Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H&R BLOCK INCHRB · Entity 533 | Director | September 14, 2017 | September 15, 2017 |
| Neuberger Next Generation Connectivity Fund Inc.NBXG · Entity 4837 | Director | May 25, 2021 | May 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H&R BLOCK INC
Report date September 14, 2017 · Filed September 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,027.851 |
Reported balance
After 2017-09-14 transaction · row 1
1 source rowRow 1 · 2017-09-14 · Grant · Acquired 5,710 · Balance 91,027.851 F1: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director.
Neuberger Next Generation Connectivity Fund Inc.
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-05-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as Director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as Director of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2017 Filed Sep 15, 2017 20:33 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 5,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015067 · doc4.xml · nonDerivative · entry 1 SEIP TOM D · CIK 0001144285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,027.851 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:32 UTC | H&R BLOCK INC HRB · Entity 533 | Exercise / conversionCall Option to Purchase · Derivative | 8,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001225208-17-011470 · doc4.xml · derivative · entry 3 SEIP TOM D · CIK 0001144285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2017-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:32 UTC | H&R BLOCK INC HRB · Entity 533 | SaleCommon Stock | 6,300 | $29.84 | $187,979.40 |
DisclosureSEC source: 0001225208-17-011470 · doc4.xml · nonDerivative · entry 2 SEIP TOM D · CIK 0001144285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,771.248 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:32 UTC | H&R BLOCK INC HRB · Entity 533 | Exercise / conversionCommon Stock | 8,000 | $23.37 | $186,960.00 |
DisclosureSEC source: 0001225208-17-011470 · doc4.xml · nonDerivative · entry 1 SEIP TOM D · CIK 0001144285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,071.248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:34 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 6,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039200 · doc4.xml · nonDerivative · entry 1 SEIP TOM D · CIK 0001144285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,089.735 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. F2 · balance_after: Represents DSUs and shares of common stock. DSUs and shares of common stock were previously reported separately, but are reported on a combined basis in this report and will be reported on this combined basis in future reports. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.