organization · Reporting owner
G E ASSET MANAGEMENT INC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ELEPHANT & CASTLE GROUP INCPUBSF · Entity 13947 | 10% owner | December 03, 1999 | January 10, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ELEPHANT & CASTLE GROUP INC
Report date December 03, 1999 · Filed January 10, 2005
Jointly reported with GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP, GENERAL ELECTRIC CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 649,860 |
Reported balance
After 1999-12-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 1999-12-03 · Conversion · Acquired 1,000,000 · Balance 649,860 F1: The number of shares reflect a 2 for 1 reverse stock split that occurred on March 23, 2000. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Common StockSEC Table I · non-derivative | Direct | 3,249,860 |
Reported balance
After 2001-12-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2001-12-12 · Other · Acquired 2,600,000 · Balance 3,249,860 F2: Issued to GE Investment Private Placement Partners II, a Limited Partnership ("GEIPPPII") for no additional consideration pursuant to the terms of Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Common StockSEC Table I · non-derivative | Direct | 3,252,860 |
Reported balance
After 2002-06-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2002-06-12 · Other · Acquired 3,000 · Balance 3,252,860 F3: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Common StockSEC Table I · non-derivative | Direct | 3,255,860 |
Reported balance
After 2003-05-20 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2003-05-20 · Other · Acquired 3,000 · Balance 3,255,860 F3: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Common StockSEC Table I · non-derivative | Direct | 3,258,860 |
Reported balance
After 2004-04-23 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2004-04-23 · Other · Acquired 3,000 · Balance 3,258,860 F3: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Convertible Subordinated DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2003-12-31 | Direct | 1,000,000 |
Reported balance
After 1999-12-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 1999-12-03 · Conversion · Disposed 1,000,000 · Balance 1,000,000 F4: Exercise price per share was reduced from $2 to $1 pursuant to renegotiation of terms in October 1999. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Convertible Subordinated DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2005-11-30 | Direct | 0 |
Reported balance
After 2001-12-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2001-12-12 · Other · Disposed 3,000,000 · Balance 0 F5: The conversion price was initially equal to $8. The conversion price was $10 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Convertible Subordinated DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $7.68 · Expires 2005-11-30 | Direct | 0 |
Reported balance
After 2001-12-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2001-12-12 · Other · Disposed 2,000,000 · Balance 0 F6: The conversion price was initially equal to $6. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Convertible Subordinated DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $7.68 · Expires 2005-11-30 | Direct | 0 |
Reported balance
After 2001-12-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2001-12-12 · Other · Disposed 2,000,000 · Balance 0 F6: The conversion price was initially equal to $6. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Convertible Subordinated DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $7.68 · Expires 2005-11-30 | Direct | 0 |
Reported balance
After 2001-12-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2001-12-12 · Other · Disposed 2,000,000 · Balance 0 F7: The conversion price was initially equal to $5. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Convertible Subordinated DebentureSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2003-12-31 | Direct | 0 |
Reported balance
After 2001-12-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2001-12-12 · Other · Disposed 1,000,000 · Balance 0 F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Senior Secured Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2005-09-01 | Direct | 5,000,000 |
Reported balance
After 2001-12-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2001-12-12 · Other · Acquired 5,000,000 · Balance 5,000,000 F9: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F10: The Senior Notes are subject to periodic mandatory prepayment by the Issuer. GEIPPPII received prepayments from the Issuer in the amounts of $125,000 in 2001, $525,000 in 2002 and $450,000 in 2003 reducing the outstanding balance on the Senior Notes to $3,900,000. F14: Immediately. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Senior Secured Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2005-09-01 | Direct | 0 |
Reported balance
After 2004-12-17 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2004-12-17 · Other · Disposed 5,000,000 · Balance 0 F9: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F12: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F10: The Senior Notes are subject to periodic mandatory prepayment by the Issuer. GEIPPPII received prepayments from the Issuer in the amounts of $125,000 in 2001, $525,000 in 2002 and $450,000 in 2003 reducing the outstanding balance on the Senior Notes to $3,900,000. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Junior Secured Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2005-09-01 | Direct | 5,000,000 |
Reported balance
After 2001-12-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2001-12-12 · Other · Acquired 5,000,000 · Balance 5,000,000 F9: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F11: Pursuant to the 2001 Agreement, the Junior Notes will be converted into Common Stock at specified times at specified conversion prices, subject to certain financial tests of the Issuer. F14: Immediately. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Junior Secured Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2005-09-01 | Direct | 0 |
Reported balance
After 2004-12-17 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2004-12-17 · Other · Disposed 5,000,000 · Balance 0 F9: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F12: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F11: Pursuant to the 2001 Agreement, the Junior Notes will be converted into Common Stock at specified times at specified conversion prices, subject to certain financial tests of the Issuer. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2014-12-17 | Direct | 1,750,000 |
Reported balance
After 2004-12-17 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2004-12-17 · Other · Acquired 1,750,000 · Balance 1,750,000 F12: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F14: Immediately. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 3,653,972 |
Reported balance
After 2004-12-17 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2004-12-17 · Other · Acquired 3,653,972 · Balance 3,653,972 F15: 3 for 1. F12: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F14: Immediately. F16: The preferred stock has no expiration date. F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares reflect a 2 for 1 reverse stock split that occurred on March 23, 2000.
