Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | May 19, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date May 19, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,997 |
Reported balance
After 2021-05-19 transaction · row 1
1 source rowRow 1 · 2021-05-19 · Grant · Acquired 226 · Balance 16,997 F1: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2021 Filed May 21, 2021 17:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 226 | $15.98 | $3,611.48 |
DisclosureSEC source: 0001437749-21-013065 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,997 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 220 | $16.60 | $3,652.00 |
DisclosureSEC source: 0001437749-21-006171 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,771 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 18, 2020 Filed Nov 18, 2020 17:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 3,850 | $12.99 | $50,011.50 |
DisclosureSEC source: 0001437749-20-024170 · rdgdoc.xml · nonDerivative · entry 2 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,551 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 308 | $11.49 | $3,538.92 |
DisclosureSEC source: 0001437749-20-024170 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,701 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 17:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 320 | $11.93 | $3,817.60 |
DisclosureSEC source: 0001437749-20-018361 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,393 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 17:02 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,499 | $10.91 | $59,994.09 |
DisclosureSEC source: 0001437749-20-013246 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,073 F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 193 | $10.33 | $1,993.69 |
DisclosureSEC source: 0001437749-20-011736 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,574 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 16:07 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 172 | $14.08 | $2,421.76 |
DisclosureSEC source: 0001437749-20-004801 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 152 | $13.91 | $2,114.32 |
DisclosureSEC source: 0001437749-19-023287 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,209 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| October 07, 2019 Filed Nov 20, 2019 16:05 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 1,328 | $13.27 | $17,624.95 |
DisclosureSEC source: 0001437749-19-023283 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,057 Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 16:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,759 | $13.30 | $49,994.70 |
DisclosureSEC source: 0001437749-19-019261 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 16:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 94 | $12.74 | $1,197.56 |
DisclosureSEC source: 0001437749-19-017191 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 20, 2019 Filed May 22, 2019 16:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 86 | $13.13 | $1,129.18 |
DisclosureSEC source: 0001437749-19-010703 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 18:54 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,446 | $12.44 | $42,868.24 |
DisclosureSEC source: 0001437749-19-005949 · rdgdoc.xml · nonDerivative · entry 1 Foster Carol L · CIK 0001765339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 F1 · shares: Restricted stock granted as an automatic grant upon election to the board of directors pursuant to the 2018 Non-employee Director Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.