 50% on the first anniversary of the date of the grant (April 15, 2021) and 50% on the second anniversary of the date of the grant (April 15, 2022). Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:34 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionRestricted Stock Units · Derivative | 18,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006376 · doc4.xml · derivative · entry 3 Eliasberg James A. · CIK 0001497157 · VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,512 Underlying: Class A Common Stock · 18,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: On January 31, 2019, the reporting person was granted an award of restricted stock units, vesting in two equal annual installments on the first anniversary of the date of the grant (January 31, 2020) and the second anniversary of the date of the grant (January 31, 2021). F2 · derivative.expiration_date: On January 31, 2019, the reporting person was granted an award of restricted stock units, vesting in two equal annual installments on the first anniversary of the date of the grant (January 31, 2020) and the second anniversary of the date of the grant (January 31, 2021). Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:34 UTC | CITIZENS, INC. CIA · Entity 6336 | Tax withholdingCitizens, Inc. Class A Common Stock | 5,460 | $6.06 | $33,087.60 |
DisclosureSEC source: 0001209191-20-006376 · doc4.xml · nonDerivative · entry 2 Eliasberg James A. · CIK 0001497157 · VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,052 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:34 UTC | CITIZENS, INC. CIA · Entity 6336 | Exercise / conversionCitizens, Inc. Class A Common Stock | 18,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-006376 · doc4.xml · nonDerivative · entry 1 Eliasberg James A. · CIK 0001497157 · VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Citizens, Inc. Class A common stock on a one-for-one basis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 14:07 UTC | CITIZENS, INC. CIA · Entity 6336 | GrantRestricted Stock Units · Derivative | 37,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006654 · doc4.xml · derivative · entry 1 Eliasberg James A. · CIK 0001497157 · VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,024 Underlying: Class A Common Stock · 37,024 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. F2 · derivative.exercise_date: Vesting is 50% on the first anniversary of the date of the grant (January 31, 2020) and 50% on the second anniversary of the date of the grant (January 31, 2021). F2 · derivative.expiration_date: Vesting is 50% on the first anniversary of the date of the grant (January 31, 2020) and 50% on the second anniversary of the date of the grant (January 31, 2021). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.