Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Goosehead Insurance, Inc.GSHD · Entity 4370 | VP of Service Delivery | May 28, 2021 | June 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Goosehead Insurance, Inc.
Report date May 28, 2021 · Filed June 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 54,871 |
Reported balance
After 2021-05-28 transaction · row 1
1 source rowRow 1 · 2021-05-28 · Conversion · Disposed 2,500 · Balance 54,871 |
| Class A Common StockSEC Table I · non-derivative | Direct | 37,137 |
Ending reported balance
After 2021-05-28 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2021-05-28 · Conversion · Acquired 2,500 · Balance 39,637 Row 3 · 2021-05-28 · Sale · Disposed 2,500 · Balance 37,137 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.48 to $91.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 54,871 |
Reported balance
After 2021-05-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-28 · Conversion · Disposed 2,500 · Balance 54,871 F2: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.48 to $91.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 1, 2021 20:55 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000111 · wf-form4_162258088493151.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,871 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:55 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,500 | $90.80 | $227,002.25 |
DisclosureSEC source: 0001726978-21-000111 · wf-form4_162258088493151.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.48 to $91.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:55 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000111 · wf-form4_162258088493151.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:55 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000111 · wf-form4_162258088493151.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:52 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000109 · wf-form4_162215229171418.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,371 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:52 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,500 | $86.75 | $216,877.75 |
DisclosureSEC source: 0001726978-21-000109 · wf-form4_162215229171418.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.61 to $86.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:52 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000109 · wf-form4_162215229171418.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:52 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000109 · wf-form4_162215229171418.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:22 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000095 · wf-form4_162145932337652.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,871 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:22 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,000 | $85.96 | $171,929.60 |
DisclosureSEC source: 0001726978-21-000095 · wf-form4_162145932337652.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.62 to $86.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:22 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000095 · wf-form4_162145932337652.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:22 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-21-000095 · wf-form4_162145932337652.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 00:07 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000412 · wf-form4_160868205223657.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,871 Underlying: Class A Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 00:07 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 500 | $130.03 | $65,013.75 |
DisclosureSEC source: 0001726978-20-000412 · wf-form4_160868205223657.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 00:07 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000412 · wf-form4_160868205223657.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 00:07 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000412 · wf-form4_160868205223657.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000381 · wf-form4_160556704402756.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,371 Underlying: Class A Common Stock · 668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F1 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 668 | $120.00 | $80,160.00 |
DisclosureSEC source: 0001726978-20-000381 · wf-form4_160556704402756.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000381 · wf-form4_160556704402756.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000381 · wf-form4_160556704402756.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000380 · wf-form4_160556702108744.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,039 Underlying: Class A Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 582 | $120.05 | $69,867.94 |
DisclosureSEC source: 0001726978-20-000380 · wf-form4_160556702108744.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000380 · wf-form4_160556702108744.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:50 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000380 · wf-form4_160556702108744.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:41 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000033 · wf-form4_154362129136139.xml · derivative · entry 4 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,871 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F1 · balance_after: Reflects 87,871 shares of Class B Common Stock and LLC Units received pursuant to a pro rata distribution from Texas Wasatch Insurance Partners, LP. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:41 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 3,000 | $26.59 | $79,770.00 |
DisclosureSEC source: 0001726978-18-000033 · wf-form4_154362129136139.xml · nonDerivative · entry 3 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.32 to $26.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:41 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000033 · wf-form4_154362129136139.xml · nonDerivative · entry 2 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 23:41 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000033 · wf-form4_154362129136139.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects 87,871 shares of Class B Common Stock and LLC Units received pursuant to a pro rata distribution from Texas Wasatch Insurance Partners, LP. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:54 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass A Common Stock | 37,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005876 · dp90667_4-moxley.xml · nonDerivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,137 F1 · shares: These securities were acquired by the reporting person in connection with the closing of the issuer's initial public offering, in exchange for notes of the issuer held by the reporting person. Read SEC document |
| April 26, 2018 Filed May 1, 2018 01:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantEmployee Stock Options (right to buy) · Derivative | 80,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005546 · dp90341_4-moxley.xml · derivative · entry 1 Moxley Michael Patrick · CIK 0001736770 · VP of Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class A Common stock · 80,000 shares Expires 2028-04-26 F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Moxley's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Moxley's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.