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person · Reporting owner

Dorward-King Elaine J

Disclosed activity across 3 companies

Tapewire entity
1388
SEC CIK
0001572364

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Great Lakes Dredge & Dock CORPGLDD · Entity 54626DirectorJune 30, 2023July 03, 2023
NEWMONT Corp /DE/NEM · Entity 1894EVP, S&ERMay 01, 2019May 03, 2019
NOVAGOLD RESOURCES INCNG · Entity 1348DirectorSeptember 01, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Great Lakes Dredge & Dock CORP

Report date June 30, 2023 · Filed July 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,710 Reported balance After 2023-06-30 transaction · row 1
1 source row

Row 1 · 2023-06-30 · Grant · Acquired 3,094 · Balance 35,710

NEWMONT Corp /DE/

Report date May 01, 2019 · Filed May 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.60 par valueSEC Table I · non-derivativeDirect142,122 Reported balance After 2019-05-01 transaction · row 1
1 source row

Row 1 · 2019-05-01 · Sale · Disposed 3,000 · Balance 142,122

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

NOVAGOLD RESOURCES INC

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect38,583 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Grant · Acquired 1,151 · Balance 38,583

F1: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2020 Filed Apr 2, 2020 23:55 UTC Great Lakes Dredge & Dock CORP GLDD · Entity 54626 GrantCommon Stock 2,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022846 · doc4.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Read SEC document
May 01, 2019 Filed May 3, 2019 22:11 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $30.90 $92,700.00
Disclosure

SEC source: 0001164727-19-000105 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,122

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:14 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $35.85 $107,550.00
Disclosure

SEC source: 0001164727-19-000094 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,122

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:22 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $33.90 $101,700.00
Disclosure

SEC source: 0001164727-19-000080 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,122

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:00 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,819 $34.35 $62,482.65
Disclosure

SEC source: 0001164727-19-000068 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,122

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,134 stock-settled restricted stock units.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:29 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,738 $35.46 $61,629.48
Disclosure

SEC source: 0001164727-19-000046 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,941

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,706 stock-settled restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:57 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 12,510 $0.00 $0.00
Disclosure

SEC source: 0001164727-19-000036 · edgar.xml · nonDerivative · entry 4

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,679

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:57 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,569 $36.73 $94,359.37
Disclosure

SEC source: 0001164727-19-000036 · edgar.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,169

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,840 stock-settled restricted stock units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:57 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 40,182 $36.73 $1,475,884.86
Disclosure

SEC source: 0001164727-19-000036 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,738

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 91,228 stock-settled restricted stock units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:57 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 91,228 $0.00 $0.00
Disclosure

SEC source: 0001164727-19-000036 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,920

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:12 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $34.43 $103,290.00
Disclosure

SEC source: 0001164727-19-000004 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,692

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:12 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 139 $34.42 $4,784.38
Disclosure

SEC source: 0001164727-19-000004 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,692

F1 · shares: Due to the lapsing of restrictions on retirement eligible shares to cover the required withholding for FICA taxes. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with such change in ownership.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 11:58 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $32.88 $98,640.00
Disclosure

SEC source: 0001164727-18-000175 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:46 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $31.51 $94,530.00
Disclosure

SEC source: 0001164727-18-000163 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:34 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $30.20 $90,600.00
Disclosure

SEC source: 0001164727-18-000155 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:44 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $30.53 $91,590.00
Disclosure

SEC source: 0001164727-18-000149 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2018 Filed Sep 6, 2018 20:44 UTC NEWMONT Corp /DE/ NEM · Entity 1894 OtherPhantom Stock · Derivative 34 $33.05 $1,123.70
Disclosure

SEC source: 0001164727-18-000149 · edgar.xml · derivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Commom Stock · 34 shares

Expires not disclosed

F2 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F3 · kind: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F4 · shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.

