Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Retail Value Inc.RVI · Entity 122267 | Director | May 12, 2021 | May 14, 2021 |
| SITE Centers Corp.DDR · Entity 6497 | Director | June 06, 2018 | June 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Retail Value Inc.
Report date May 12, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 23,067.9477 |
Reported balance
After 2021-05-12 transaction · row 1
1 source rowRow 1 · 2021-05-12 · Grant · Acquired 5,397 · Balance 23,067.9477 |
SITE Centers Corp.
Report date June 06, 2018 · Filed June 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,750 |
Reported balance
After 2018-06-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-06 · Sale · Disposed 10,734 · Balance 2,750 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.4426 to $16.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range. F2: On May 21, 2018, the common shares of DDR Corp. were subject to a 1-for-2 reverse stock split, resulting in the reporting person's ownership of approximately half as many shares as previously reported. The transaction reported in this report is disclosed on a split-adjusted basis. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.4426 to $16.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.
F2: On May 21, 2018, the common shares of DDR Corp. were subject to a 1-for-2 reverse stock split, resulting in the reporting person's ownership of approximately half as many shares as previously reported. The transaction reported in this report is disclosed on a split-adjusted basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2021 Filed May 14, 2021 16:15 UTC | Retail Value Inc. RVI · Entity 122267 | GrantCommon Shares | 5,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032696 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,067.9477 Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 16:25 UTC | Retail Value Inc. RVI · Entity 122267 | GrantCommon Shares | 890.5669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003603 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,670.9477 F1 · shares: Shares acquired as a result of a stock dividend as of January 12, 2021. F2 · balance_after: Reflects an exempt, equitable adjustment increasing restricted stock units by 263 units for the stock dividend, which vest on July 2, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:00 UTC | Retail Value Inc. RVI · Entity 122267 | PurchaseCommon Shares | 4,000 | $12.48 | $49,920.00 |
DisclosureSEC source: 0001209191-20-052655 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,517.3808 F1 · price: The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.47 to $12.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 05, 2020 Filed May 6, 2020 17:00 UTC | Retail Value Inc. RVI · Entity 122267 | PurchaseCommon Shares | 3,000 | $12.92 | $38,760.00 |
DisclosureSEC source: 0001209191-20-027511 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,517.3808 F1 · price: The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $12.70 to $13.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 14:59 UTC | Retail Value Inc. RVI · Entity 122267 | GrantCommon Shares | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003010 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,517.3808 F1 · shares: Shares acquired as a result of a stock dividend as of January 8, 2020. F2 · balance_after: Reflects an exempt, equitable adjustment increasing restricted stock units by 356 units for the stock dividend. These 356 RSUs generally vest 178 on July 31, 2020 and 178 on July 31, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:57 UTC | Retail Value Inc. RVI · Entity 122267 | GrantCommon Shares | 7.3808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005848 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,056.3808 F1 · shares: Shares acquired as a result of a stock dividend as of January 25, 2019. F2 · balance_after: Reflects an exempt, equitable adjustment increasing restricted stock units by 365 units for the stock dividend. These 365 RSUs generally vest 99 on July 31, 2019, 133 on July 31, 2020 and 133 on July 31, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:36 UTC | Retail Value Inc. RVI · Entity 122267 | GrantCommon Shares | 4,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044974 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,684 F1 · price: The RSUs generally vest 1,135 on July 2, 2019, 1,513 on July 2, 2020 and 1,514 on July 2, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting. F2 · balance_after: This total includes 4,247 RSUs previously granted on July 2, 2018 and reported on July 5, 2018 on Table II (which RSUs are now being reported on Table I and will no longer be reported on Table II). F3 · balance_after: This total includes 275 common shares previously acquired in the exempt pro-rata distribution of Issuer common shares in connection with the spin-off of the Issuer by DDR Corp. on July 1, 2018. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:16 UTC | Retail Value Inc. RVI · Entity 122267 | GrantRestricted Share Units · Derivative | 4,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041586 · doc4.xml · derivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,247 Underlying: Common Shares · 4,247 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one issuer common share. F2 · derivative.exercise_date: The RSUs generally vest 1,158 on July 2, 2019, 1,544 on July 2, 2020 and 1,545 on July 2, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting. F2 · derivative.expiration_date: The RSUs generally vest 1,158 on July 2, 2019, 1,544 on July 2, 2020 and 1,545 on July 2, 2021. Vested shares will generally be delivered to the reporting person within 30 days after vesting. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:15 UTC | SITE Centers Corp. DDR · Entity 6497 | SaleCommon Shares | 10,734 | $16.47 | $176,773.95 |
DisclosureSEC source: 0001209191-18-036666 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.4426 to $16.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range. F2 · balance_after: On May 21, 2018, the common shares of DDR Corp. were subject to a 1-for-2 reverse stock split, resulting in the reporting person's ownership of approximately half as many shares as previously reported. The transaction reported in this report is disclosed on a split-adjusted basis. Read SEC document |
| May 18, 2018 Filed May 18, 2018 20:24 UTC | SITE Centers Corp. DDR · Entity 6497 | GrantCommon Shares | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031407 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,970 Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:06 UTC | SITE Centers Corp. DDR · Entity 6497 | GrantCommon Shares | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033916 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,841 Read SEC document |
| May 15, 2017 Filed May 17, 2017 13:35 UTC | SITE Centers Corp. DDR · Entity 6497 | GrantCommon Shares | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032929 · doc4.xml · nonDerivative · entry 1 Roulston Scott D · CIK 0001299469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,723 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.