F2: Issued to GE Investment Private Placement Partners II, a Limited Partnership ("GEIPPPII") for no additional consideration pursuant to the terms of Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001.
F3: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation.
F4: Exercise price per share was reduced from $2 to $1 pursuant to renegotiation of terms in October 1999.
F5: The conversion price was initially equal to $8. The conversion price was $10 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes.
F6: The conversion price was initially equal to $6. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes.
F7: The conversion price was initially equal to $5. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes.
F8: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures.
F9: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75.
F10: The Senior Notes are subject to periodic mandatory prepayment by the Issuer. GEIPPPII received prepayments from the Issuer in the amounts of $125,000 in 2001, $525,000 in 2002 and $450,000 in 2003 reducing the outstanding balance on the Senior Notes to $3,900,000.
F11: Pursuant to the 2001 Agreement, the Junior Notes will be converted into Common Stock at specified times at specified conversion prices, subject to certain financial tests of the Issuer.
F12: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment).
F13: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner.
F14: Immediately.
F15: 3 for 1.
F16: The preferred stock has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2004 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherSeries A Convertible Preferred Stock · Derivative | 3,653,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 17 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,653,972 Underlying: Common Stock · 10,961,916 shares Expires not disclosed F15 · derivative.exercise_price: 3 for 1. F12 · kind: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F12 · price: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F14 · derivative.exercise_date: Immediately. F16 · derivative.expiration_date: The preferred stock has no expiration date. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 17, 2004 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherWarrant · Derivative | 1,750,000 | Not disclosed Strike: $0.67 | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 16 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750,000 Underlying: Common Stock · 0 shares Expires 2014-12-17 F12 · derivative.exercise_price: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F12 · kind: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F12 · price: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F14 · derivative.exercise_date: Immediately. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 17, 2004 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherJunior Secured Convertible Note · Derivative | 5,000,000 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 15 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2005-09-01 F9 · derivative.exercise_price: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F12 · kind: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F11 · shares: Pursuant to the 2001 Agreement, the Junior Notes will be converted into Common Stock at specified times at specified conversion prices, subject to certain financial tests of the Issuer. F12 · derivative.exercise_date: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 17, 2004 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherSenior Secured Convertible Note · Derivative | 5,000,000 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 14 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2005-09-01 F9 · derivative.exercise_price: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F12 · kind: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F10 · shares: The Senior Notes are subject to periodic mandatory prepayment by the Issuer. GEIPPPII received prepayments from the Issuer in the amounts of $125,000 in 2001, $525,000 in 2002 and $450,000 in 2003 reducing the outstanding balance on the Senior Notes to $3,900,000. F12 · derivative.exercise_date: Pursuant to the Amended and Restated Note and Stock Purchase Agreement dated December 17, 2004, GEIPPPII exchanged the Junior Note and Senior Note and waived accrued and unpaid interest on the Junior Notes and the Senior Notes in exchange for (i) a $4,203,879 note (which is not convertible) due on December 18, 2009, (ii) 3,653,972 Shares of Preferred Series A stock (convertible into Common Shares at a 1 to 3 ratio), and (iii) a Warrant for 1,750,000 shares of common stock at an exercise price of CDN 0.667 (subject to adjustment). F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| April 23, 2004 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · nonDerivative · entry 5 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,258,860 F3 · kind: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F3 · price: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| May 20, 2003 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · nonDerivative · entry 4 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,255,860 F3 · kind: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F3 · price: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| June 12, 2002 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · nonDerivative · entry 3 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252,860 F3 · kind: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F3 · price: Issued to GEIPPPII for no additional consideration as non-executive director compensation for board participation. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherJunior Secured Convertible Note · Derivative | 5,000,000 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 13 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2005-09-01 F9 · derivative.exercise_price: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F11 · shares: Pursuant to the 2001 Agreement, the Junior Notes will be converted into Common Stock at specified times at specified conversion prices, subject to certain financial tests of the Issuer. F8 · price: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F14 · derivative.exercise_date: Immediately. