Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Burlington Stores, Inc.BURL · Entity 1691 | EVP CIO | June 02, 2021 | June 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Burlington Stores, Inc.
Report date June 02, 2021 · Filed June 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,918 |
Ending reported balance
After 2021-06-02 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2021-06-02 · Exercise / conversion · Acquired 2,200 · Balance 4,999 Row 2 · 2021-06-02 · Exercise / conversion · Acquired 1,087 · Balance 6,086 Row 3 · 2021-06-02 · Exercise / conversion · Acquired 2,303 · Balance 8,389 Row 4 · 2021-06-02 · Exercise / conversion · Acquired 609 · Balance 8,998 Row 5 · 2021-06-02 · Exercise / conversion · Acquired 632 · Balance 9,630 Row 6 · 2021-06-02 · Sale · Disposed 2,934 · Balance 6,696 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.34 to $307.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 7 · 2021-06-02 · Sale · Disposed 2,171 · Balance 4,525 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.34 to $308.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 8 · 2021-06-02 · Sale · Disposed 1,353 · Balance 3,172 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.35 to $309.21, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 9 · 2021-06-02 · Sale · Disposed 773 · Balance 2,399 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.43 to $310.37, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 10 · 2021-06-02 · Sale · Disposed 481 · Balance 1,918 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.77 to $311.65, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.55 · Expires 2023-06-20 | Direct | 2,200 |
Reported balance
After 2021-06-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-06-02 · Exercise / conversion · Disposed 2,200 · Balance 2,200 F6: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on May 22, 2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $98.92 · Expires 2027-05-01 | Direct | 0 |
Reported balance
After 2021-06-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-06-02 · Exercise / conversion · Disposed 1,087 · Balance 0 F7: The options are currently exercisable as to 100% of the shares. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $135.37 · Expires 2028-05-01 | Direct | 2,303 |
Reported balance
After 2021-06-02 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-06-02 · Exercise / conversion · Disposed 2,303 · Balance 2,303 F8: The options are currently exercisable as to 75% of the shares and become exercisable as to the remaining 25% of the shares on May 1, 2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $170.08 · Expires 2029-05-01 | Direct | 1,218 |
Reported balance
After 2021-06-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-06-02 · Exercise / conversion · Disposed 609 · Balance 1,218 F9: The options are currently exercisable as to 50% of the shares and become exercisable as to an additional 25% of the shares on May 1 of each of 2022 and 2023. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $179.46 · Expires 2030-05-01 | Direct | 1,897 |
Reported balance
After 2021-06-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-06-02 · Exercise / conversion · Disposed 632 · Balance 1,897 F10: The options are currently exercisable as to 25% of the shares and become exercisable as to an additional 25% of the shares on May 1 of each of 2022 through 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.34 to $307.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.34 to $308.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.35 to $309.21, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.43 to $310.37, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.77 to $311.65, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on May 22, 2022.
F7: The options are currently exercisable as to 100% of the shares.
F8: The options are currently exercisable as to 75% of the shares and become exercisable as to the remaining 25% of the shares on May 1, 2022.
F9: The options are currently exercisable as to 50% of the shares and become exercisable as to an additional 25% of the shares on May 1 of each of 2022 and 2023.
F10: The options are currently exercisable as to 25% of the shares and become exercisable as to an additional 25% of the shares on May 1 of each of 2022 through 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 632 | $0.00 Strike: $179.46 | $0.00 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · derivative · entry 15 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897 Underlying: Common Stock · 632 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The options are currently exercisable as to 25% of the shares and become exercisable as to an additional 25% of the shares on May 1 of each of 2022 through 2024. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 609 | $0.00 Strike: $170.08 | $0.00 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · derivative · entry 14 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218 Underlying: Common Stock · 609 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are currently exercisable as to 50% of the shares and become exercisable as to an additional 25% of the shares on May 1 of each of 2022 and 2023. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,303 | $0.00 Strike: $135.37 | $0.00 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · derivative · entry 13 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,303 Underlying: Common Stock · 2,303 shares Expires 2028-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options are currently exercisable as to 75% of the shares and become exercisable as to the remaining 25% of the shares on May 1, 2022. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,087 | $0.00 Strike: $98.92 | $0.00 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · derivative · entry 12 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,087 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options are currently exercisable as to 100% of the shares. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,200 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · derivative · entry 11 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires 2023-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are currently exercisable as to 80% of the shares and become exercisable as to the remaining 20% of the shares on May 22, 2022. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 481 | $311.31 | $149,740.11 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 10 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.77 to $311.65, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 773 | $309.67 | $239,374.91 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 9 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.43 to $310.37, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 1,353 | $308.68 | $417,644.04 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 8 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.35 to $309.21, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,171 | $307.82 | $668,277.22 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 7 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.34 to $308.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | SaleCommon Stock | 2,934 | $306.82 | $900,209.88 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 6 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,696 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.34 to $307.32, inclusive. The reporting person undertakes to provide to Burlington Stores, Inc., any security holder of Burlington Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 632 | $179.46 | $113,418.72 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 5 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 609 | $170.08 | $103,578.72 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 4 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 2,303 | $135.37 | $311,757.11 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 3 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 1,087 | $98.92 | $107,526.04 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 2 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 16:15 UTC | Burlington Stores, Inc. BURL · Entity 1691 | Exercise / conversionCommon Stock | 2,200 | $4.55 | $10,010.00 |
DisclosureSEC source: 0001209191-21-038208 · doc4.xml · nonDerivative · entry 1 Hodgson Dennis · CIK 0001864007 · EVP CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.