F3 · derivative.exercise_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F3 · derivative.expiration_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F4 · derivative.underlying_shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:17 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $36.45 $109,350.00
Disclosure

SEC source: 0001164727-18-000124 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:38 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $37.47 $112,410.00
Disclosure

SEC source: 0001164727-18-000117 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:22 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $38.88 $116,640.00
Disclosure

SEC source: 0001164727-18-000108 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:54 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $38.75 $116,259.00
Disclosure

SEC source: 0001164727-18-000098 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:19 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,000 $39.33 $117,993.60
Disclosure

SEC source: 0001164727-18-000052 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.295 to $39.38. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:35 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,819 $38.74 $70,468.06
Disclosure

SEC source: 0001164727-18-000043 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,831

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,134 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,440 $39.01 $95,184.40
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 4

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,650

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,547 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 37,145 $39.01 $1,449,026.45
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,090

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 84,458 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 84,458 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,235

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 11,536 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,777

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:25 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,623 $38.16 $100,080.57
Disclosure

SEC source: 0001164727-18-000026 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,241

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,840 stock-settled restricted stock units.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 21:42 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 10,250 $36.48 $373,920.00
Disclosure

SEC source: 0001164727-17-000118 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,864

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:16 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 10,250 $38.27 $392,267.50
Disclosure

SEC source: 0001164727-17-000094 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,114

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 21:40 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 10,250 $32.79 $336,097.50
Disclosure

SEC source: 0001164727-17-000064 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,364

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 12,403 $0.00 $0.00
Disclosure

SEC source: 0001164727-17-000031 · edgar.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,614

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 28,231 $35.01 $988,367.31
Disclosure

SEC source: 0001164727-17-000031 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,211

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 60,607 stock-settled restricted stock units.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 60,607 $0.00 $0.00
Disclosure

SEC source: 0001164727-17-000031 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,442

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:07 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,554 $36.43 $93,029.45
Disclosure

SEC source: 0001164727-17-000025 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,835

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,483 stock-settled restricted stock units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:07 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,584 $36.43 $94,122.20
Disclosure

SEC source: 0001164727-17-000025 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,389

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,547 stock-settled restricted stock units.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 23:37 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,777 $36.12 $100,305.24
Disclosure

SEC source: 0001164727-17-000012 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,973

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,840 stock-settled restricted stock units.

Read SEC document
March 18, 2016 Filed Mar 22, 2016 20:07 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,059 $27.85 $29,493.15
Disclosure

SEC source: 0001164727-16-000101 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,750

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,272 stock-settled restricted stock units.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 23:52 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 4,602 $26.02 $119,721.03
Disclosure

SEC source: 0001164727-16-000094 · edgar.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,809

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 14,388 stock-settled restricted stock units.

Read SEC document
February 29, 2016 Filed Mar 1, 2016 23:52 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 14,388 $0.00 $0.00
Disclosure

SEC source: 0001164727-16-000094 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,411

Read SEC document
February 26, 2016 Filed Mar 1, 2016 23:52 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,024 $25.68 $26,293.76
Disclosure

SEC source: 0001164727-16-000094 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,023

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,201 stock-settled restricted stock units.

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February 24, 2016 Filed Feb 26, 2016 23:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,774 $25.85 $45,849.03
Disclosure

SEC source: 0001164727-16-000092 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,047

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,546 stock-settled restricted stock units.

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February 24, 2016 Filed Feb 26, 2016 23:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,815 $25.85 $46,908.68
Disclosure

SEC source: 0001164727-16-000092 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,821

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,483 stock-settled restricted stock units.

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February 22, 2016 Filed Feb 24, 2016 22:15 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 17,520 $0.00 $0.00
Disclosure

SEC source: 0001164727-16-000063 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,636

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March 18, 2015 Filed Mar 20, 2015 20:45 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 716 $22.91 $16,404.28
Disclosure

SEC source: 0001164727-15-000031 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER and Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,116

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $22.911 to $22.92. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

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February 26, 2015 Filed Mar 3, 2015 01:18 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,021 $26.49 $27,047.21
Disclosure

SEC source: 0001164727-15-000013 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER and Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,832

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $26.43 to $26.4912. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

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February 24, 2015 Filed Feb 26, 2015 22:00 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,795 $25.92 $46,522.63
Disclosure

SEC source: 0001164727-15-000002 · edgar.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · EVP, Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,853

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $25.90 to $25.99. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

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February 24, 2015 Filed Feb 26, 2015 22:00 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 16,449 $0.00 $0.00
Disclosure

SEC source: 0001164727-15-000002 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,648

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February 24, 2015 Filed Feb 26, 2015 22:00 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 16,640 $0.00 $0.00
Disclosure

SEC source: 0001164727-15-000002 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,199

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March 18, 2014 Filed Mar 20, 2014 21:14 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 742 $25.16 $18,668.79
Disclosure

SEC source: 0001164727-14-000021 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.