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherSenior Secured Convertible Note · Derivative | 5,000,000 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 12 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2005-09-01 F9 · derivative.exercise_price: GEIPPPII has the right to convert the notes into shares of common stock at a conversion price that increased in fixed increments at various times pursuant to the 2001 Agreement beginning at $1 and ending with a final conversion price of $1.75. The conversion price from September 1, 2004 through September 1, 2005 is $1.75. F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F10 · shares: The Senior Notes are subject to periodic mandatory prepayment by the Issuer. GEIPPPII received prepayments from the Issuer in the amounts of $125,000 in 2001, $525,000 in 2002 and $450,000 in 2003 reducing the outstanding balance on the Senior Notes to $3,900,000. F8 · price: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F14 · derivative.exercise_date: Immediately. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherConvertible Subordinated Debenture · Derivative | 1,000,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 11 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2003-12-31 F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F8 · derivative.exercise_date: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherConvertible Subordinated Debenture · Derivative | 2,000,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 10 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2005-11-30 F7 · derivative.exercise_price: The conversion price was initially equal to $5. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F8 · derivative.exercise_date: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherConvertible Subordinated Debenture · Derivative | 2,000,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 9 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2005-11-30 F6 · derivative.exercise_price: The conversion price was initially equal to $6. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F8 · derivative.exercise_date: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherConvertible Subordinated Debenture · Derivative | 2,000,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 8 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2005-11-30 F6 · derivative.exercise_price: The conversion price was initially equal to $6. The conversion price was $7.68 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F8 · derivative.exercise_date: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherConvertible Subordinated Debenture · Derivative | 3,000,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 7 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2005-11-30 F5 · derivative.exercise_price: The conversion price was initially equal to $8. The conversion price was $10 prior to the exchange of the convertible subordinate debentures for the Senior Notes and the Junior Notes. F8 · kind: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F8 · derivative.exercise_date: Pursuant to the Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001 (the "2001 Agreement") the outstanding convertible subordinate debentures in the principal amount of $10,000,000 were exchanged for the Amended and Restated Senior Secured Convertible Notes (the "Senior Notes") and the Amended and Restated Junior Secured Convertible Notes (the "Junior Notes") and GEIPPPII received from the Issuer 2,600,000 shares of Common Stock. In consideration for the new shares, the Senior Notes and the Junior Notes, GEIPPPII waived certain payment by the Issuer of accrued and unpaid interest on the convertible subordinate debentures. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 12, 2001 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | OtherCommon Stock | 2,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · nonDerivative · entry 2 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,249,860 F2 · kind: Issued to GE Investment Private Placement Partners II, a Limited Partnership ("GEIPPPII") for no additional consideration pursuant to the terms of Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001. F2 · price: Issued to GE Investment Private Placement Partners II, a Limited Partnership ("GEIPPPII") for no additional consideration pursuant to the terms of Amended and Restated Note, Stock Purchase and Warrant Agreement dated December 12, 2001. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 03, 1999 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | ConversionConvertible Subordinated Debenture · Derivative | 1,000,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · derivative · entry 6 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2003-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Exercise price per share was reduced from $2 to $1 pursuant to renegotiation of terms in October 1999. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
| December 03, 1999 Filed Jan 10, 2005 21:26 UTC | ELEPHANT & CASTLE GROUP INC PUBSF · Entity 13947 | ConversionCommon Stock | 1,000,000 | $1.00 | $1,000,000.00 |
DisclosureSEC source: 0001072613-05-000050 · pro-form4_13183ex.xml · nonDerivative · entry 1 GE INVESTMENT PRIVATE PLACEMENT PARTNERS II LTD PARTNERSHIP · CIK 0001023838 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner G E ASSET MANAGEMENT INC · CIK 0000936839 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The number of shares reflect a 2 for 1 reverse stock split that occurred on March 23, 2000. F13 · ownership.direct: These securities are owned directly by GEIPPPII. GE Asset Management Incorporated ("GEAM") disclaims beneficial ownership of these securities, except to the extent of its pro-rata partnership interest in GEIPPPII, of which GEAM acts as a general partner. General Electric Company disclaims beneficial ownership of these securities, except to the extent of the pro-rata partnership interest of GEAM, a wholly owned subsidiary of General Electric Company, in GEIPPPII, of which GEAM acts as a general partner. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.