Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANNALY CAPITAL MANAGEMENT INC
Report date May 19, 2021 · Filed May 19, 2021
Section 16 reporting ended · disclosed 2021-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,450 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 102,450 |
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 500 F1: Represents shares of Common Stock held jointly with daughter. |
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500 F1: Represents shares of Common Stock held jointly with daughter. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 450 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 450 F2: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 450 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 450 F2: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectSee note | 2,100 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,100 F3: Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust |
| Common StockSEC Table I · non-derivative | IndirectSee note | 3,000 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 3,000 F4: Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 163,808 |
Reported balance
Holding disclosure · report date 2021-05-19 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 163,808 F5: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F6: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 54,641 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock held jointly with daughter.
F2: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares.
F3: Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust
F4: Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust.
F5: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.
F6: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 54,641 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 22, 2020 17:57 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 22,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008275 · wf-form4_159017021024084.xml · derivative · entry 8 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,640 Underlying: Common Stock · 22,551 shares Expires not disclosed F5 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F5 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F5 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F6 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 38,473 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:14 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 15,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007198 · wf-form4_155872168158445.xml · derivative · entry 8 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,216 Underlying: Common Stock · 15,592 shares Expires not disclosed F5 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F5 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F5 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F6 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 25,600 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:23 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 12,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007224 · wf-form4_152727981965994.xml · derivative · entry 10 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,121 Underlying: Common Stock · 12,858 shares Expires not disclosed F6 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the reporting person elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F6 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the reporting person elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F6 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the reporting person elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F7 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 16,097 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:12 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 500 | $11.32 | $5,657.50 |
DisclosureSEC source: 0001140361-17-042252 · doc1.xml · nonDerivative · entry 6 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 F3 · balance_after: Represents shares of Common Stock held jointly with daughter. F3 · ownership.direct: Represents shares of Common Stock held jointly with daughter. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:12 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 500 | $11.33 | $5,662.50 |
DisclosureSEC source: 0001140361-17-042252 · doc1.xml · nonDerivative · entry 5 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 F3 · balance_after: Represents shares of Common Stock held jointly with daughter. F3 · ownership.direct: Represents shares of Common Stock held jointly with daughter. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:12 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 450 | $11.33 | $5,096.88 |
DisclosureSEC source: 0001140361-17-042252 · doc1.xml · nonDerivative · entry 4 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 450 F2 · balance_after: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. F2 · ownership.nature: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:12 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 450 | $11.32 | $5,091.75 |
DisclosureSEC source: 0001140361-17-042252 · doc1.xml · nonDerivative · entry 3 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 450 F2 · balance_after: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. F2 · ownership.nature: Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:12 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 3,000 | $11.34 | $34,020.00 |
DisclosureSEC source: 0001140361-17-042252 · doc1.xml · nonDerivative · entry 2 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 3,000 F1 · balance_after: Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust. F1 · ownership.nature: Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:12 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 8,800 | $11.34 | $99,792.00 |
DisclosureSEC source: 0001140361-17-042252 · doc1.xml · nonDerivative · entry 1 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,450 Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 21:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 200 | $12.19 | $2,437.44 |
DisclosureSEC source: 0001140361-17-030919 · doc1.xml · nonDerivative · entry 4 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,100 F1 · balance_after: Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Trust. Includes a previous gift of 1,900 shares of Common Stock received by the Trust in 2012. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Trust. F1 · ownership.nature: Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Trust. Includes a previous gift of 1,900 shares of Common Stock received by the Trust in 2012. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Trust. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 21:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 500 | $12.18 | $6,088.20 |
DisclosureSEC source: 0001140361-17-030919 · doc1.xml · nonDerivative · entry 3 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,650 Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 21:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 9,000 | $12.19 | $109,684.80 |
DisclosureSEC source: 0001140361-17-030919 · doc1.xml · nonDerivative · entry 2 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,150 Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 21:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 8,000 | $12.09 | $96,706.40 |
DisclosureSEC source: 0001140361-17-030919 · doc1.xml · nonDerivative · entry 1 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,150 Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:34 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 11,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022917 · doc1.xml · derivative · entry 6 SEGALAS DONNELL · CIK 0001259017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,666 Underlying: Common Stock · 11,451 shares Expires not disclosed F2 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F3 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. F4 · balance_after: Includes 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.