Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Root, Inc.ROOT · Entity 764 | Chief Technology Officer · 10% owner | May 28, 2021 | June 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Root, Inc.
Report date May 28, 2021 · Filed June 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2021-06-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-05-28 · Conversion · Acquired 150,000 · Balance 150,000 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Row 2 · 2021-06-01 · Sale · Disposed 150,000 · Balance 0 F3: The shares were sold pursuant to a 10b5-1 trading plan. F4: The shares were sold at prices ranging from $8.61 to $9.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 10,517,397 |
Reported balance
After 2021-05-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-28 · Conversion · Disposed 150,000 · Balance 10,517,397 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. |
| Class A Common StockSEC Table I · non-derivative | Direct | 287,424 |
Reported balance
Holding disclosure · report date 2021-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 287,424 |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1,740,572 |
Reported balance
Holding disclosure · report date 2021-05-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,740,572 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee.
F3: The shares were sold pursuant to a 10b5-1 trading plan.
F4: The shares were sold at prices ranging from $8.61 to $9.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2021 Filed Jun 2, 2021 21:33 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 150,000 | $8.80 | $1,320,000.00 |
DisclosureSEC source: 0001209191-21-037335 · doc4.xml · nonDerivative · entry 2 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $8.61 to $9.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:33 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037335 · doc4.xml · derivative · entry 4 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,517,397 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:33 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-037335 · doc4.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| May 17, 2021 Filed May 18, 2021 21:33 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 150,000 | $8.97 | $1,345,500.00 |
DisclosureSEC source: 0001209191-21-033624 · doc4.xml · nonDerivative · entry 2 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $8.73 to $9.365. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:33 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033624 · doc4.xml · derivative · entry 4 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,667,397 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:33 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-033624 · doc4.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:52 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 286,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031006 · doc4.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,424 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-quarter of the shares subject to the RSUs vest on February 1, 2022 and the remainder vest quarterly thereafter. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 00:32 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 36,427 | $11.09 | $403,975.43 |
DisclosureSEC source: 0001209191-21-021196 · doc4.xml · nonDerivative · entry 2 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $11.00 to $11.255. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| March 15, 2021 Filed May 3, 2021 21:09 UTC Amendment | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 36,427 | $11.09 | $403,975.43 |
DisclosureSEC source: 0001209191-21-029521 · doc4a.xml · nonDerivative · entry 2 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · price: The shares were sold at prices ranging from $11.00 to $11.255. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:32 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 213,573 | $11.03 | $2,355,710.19 |
DisclosureSEC source: 0001209191-21-021196 · doc4.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,427 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The shares were sold at prices ranging from $11.00 to $11.125. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| March 12, 2021 Filed May 3, 2021 21:09 UTC Amendment | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 213,573 | $11.03 | $2,355,710.19 |
DisclosureSEC source: 0001209191-21-029521 · doc4a.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,427 F1 · price: The shares were sold at prices ranging from $11.00 to $11.125. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:13 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019637 · doc4.xml · derivative · entry 3 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,817,397 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 00:13 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019637 · doc4.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:05 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 11,067,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056793 · doc4.xml · derivative · entry 4 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,067,397 Underlying: Class A Common Stock · 11,067,397 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:05 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 1,740,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056793 · doc4.xml · derivative · entry 3 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,740,572 Underlying: Class A Common Stock · 1,740,572 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:05 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 11,067,397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056793 · doc4.xml · nonDerivative · entry 2 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:05 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 1,740,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056793 · doc4.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 30, 2020 Filed Mar 2, 2021 23:10 UTC Amendment | Root, Inc. ROOT · Entity 764 | PurchaseClass A Common Stock | 1,000 | $27.00 | $27,000.00 |
DisclosureSEC source: 0001209191-21-016424 · doc4a.xml · nonDerivative · entry 1 Manges Daniel · CIK 0001827664 · Chief Technology Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.