person · Reporting owner
TradeUP Global Sponsor LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SAIHEAT LtdTUGC · Entity 7293 | Director · 10% owner | May 12, 2021 | May 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 1,074,780 |
Reported balance
After 2021-05-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-12 · Purchase · Acquired 9,780 · Balance 1,074,780 F1: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. F2: On May 12, 2021 in connection with the closing of the exercise of the underwriter's over-allotment option, Sponsor purchased from the Issuer 9,780 Class A Shares at a purchase price of $10.00 per share. F4: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 212,247 |
Reported balance
After 2021-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-12 · Other · Disposed 27,753 · Balance 212,247 F3: This Form 4 reflects the automatic surrender to the Issuer of 27,753 Class B Shares for no consideration by Sponsor pursuant to contractual arrangements with the Issuer, triggered by the election by the underwriter of the issuer's initial public offering not to exercise its option to purchase additional units F5: The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. |
Filing footnotes · ownership attribution and instrument terms
F1: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor.
F2: On May 12, 2021 in connection with the closing of the exercise of the underwriter's over-allotment option, Sponsor purchased from the Issuer 9,780 Class A Shares at a purchase price of $10.00 per share.
F3: This Form 4 reflects the automatic surrender to the Issuer of 27,753 Class B Shares for no consideration by Sponsor pursuant to contractual arrangements with the Issuer, triggered by the election by the underwriter of the issuer's initial public offering not to exercise its option to purchase additional units
F4: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest.
F5: The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2021 Filed May 15, 2021 01:05 UTC | SAIHEAT Ltd TUGC · Entity 7293 | OtherClass B Ordinary Shares · Derivative | 27,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-067142 · tm2116584d1_4.xml · derivative · entry 2 Li Jianwei · CIK 0001858469 · Director · Chief Financial Officer · 10% owner TradeUP Global Sponsor LLC · CIK 0001858472 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,247 Underlying: Class A Ordinary Shares · 27,753 shares Expires not disclosed F3 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the Issuer of 27,753 Class B Shares for no consideration by Sponsor pursuant to contractual arrangements with the Issuer, triggered by the election by the underwriter of the issuer's initial public offering not to exercise its option to purchase additional units F5 · derivative.exercise_date: The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F5 · derivative.expiration_date: The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · balance_after: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. Read SEC document |
| May 12, 2021 Filed May 15, 2021 01:05 UTC | SAIHEAT Ltd TUGC · Entity 7293 | PurchaseClass A Ordinary Shares | 9,780 | $10.00 | $97,800.00 |
DisclosureSEC source: 0001104659-21-067142 · tm2116584d1_4.xml · nonDerivative · entry 1 Li Jianwei · CIK 0001858469 · Director · Chief Financial Officer · 10% owner TradeUP Global Sponsor LLC · CIK 0001858472 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,780 F1 · price: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,074,780 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 212,247 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. F2 · price: On May 12, 2021 in connection with the closing of the exercise of the underwriter's over-allotment option, Sponsor purchased from the Issuer 9,780 Class A Shares at a purchase price of $10.00 per share. F4 · ownership.direct: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. Read SEC document |
| May 03, 2021 Filed May 6, 2021 01:53 UTC | SAIHEAT Ltd TUGC · Entity 7293 | Exercise / conversionClass B Ordinary Shares · Derivative | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-061940 · tm2114428d7_form4.xml · derivative · entry 3 Li Jianwei · CIK 0001858469 · Director · Chief Financial Officer · 10% owner TradeUP Global Sponsor LLC · CIK 0001858472 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Class A Ordinary Shares · 850,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. F3 · shares: In connection with the closing of the Issuer's initial public offering, on May 3, 2021, 850,000 Class B Shares were converted into Class A Shares. F5 · derivative.exercise_date: The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F5 · derivative.expiration_date: The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · balance_after: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,065,000 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 240,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. Read SEC document |
| May 03, 2021 Filed May 6, 2021 01:53 UTC | SAIHEAT Ltd TUGC · Entity 7293 | Exercise / conversionClass A Ordinary Shares | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-061940 · tm2114428d7_form4.xml · nonDerivative · entry 2 Li Jianwei · CIK 0001858469 · Director · Chief Financial Officer · 10% owner TradeUP Global Sponsor LLC · CIK 0001858472 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,065,000 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 240,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. F3 · price: In connection with the closing of the Issuer's initial public offering, on May 3, 2021, 850,000 Class B Shares were converted into Class A Shares. F4 · ownership.direct: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. Read SEC document |
| May 03, 2021 Filed May 6, 2021 01:53 UTC | SAIHEAT Ltd TUGC · Entity 7293 | PurchaseClass A Ordinary Shares | 215,000 | $10.00 | $2,150,000.00 |
DisclosureSEC source: 0001104659-21-061940 · tm2114428d7_form4.xml · nonDerivative · entry 1 Li Jianwei · CIK 0001858469 · Director · Chief Financial Officer · 10% owner TradeUP Global Sponsor LLC · CIK 0001858472 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,000 F1 · price: TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,065,000 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 240,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. F2 · price: On May 3, 2021 in connection with the Issuer's initial public offering, (i) Sponsor purchased from the Issuer 215,000 Class A Shares at a purchase price of $10.00 per share. F4 · ownership.direct: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.